Smith, Moore & Co.
- SEC CIK
- 0000200724
- Latest filing
- Aug 12, 2026
Holdings in Q3 2022
Holdings as of Sep 30, 2022, filed Nov 14, 2022. Long positions only; changes compare share counts with Q2 2022.
- Positions
- 377
- −17 vs. Q2 2022
- Portfolio value
- $658.9M
- +$10.5M (+1.6%) vs. Q2 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Liberty Media Corp530715AG6 | DEB 4.000%11/1 | – | $4.00K | <0.1% | – | – | – |
| RBTCRubicon Technologies, Inc. | CL A COM | 13,800 | $29.0K | <0.1% | +13,800 | New | History |
| PPTFranklin Premier Income Trust | SH BEN INT | 10,900 | $39.0K | <0.1% | +10,900 | New | History |
| TBLATaboola.com Ltd. | ORD SHS | 29,950 | $54.0K | <0.1% | 00.0% | Unchanged | History |
| STEXStreamex Corp. | COM NEW | 91,615 | $59.0K | <0.1% | −11,750−11.4% | Reduced | History |
| DSMBNY Mellon Strategic Municipal Bond Fund, Inc. | COM | 12,500 | $71.0K | <0.1% | 00.0% | Unchanged | History |
| LFCRLifecore Biomedical, Inc. | COM | 10,500 | $93.0K | <0.1% | 00.0% | Unchanged | History |
| LUMNLumen Technologies, Inc. | Stock | 13,378 | $97.0K | <0.1% | −1,000−7.0% | Reduced | History |
| Empowerment & Inclusion Capi29248N100 | COM CL A | 10,000 | $99.0K | <0.1% | +10,000 | New | – |
| WIAWestern Asset Inflation-Linked Income Fund | COM SH BEN INT | 11,372 | $102.0K | <0.1% | 00.0% | Unchanged | History |
| JQCNuveen Credit Strategies Income Fund | COM SHS | 20,205 | $103.0K | <0.1% | +5,800+40.3% | Added | History |
| GNACGroup Nine Acquisition Corp. | COM CL A | 12,300 | $122.0K | <0.1% | +12,300 | New | History |
| VODVodafone Group Public Ltd Co | ADR | 11,088 | $126.0K | <0.1% | 00.0% | Unchanged | History |
| Lefteris Acquisition Corp52470X109 | COM CL A | 13,000 | $130.0K | <0.1% | 00.0% | Unchanged | – |
| Omega Alpha SpacG6749V107 | CL A | 13,250 | $132.0K | <0.1% | 00.0% | Unchanged | – |
| MINAberdeen Intermediate Income Fund | SH BEN INT | 48,619 | $137.0K | <0.1% | +3,725+8.3% | Added | History |
| WBDWarner Bros. Discovery, Inc. | Stock | 12,250 | $141.0K | <0.1% | −3,347−21.5% | Reduced | History |
| Broadscale Acquisition Corp11134Y101 | COM CL A | 15,000 | $148.0K | <0.1% | 00.0% | Unchanged | – |
| Ignyte Acquisition Corp45175H106 | COM | 14,880 | $149.0K | <0.1% | +14,880 | New | – |
| JYACJiya Acquisition Corp. | COM CL A | 16,500 | $165.0K | <0.1% | 00.0% | Unchanged | History |
| FFord Motor Co | Stock | 15,238 | $171.0K | <0.1% | +16+0.1% | Added | History |
| GFNew Germany Fund Inc | COM | 24,560 | $171.0K | <0.1% | 00.0% | Unchanged | History |
| EQRXEQRx, Inc. | COM | 35,000 | $173.0K | <0.1% | 00.0% | Unchanged | History |
