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Livermore
Livermore
ZHEN

Smith, Moore & Co.

SEC CIK
0000200724
Latest filing
Aug 12, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 12, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
416
+9 vs. Q2 2021
Portfolio value
$655.4M
−$8.30M (−1.3%) vs. Q2 2021
Filed
Nov 12, 2021
SEC
Holdings of Smith, Moore & Co. in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
Vanguard Total Bond Market ETF921937835ETF6,748$577.0K0.1%+502+8.0%Added–
HMTVHemisphere Media Group, Inc.CL A49,716$606.0K0.1%+49,716NewHistory
TSNTyson Foods, Inc.Stock7,686$607.0K0.1%+796+11.6%AddedHistory
WMWaste Management IncStock4,090$611.0K0.1%+50+1.2%AddedHistory
DDominion Energy, IncStock8,426$615.0K0.1%+250+3.1%AddedHistory
ENREnergizer Holdings, Inc.COM15,943$623.0K0.1%+1,666+11.7%AddedHistory
iShares Tr464287762US HLTHCARE ETF2,270$626.0K0.1%00.0%Unchanged–
Vanguard Scottsdale FDS92206C565TOTAL WLD BD ETF7,846$627.0K0.1%+291+3.9%Added–
PMPhilip Morris International Inc.Stock6,669$632.0K0.1%+369+5.9%AddedHistory
SPDR Index Shs FDS78463X756ST MARKE CAP ETF10,868$637.0K0.1%−709−6.1%Reduced–
SIRISirius XM Holdings Inc.COM105,070$641.0K0.1%+2,500+2.4%AddedHistory
SCHWSchwab Charles CorpStock8,835$644.0K0.1%−1,433−14.0%ReducedHistory
OCSLOaktree Specialty Lending CorpCOM91,638$647.0K0.1%00.0%UnchangedHistory
Invesco Rafi Developed Markets Ex-U.S. Small-Mid ETF46138E735ETF17,400$654.0K0.1%−1,049−5.7%Reduced–
TGTTarget CorpStock2,881$659.0K0.1%+3+0.1%AddedHistory
NFLXNetflix IncStock1,085$662.0K0.1%00.0%UnchangedHistory
Vanguard Total World Stock ETF922042742ETF6,532$665.0K0.1%+76+1.2%Added–
QCOMQualcomm IncStock5,269$680.0K0.1%−60−1.1%ReducedHistory
SPDR Series Trust78464A763ST STR SP DIV5,788$680.0K0.1%+78+1.4%Added–
FCXFreeport-McMoran IncStock20,927$681.0K0.1%+20,927NewHistory
SRESempraStock5,393$682.0K0.1%+215+4.2%AddedHistory
MDUMdu Resources Group IncStock23,197$688.0K0.1%+23,197NewHistory
Merida Merger Corp I58953M106COM69,112$690.0K0.1%−70,647−50.5%Reduced–
First Tr Exchange-Traded FD33733E104CAP STRENGTH ETF9,242$691.0K0.1%+690+8.1%Added–
State Street SPDR Portfolio S&P 400 Mid Cap ETF78464A847ETF14,982$692.0K0.1%00.0%Unchanged–
BSTBlackRock Science & Technology TrustSHS13,351$696.0K0.1%+1,625+13.9%AddedHistory
SPDR Index Shs FDS78463X509ST PORT MARK ETF16,494$701.0K0.1%00.0%Unchanged–
PSLVSprott Physical Silver TrustPHYSICAL SILVER93,693$720.0K0.1%+3,703+4.1%AddedHistory
PYPLPayPal Holdings, Inc.Stock2,771$721.0K0.1%+100+3.7%AddedHistory
TMOThermo Fisher Scientific Inc.Stock1,268$725.0K0.1%−72−5.4%ReducedHistory
SMBCSouthern Missouri Bancorp, Inc.COM16,318$733.0K0.1%−343−2.1%ReducedHistory
POSTPost Holdings, Inc.COM6,697$738.0K0.1%+443+7.1%AddedHistory
ARTNAArtesian Resources CorpCL A19,382$740.0K0.1%+19,382NewHistory
COPConocoPhillipsStock10,935$741.0K0.1%+1,728+18.8%AddedHistory
MOSMosaic CoCOM20,768$742.0K0.1%00.0%UnchangedHistory
