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Smith, Moore & Co.

SEC CIK
0000200724
Latest filing
Aug 12, 2026

Holdings in Q2 2021

Holdings as of Jun 30, 2021, filed Aug 10, 2021. Long positions only; changes compare share counts with Q1 2021.

Institution overview
Positions
407
+15 vs. Q1 2021
Portfolio value
$663.7M
+$45.7M (+7.4%) vs. Q1 2021
Filed
Aug 10, 2021
SEC
Holdings of Smith, Moore & Co. in Q2 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
Vanguard Real Estate ETF922908553ETF3,110$317.0K<0.1%+61+2.0%Added–
METMetlife IncStock5,318$318.0K<0.1%−76−1.4%ReducedHistory
TRVTravelers Companies, Inc.Stock2,125$318.0K<0.1%+120+6.0%AddedHistory
Invesco Exch Traded FD Tr II46138E362S&P500 HDL VOL7,256$320.0K<0.1%+123+1.7%Added–
MTBM&T Bank CorpCOM2,200$320.0K<0.1%00.0%UnchangedHistory
FAXAbrdn Asia-Pacific Income Fund, Inc.COM72,842$323.0K<0.1%00.0%UnchangedHistory
Vanguard Utilities ETF92204A876ETF2,346$326.0K<0.1%00.0%Unchanged–
GFNew Germany Fund IncCOM16,502$334.0K0.1%+16,502NewHistory
WECWec Energy Group, Inc.Stock3,780$336.0K0.1%−248−6.2%ReducedHistory
MPCMarathon Petroleum CorpStock5,601$338.0K0.1%+509+10.0%AddedHistory
ETREntergy CorpCOM3,393$338.0K0.1%+650+23.7%AddedHistory
First Tr Exchange-Traded FD336917109SHS10,226$339.0K0.1%+3,588+54.1%Added–
TXNTexas Instruments IncStock1,769$340.0K0.1%+1,769NewHistory
TLG Acquisition One Corp87257M207UNIT 99/99/999934,500$342.0K0.1%−1,000−2.8%Reduced–
Invesco Exch Traded FD Tr II46138G631NASDAQNXTGEN10010,050$346.0K0.1%00.0%Unchanged–
EXCExelon CorpStock7,955$352.0K0.1%00.0%UnchangedHistory
Pivotal Investment Corp III72582M205UNIT 01/28/202835,500$355.0K0.1%−5,000−12.3%Reduced–
SLBSLB LimitedStock11,117$356.0K0.1%+404+3.8%AddedHistory
UBERUber Technologies, IncStock7,125$357.0K0.1%+7,125NewHistory
State Street SPDR S&P Homebuilders ETF78464A888ETF4,892$358.0K0.1%+555+12.8%Added–
BACBank of America CorpStock8,713$359.0K0.1%+20.0%AddedHistory
NUVNuveen Municipal Value Fund IncCOM31,245$360.0K0.1%+230+0.7%AddedHistory
Vanguard Morningstar Small-Cap Growth ETF922908595ETF1,247$361.0K0.1%00.0%Unchanged–
MDLZMondelez International, Inc.Stock5,781$361.0K0.1%+1,541+36.3%AddedHistory
CTVACorteva, Inc.Stock8,169$362.0K0.1%+40.0%AddedHistory
First Tr Exchange-Traded FD33739Q200FST LOW OPPT EFT7,122$363.0K0.1%+2,587+57.0%Added–
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD4,423$366.0K0.1%+20.0%Added–
CVUCpi Aerostructures IncCOM NEW103,500$367.0K0.1%+103,500NewHistory
iShares Russell 2000 Growth ETF464287648ETF1,187$370.0K0.1%−500−29.6%Reduced–
First Tr Energy Income & Gro33738G104COM25,505$370.0K0.1%+25,505New–
PBAPembina Pipeline CorpCOM11,717$372.0K0.1%+11,717NewHistory
AFLAflac IncStock6,947$373.0K0.1%−998−12.6%ReducedHistory
Vanguard World FD921910873MEGA CAP INDEX2,462$375.0K0.1%00.0%Unchanged–
GDVGabelli Dividend & Income TrustCOM14,495$381.0K0.1%+5,016+52.9%AddedHistory
Foxwayne Enterpris Aqstn Cor35166L208UNIT 01/12/202636,500$381.0K0.1%00.0%Unchanged–
VLOValero Energy CorpStock4,718$383.0K0.1%+1,472+45.3%AddedHistory
iShares Tr46434VBA7IBONDS DEC22 ETF15,077$383.0K0.1%−1,907−11.2%Reduced–