| First Tr MLP & Energy Incom33739B104 | COM | 24,433 | $175.0K | <0.1% | +100+0.4% | Added | – |
| Joff Fintech Acquisition Cor46592C100 | COM CL A | 18,000 | $177.0K | <0.1% | +18,000 | New | – |
| GOSSGossamer Bio, Inc. | COM | 15,000 | $180.0K | <0.1% | +15,000 | New | History |
| Spectral AI, Inc.77732R103 | COM CL A | 20,000 | $197.0K | <0.1% | 00.0% | Unchanged | – |
| iShares Tr464287788 | U.S. FINLS ETF | 2,967 | $200.0K | <0.1% | +2,967 | New | – |
| DHRDanaher Corp | Stock | 790 | $204.0K | <0.1% | 00.0% | Unchanged | History |
| SPLPSteel Partners Holdings L.P. | LTD PRTRSHIP U | 4,925 | $204.0K | <0.1% | 00.0% | Unchanged | History |
| LUVSouthwest Airlines Co | COM | 6,741 | $208.0K | <0.1% | +494+7.9% | Added | History |
| Vanguard S&P 500 Value ETF921932703 | ETF | 1,695 | $210.0K | <0.1% | 00.0% | Unchanged | – |
| AWRAmerican States Water Co | COM | 2,693 | $210.0K | <0.1% | +12+0.4% | Added | History |
| MRTXMirati Therapeutics, Inc. | COM | 3,000 | $210.0K | <0.1% | 00.0% | Unchanged | History |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | 2,084 | $214.0K | <0.1% | −886−29.8% | Reduced | – |
| AXPAmerican Express Co | Stock | 1,598 | $216.0K | <0.1% | +1+0.1% | Added | History |
| EXCExelon Corp | Stock | 5,809 | $218.0K | <0.1% | −858−12.9% | Reduced | History |
| Invesco Exch Traded FD Tr II46138E354 | S&P500 LOW VOL | 3,771 | $218.0K | <0.1% | 00.0% | Unchanged | – |
| Vanguard Scottsdale FDS92206C409 | SHRT TRM CORP BD | 2,931 | $218.0K | <0.1% | −1,012−25.7% | Reduced | – |
| iShares S&P 100 ETF464287101 | ETF | 1,375 | $223.0K | <0.1% | −100−6.8% | Reduced | – |
| LNTAlliant Energy Corp | Stock | 4,200 | $223.0K | <0.1% | 00.0% | Unchanged | History |
| NOMNuveen Missouri Quality Municipal Income Fund | COM | 20,069 | $223.0K | <0.1% | +144+0.7% | Added | History |
| CMICummins Inc | Stock | 1,101 | $224.0K | <0.1% | +1,101 | New | History |
| First Tr Exchange-Traded FD336920103 | US EQTY OPPT ETF | 2,774 | $225.0K | <0.1% | +310+12.6% | Added | – |
| OUNZVanEck Merk Gold ETF | GOLD SHS | 13,940 | $225.0K | <0.1% | 00.0% | Unchanged | History |
| BCEBce Inc | COM NEW | 5,372 | $225.0K | <0.1% | −900−14.3% | Reduced | History |
| SWKSSkyworks Solutions, Inc. | Stock | 2,646 | $226.0K | <0.1% | +2+0.1% | Added | History |
| SHWSherwin Williams Co | COM | 1,104 | $226.0K | <0.1% | +1+0.1% | Added | History |
| FINWFinwise Bancorp | COM | 25,000 | $226.0K | <0.1% | 00.0% | Unchanged | History |
| First Tr Exchng Traded FD VI33740F821 | ACTV FCTR LGCP | 10,610 | $227.0K | <0.1% | 00.0% | Unchanged | – |