iShares Russell Mid-Cap Growth ETF464287481ETF6,710$752.0K0.1%+27+0.4%Added–
iShares Tr464288687PFD AND INCM SEC19,538$758.0K0.1%+23+0.1%Added–
BTIBritish American Tobacco p.l.c.SPONSORED ADR21,517$759.0K0.1%−925−4.1%ReducedHistory
Climate Real Impact Slutins187171103COM CL A78,341$766.0K0.1%+78,341New–
BKHBlack Hills CorpCOM12,220$767.0K0.1%+450+3.8%AddedHistory
RNPCohen & Steers REIT & Preferred & Income Fund IncCOM29,931$768.0K0.1%−3,758−11.2%ReducedHistory
State Street Health Care Select Sector SPDR ETF81369Y209ETF6,069$773.0K0.1%+275+4.7%Added–
LOWLowes Companies IncStock3,872$785.0K0.1%+433+12.6%AddedHistory
SFStifel Financial CorpCOM11,594$788.0K0.1%−297−2.5%ReducedHistory
Schwab U.S. Large-Cap ETF808524201ETF7,580$789.0K0.1%+493+7.0%Added–
CNCCentene CorpStock12,827$799.0K0.1%+849+7.1%AddedHistory
SRSpire IncCOM13,457$823.0K0.1%+121+0.9%AddedHistory
PSXPhillips 66Stock11,769$824.0K0.1%−79−0.7%ReducedHistory
CRMTAmericas Carmart IncCOM7,062$825.0K0.1%−270−3.7%ReducedHistory
NSCNorfolk Southern CorpStock3,488$835.0K0.1%+17+0.5%AddedHistory
CERNCERNER CorpCOM11,917$840.0K0.1%+800+7.2%AddedHistory
DGDollar General CorpCOM4,004$849.0K0.1%+93+2.4%AddedHistory
OKEONEOK IncCOM14,667$851.0K0.1%+814+5.9%AddedHistory
AEEAmeren CorpCOM10,550$855.0K0.1%−92−0.9%ReducedHistory
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 12,559$866.0K0.1%+10.0%AddedHistory
LKQLKQ CorpCOM17,243$868.0K0.1%−476−2.7%ReducedHistory
CLColgate Palmolive CoStock11,586$876.0K0.1%+36+0.3%AddedHistory
PMOFranklin Municipal Opportunities TrustSH BEN INT65,658$900.0K0.1%+1,278+2.0%AddedHistory
UPSUnited Parcel Service IncStock4,949$901.0K0.1%−3−0.1%ReducedHistory
ADPAutomatic Data Processing IncStock4,516$903.0K0.1%+130+3.0%AddedHistory
WBAWalgreens Boots Alliance, Inc.COM19,193$903.0K0.1%−268−1.4%ReducedHistory
iShares Select Dividend ETF464287168ETF7,913$908.0K0.1%+63+0.8%Added–
CSCOCisco Systems, Inc.Stock16,720$910.0K0.1%+288+1.8%AddedHistory
MPLXMPLX LPCOM UNIT REP LTD32,010$911.0K0.1%00.0%UnchangedHistory
MUIBlackRock Municipal Credit Alpha Portfolio, Inc.COM59,867$911.0K0.1%+601+1.0%AddedHistory
AMCRAmcor plcORD79,050$916.0K0.1%00.0%UnchangedHistory
VKQInvesco Municipal TrustCOM68,785$922.0K0.1%+877+1.3%AddedHistory
BPBP PLCADR33,914$927.0K0.1%−3,543−9.5%ReducedHistory
DMBBNY Mellon Municipal Bond Infrastructure Fund, Inc.COM SHS60,766$948.0K0.1%+913+1.5%AddedHistory
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF10,380$949.0K0.1%−2,312−18.2%Reduced–
SYYSysco CorpStock12,111$950.0K0.1%−175−1.4%ReducedHistory
NADNuveen Quality Municipal Income FundCOM60,832$950.0K0.1%+671+1.1%AddedHistory
LCUTLifetime Brands, IncCOM52,350$952.0K0.1%+52,350NewHistory
First Tr Exchange-Traded FD33734H106SHS24,382$956.0K0.1%+1,112+4.8%Added–
INTCIntel CorpStock18,001$959.0K0.1%+1,949+12.1%AddedHistory
ETNEaton Corp plcStock6,444$962.0K0.1%+20.0%AddedHistory
RTXRTX CorpStock11,283$970.0K0.1%+877+8.4%AddedHistory
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF10,376$980.0K0.1%−826−7.4%Reduced–