| Legg Mason ETF Invt52468L505 | FRANKLIN INTL LW | 9,450 | $228.0K | <0.1% | 00.0% | Unchanged | – |
| iShares Global Clean Energy ETF464288224 | ETF | 12,165 | $232.0K | <0.1% | 00.0% | Unchanged | – |
| OXYOccidental Petroleum Corp | Stock | 3,789 | $233.0K | <0.1% | +165+4.6% | Added | History |
| BHILBenson Hill, Inc. | COMMON STOCK | 85,311 | $234.0K | <0.1% | −2,900−3.3% | Reduced | History |
| Invesco Exchange Traded FD T46137V233 | S&P 500 TOP 50 | 885 | $238.0K | <0.1% | 00.0% | Unchanged | – |
| BMOBank of Montreal | COM | 2,758 | $242.0K | <0.1% | 00.0% | Unchanged | History |
| First Tr Exch Traded FD III33739P855 | INSTL PFD SECS | 14,100 | $242.0K | <0.1% | 00.0% | Unchanged | – |
| MRVLMarvell Technology, Inc. | COM | 5,628 | $242.0K | <0.1% | +5,628 | New | History |
| TFXTeleflex Inc | COM | 1,200 | $242.0K | <0.1% | 00.0% | Unchanged | History |
| ELIQElectriq Power Holdings, Inc. | COM CL A | 24,500 | $242.0K | <0.1% | +24,500 | New | History |
| WisdomTree Tr97717W315 | EMER MKT HIGH FD | 7,579 | $247.0K | <0.1% | 00.0% | Unchanged | – |
| iShares Russell 2000 Growth ETF464287648 | ETF | 1,205 | $249.0K | <0.1% | +16+1.3% | Added | – |
| Vanguard Morningstar Small-Cap Growth ETF922908595 | ETF | 1,289 | $252.0K | <0.1% | +151+13.3% | Added | – |
| First Trust Rising Dividend Achievers ETF33738R506 | ETF | 6,552 | $255.0K | <0.1% | +115+1.8% | Added | – |
| AONAon plc | CL A | 964 | $258.0K | <0.1% | 00.0% | Unchanged | History |
| iShares MSCI Eafe Min Vol Factor ETF46429B689 | ETF | 4,592 | $262.0K | <0.1% | −1,569−25.5% | Reduced | – |
| TRVTravelers Companies, Inc. | Stock | 1,710 | $262.0K | <0.1% | −415−19.5% | Reduced | History |
| WFC.PLWells Fargo & Company | PERP PFD CNV A | 218 | $262.0K | <0.1% | 00.0% | Unchanged | History |
| First Trust Nasdaq Clean Edge Green Energy Index Fund33733E500 | ETF | 4,653 | $265.0K | <0.1% | +229+5.2% | Added | – |
| State Street Consumer Staples Select Sector SPDR ETF81369Y308 | ETF | 3,991 | $266.0K | <0.1% | −765−16.1% | Reduced | – |
| ADMArcher-Daniels-Midland Co | Stock | 3,321 | $267.0K | <0.1% | +664+25.0% | Added | History |
| State Street Utilities Select Sector SPDR ETF81369Y886 | ETF | 4,119 | $270.0K | <0.1% | −637−13.4% | Reduced | – |
| USOUnited States Oil Fund, LP | UNITS | 4,174 | $272.0K | <0.1% | 00.0% | Unchanged | History |
| COSTCostco Wholesale Corp | Stock | 580 | $274.0K | <0.1% | +35+6.4% | Added | History |
| State Street SPDR Portfolio Developed World Ex-US ETF78463X889 | ETF | 10,625 | $274.0K | <0.1% | 00.0% | Unchanged | – |
| CNICanadian National Railway Co | Stock | 2,591 | $280.0K | <0.1% | +115+4.6% | Added | History |
| GDVGabelli Dividend & Income Trust | COM | 14,970 | $280.0K | <0.1% | 00.0% | Unchanged | History |
| First Tr Exchange-Traded Alp33737M409 | SML CAP VAL ALPH | 6,925 | $281.0K | <0.1% | +26+0.4% | Added | – |
| Invesco Exch Traded FD Tr II46138E362 | S&P500 HDL VOL | 7,206 | $282.0K | <0.1% | −50−0.7% | Reduced | – |
| AVGOBroadcom Inc. | Stock | 643 | $285.0K | <0.1% | +60+10.3% | Added | History |
| Investment Managers Ser Tr I46144X628 | AXS SHORT INNOV | 4,675 | $289.0K | <0.1% | +4,675 | New | – |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 2,450 | $291.0K | <0.1% | +36+1.5% | Added | – |
| Vanguard Mun BD FDS922907746 | TAX EXEMPT BD | 6,058 | $292.0K | <0.1% | 00.0% | Unchanged | – |
| DGDollar General Corp | COM | 1,225 | $294.0K | <0.1% | +88+7.7% | Added | History |
| Barrick Gold Corp067901108 | COM | 19,092 | $296.0K | <0.1% | −325−1.7% | Reduced | – |
| Vanguard Admiral FDS Inc921932828 | SMLLCP 600 IDX | 1,855 | $300.0K | <0.1% | −146−7.3% | Reduced | – |
| Vanguard Total Bond Market ETF921937835 | ETF | 4,221 | $301.0K | <0.1% | +330+8.5% | Added | – |
| PICCPivotal Investment Corp III | COM CL A | 30,500 | $301.0K | <0.1% | +30,500 | New | History |
| BLKBlackRock, Inc. | COM | 557 | $306.0K | <0.1% | +85+18.0% | Added | History |
| Vanguard World FD921910873 | MEGA CAP INDEX | 2,462 | $307.0K | <0.1% | 00.0% | Unchanged | – |
| Vanguard World FD921910816 | MEGA GRWTH IND | 1,786 | $311.0K | <0.1% | +1,786 | New | – |
| iShares Core High Dividend ETF46429B663 | ETF | 3,447 | $315.0K | <0.1% | +193+5.9% | Added | – |
| FCXFreeport-McMoran Inc | Stock | 11,580 | $316.0K | <0.1% | −6,507−36.0% | Reduced | History |
| ORealty Income Corp | REIT | 5,466 | $318.0K | <0.1% | +200+3.8% | Added | History |
| First Tr Exchange-Traded FD33739Q200 | FST LOW OPPT EFT | 6,765 | $320.0K | <0.1% | +503+8.0% | Added | – |
| ETREntergy Corp | COM | 3,189 | $321.0K | <0.1% | −61−1.9% | Reduced | History |
| VICIVici Properties Inc. | COM | 10,800 | $322.0K | <0.1% | +1,100+11.3% | Added | History |
| RGAReinsurance Group of America Inc | COM NEW | 2,567 | $323.0K | <0.1% | 00.0% | Unchanged | History |
| iShares Russell Mid-Cap Growth ETF464287481 | ETF | 4,236 | $332.0K | 0.1% | +50+1.2% | Added | – |
| CSQCalamos Strategic Total Return Fund | COM SH BEN INT | 26,750 | $334.0K | 0.1% | 00.0% | Unchanged | History |
Sold out since Q2 2022 (41)
Positions held at the end of Q2 2022 that are gone from this filing.