iShares Tr464287556ISHARES BIOTECH6,086$984.0K0.2%+443+7.9%Added–
NVGNuveen AMT-Free Municipal Credit Income FundCEF57,601$988.0K0.2%+584+1.0%AddedHistory
First Trust Cloud Computing ETF33734X192ETF9,399$990.0K0.2%+358+4.0%Added–
ORLYO Reilly Automotive IncStock1,637$1.00M0.2%+34+2.1%AddedHistory
iShares Tips Bond ETF464287176ETF7,915$1.01M0.2%+149+1.9%Added–
Roman DBDR Tech Acquisition77584N101COM CL A100,469$1.02M0.2%−38,449−27.7%Reduced–
FDXFedEx CorpStock4,650$1.02M0.2%+191+4.3%AddedHistory
SPDR Index Shs FDS78463X871ST INTL CAP ETF27,063$1.04M0.2%−1,030−3.7%Reduced–
MDTMedtronic plcStock8,318$1.04M0.2%−126−1.5%ReducedHistory
State Street SPDR Portfolio S&P 500 ETF78464A854ETF20,780$1.05M0.2%00.0%Unchanged–
BVHBluegreen Vacations Holding CorpCLASS A40,805$1.05M0.2%+40,805NewHistory
First Tr Exchange-Traded FD33734X846NASDAQ CYB ETF21,707$1.06M0.2%+65+0.3%Added–
ARK Innovation ETF00214Q104ETF9,632$1.06M0.2%−2,259−19.0%Reduced–
KHCKraft Heinz CoStock28,915$1.06M0.2%+678+2.4%AddedHistory
XYZBlock, Inc.CL A4,444$1.07M0.2%+75+1.7%AddedHistory
Fidelity Covington Trust316092857MSCI RL EST ETF35,847$1.09M0.2%−1,784−4.7%Reduced–
GDGeneral Dynamics CorpStock5,598$1.10M0.2%−535−8.7%ReducedHistory
ENBEnbridge IncStock27,733$1.10M0.2%+254+0.9%AddedHistory
NVDANVIDIA CorpStock5,340$1.11M0.2%+560+11.7%AddedConverted for a 4-for-1 splitHistory
DFSDiscover Financial ServicesCOM9,026$1.11M0.2%−1,975−18.0%ReducedHistory
ORCLOracle CorpStock12,940$1.13M0.2%−128−1.0%ReducedHistory
FANGDiamondback Energy, Inc.Stock11,911$1.13M0.2%−359−2.9%ReducedHistory

Sold out since Q2 2021 (20)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of Smith, Moore & Co. sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
iShares Tr46432F388MSCI USA VALUE15,301$1.61M0.2%–
ARK ETF Tr00214Q302GENOMIC REV ETF13,436$1.24M0.2%–
Locust Walk Acquisition Corp54015L301UNIT 12/31/2025119,315$1.22M0.2%–
ADMArcher-Daniels-Midland CoStock19,132$1.16M0.2%History
Invesco Exchange Traded FD T46137V134WILDERHIL CLAN11,682$1.09M0.2%–
Climate Real Impact Slutins187171202UNIT 99/99/9999106,891$1.08M0.2%–
iShares Tr464288257MSCI ACWI ETF10,669$1.08M0.2%–
State Street SPDR S&P Bank ETF78464A797ETF20,841$1.07M0.2%–
Innovator ETFs Trust45782C433US EQTY BUFR FEB25,187$771.0K0.1%–
PTK Acquisition Corp69375F108COM67,050$664.0K0.1%–
SCCOSouthern Copper CorpStock9,636$620.0K0.1%History
GPNGlobal Payments IncStock2,338$438.0K0.1%History
26 Capital Acquisition Corp.90138P209UNIT 12/31/202730,000$307.0K<0.1%–
JPMorgan Ultra-Short Income ETF46641Q837ETF4,241$215.0K<0.1%–
890 5th Ave Partners Inc28250A204UNIT 01/12/202620,000$205.0K<0.1%–
iShares U.S. Treasury Bond ETF46429B267ETF7,520$200.0K<0.1%–
Yellowstone Acquisition Co98566K105COM CL A14,000$141.0K<0.1%–
SMRNuscale Power CorpCL A13,900$139.0K<0.1%History
Roth CH Acquisition II Co778673103COM12,500$124.0K<0.1%–
Motive Capital CorpG6293A129UNIT 99/99/999911,540$116.0K<0.1%–