| Security | Class | Shares in Q2 2022 | Value in Q2 2022 | % of portfolio in Q2 2022 | History |
|---|---|---|---|---|---|
| Pacer Lunt Large Cap Multi-Factor Alternator ETF69374H816 | ETF | 53,834 | $1.86M | 0.3% | – |
| E Merge Technology Acquisiti26873Y104 | COM CL A | 98,155 | $981.0K | 0.2% | – |
| ARTNAArtesian Resources Corp | CL A | 19,282 | $948.0K | 0.1% | History |
| TWTRTwitter, Inc. | COM | 23,895 | $893.0K | 0.1% | History |
| DMBBNY Mellon Municipal Bond Infrastructure Fund, Inc. | COM SHS | 62,677 | $815.0K | 0.1% | History |
| GSKGSK plc | SPONSORED ADR | 9,782 | $426.0K | 0.1% | History |
| First Tr Exchange-Traded FD33739Q408 | FIRST TR ENH NEW | 7,041 | $418.0K | 0.1% | – |
| PMVCPMV Consumer Acquisition Corp. | COM | 39,880 | $396.0K | 0.1% | History |
| iShares Tr46434VBA7 | IBONDS DEC22 ETF | 15,324 | $383.0K | 0.1% | – |
| BPBP PLC | ADR | 13,423 | $381.0K | 0.1% | History |
| SABASaba Capital Income & Opportunities Fund II | COM | 79,105 | $349.0K | 0.1% | History |
| TLG Acquisition One Corp87257M207 | UNIT 99/99/9999 | 34,500 | $338.0K | 0.1% | – |
| VSHVishay Intertechnology Inc | COM | 17,295 | $308.0K | <0.1% | History |
| Pivotal Investment Corp III72582M205 | UNIT 01/28/2028 | 30,500 | $299.0K | <0.1% | – |
| CORCencora, Inc. | Stock | 1,902 | $269.0K | <0.1% | History |
| QDELQuidelOrtho Corp | COM | 2,705 | $263.0K | <0.1% | History |
| iShares Tr46434VAX8 | IBONDS DEC23 ETF | 10,146 | $255.0K | <0.1% | – |
| BNYBank of New York Mellon Corp | Stock | 5,675 | $237.0K | <0.1% | History |
| BRBRBellring Brands, Inc. | Stock | 9,303 | $232.0K | <0.1% | History |
| iShares Tr46434VBG4 | IBONDS DEC24 ETF | 9,346 | $231.0K | <0.1% | – |
| XYZBlock, Inc. | CL A | 3,704 | $228.0K | <0.1% | History |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | 2,633 | $215.0K | <0.1% | History |
| CSXCSX Corp | Stock | 7,368 | $214.0K | <0.1% | History |
| iShares Tr464288273 | EAFE SML CP ETF | 3,748 | $205.0K | <0.1% | – |
| Vanguard Morningstar Mid-Cap Value ETF922908512 | ETF | 1,577 | $204.0K | <0.1% | – |
| IG Acquisition Corp.449534106 | COM CL A | 20,000 | $198.0K | <0.1% | – |
| Ignyte Acquisition Corp45175H205 | UNIT 01/05/2026 | 19,880 | $196.0K | <0.1% | – |
| Joff Fintech Acquisition Cor46592C209 | UNIT 02/03/2026 | 18,000 | $176.0K | <0.1% | – |
| FAXAbrdn Asia-Pacific Income Fund, Inc. | COM | 58,692 | $171.0K | <0.1% | History |
| Prime Impact Acquisition IG61074103 | SHS CL A | 15,615 | $156.0K | <0.1% | – |
| NLYAnnaly Capital Management Inc | COM | 24,450 | $144.0K | <0.1% | History |
| Group Nine Acquisition Corp.39947R203 | UNIT 01/15/2026 | 12,300 | $122.0K | <0.1% | – |
| FiscalNote Holdings, Inc.G28553108 | CL A | 11,100 | $110.0K | <0.1% | – |
| Empowerment & Inclusion Capi29248N209 | UNIT 99/99/9999 | 10,000 | $99.0K | <0.1% | – |
| One Equity Partners Open WTR68237L204 | UNIT 01/14/2026 | 10,000 | $98.0K | <0.1% | – |
| ETF Managers Tr26924G201 | PRIME CYBR SCRTY | 995 | $46.0K | <0.1% | – |
| State Street SPDR S&P 400 Mid Cap Value ETF78464A839 | ETF | 552 | $33.0K | <0.1% | – |
| State Street SPDR Portfolio S&P 500 Value ETF78464A508 | ETF | 617 | $23.0K | <0.1% | – |
| DOWDow Inc. | Stock | 415 | $21.0K | <0.1% | History |
| MUXMcEwen Inc. | COM | 16,136 | $7.00K | <0.1% | History |
| ARNCArconic Corp | COM | 83 | $2.00K | <0.1% | History |