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF2,855$384.0K0.1%+64+2.3%Added–
WisdomTree Tr97717W315EMER MKT HIGH FD7,211$384.0K0.1%−1,378−16.0%Reduced–
EVRGEvergy, Inc.Stock6,364$385.0K0.1%+1,632+34.5%AddedHistory
Alps ETF Tr00162Q205EQUAL SEC ETF3,860$386.0K0.1%+500+14.9%Added–
PMVCPMV Consumer Acquisition Corp.COM39,880$389.0K0.1%00.0%UnchangedHistory
State Street SPDR Portfolio Developed World Ex-US ETF78463X889ETF10,625$391.0K0.1%00.0%Unchanged–
Vanguard Morningstar Growth ETF922908736ETF1,373$394.0K0.1%+1,373New–
Rosecliff Acquisition Corp I77732R202UNIT 99/99/999939,900$400.0K0.1%−4,000−9.1%Reduced–
WFCWells Fargo & CompanyStock9,148$414.0K0.1%−1,190−11.5%ReducedHistory
SABASaba Capital Income & Opportunities Fund IICOM73,960$414.0K0.1%−12,500−14.5%ReducedHistory
Innovator U.S. Equity Buffer ETF - October45782C771ETF12,907$417.0K0.1%+911+7.6%Added–
BRK.ABerkshire Hathaway IncCL A1$419.0K0.1%00.0%UnchangedHistory
Alps ETF Tr00162Q452ALERIAN MLP11,519$419.0K0.1%+220+1.9%Added–
GSKGSK plcSPONSORED ADR10,563$421.0K0.1%+1,380+15.0%AddedHistory
Vanguard Intermediate-Term Bond ETF921937819ETF4,688$422.0K0.1%+486+11.6%Added–
First Tr Exchange-Traded FD33739Q408FIRST TR ENH NEW7,086$425.0K0.1%+167+2.4%Added–
SBUXStarbucks CorpStock3,596$427.0K0.1%−218−5.7%ReducedHistory
BNYBank of New York Mellon CorpStock8,383$429.0K0.1%−5,344−38.9%ReducedHistory
Amplify ETF Tr032108409CWP ENHANCED DIV12,042$432.0K0.1%+5,942+97.4%Added–
GPNGlobal Payments IncStock2,338$438.0K0.1%+21+0.9%AddedHistory
Victory Portfolios II92647N824VCSHS US EQ INCM6,813$440.0K0.1%+10+0.1%Added–
First Tr Dow Jones Select Mi33718M105COM SHS ANNUAL7,149$442.0K0.1%00.0%Unchanged–
Barrick Gold Corp067901108COM21,775$450.0K0.1%+5,728+35.7%Added–
HWMHowmet Aerospace Inc.Stock12,782$451.0K0.1%+328+2.6%AddedHistory
AEMAgnico Eagle Mines LtdStock7,519$455.0K0.1%+7,519NewHistory
Vanguard Admiral FDS Inc921932828SMLLCP 600 IDX2,229$462.0K0.1%−428−16.1%Reduced–
BDXBecton Dickinson & CoStock1,914$466.0K0.1%−204−9.6%ReducedHistory
JKHYJack Henry & Associates IncStock2,864$468.0K0.1%+28+1.0%AddedHistory
AEPAmerican Electric Power Co IncStock5,600$474.0K0.1%+1,158+26.1%AddedHistory
HRLHormel Foods CorpCOM10,080$481.0K0.1%−1,150−10.2%ReducedHistory
IBMInternational Business Machines CorpStock3,363$493.0K0.1%+56+1.7%AddedHistory
VSHVishay Intertechnology IncCOM21,850$493.0K0.1%+21,850NewHistory
CSQCalamos Strategic Total Return FundCOM SH BEN INT27,672$503.0K0.1%+2,672+10.7%AddedHistory
TSNTyson Foods, Inc.Stock6,890$508.0K0.1%−100−1.4%ReducedHistory
State Street Financial Select Sector SPDR ETF81369Y605ETF13,957$512.0K0.1%+2,410+20.9%Added–
WYWeyerhaeuser CoCOM NEW14,939$514.0K0.1%+262+1.8%AddedHistory
NTRNutrien Ltd.COM8,523$517.0K0.1%+3,900+84.4%AddedHistory
MFMAberdeen Municipal Income FundSH BEN INT74,692$533.0K0.1%+4,709+6.7%AddedHistory
Vanguard Total Bond Market ETF921937835ETF6,246$536.0K0.1%+973+18.5%Added–
NOCNorthrop Grumman CorpStock1,477$537.0K0.1%+27+1.9%AddedHistory
RIORio Tinto PLCADR6,487$544.0K0.1%+6,487NewHistory
State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474ETF17,836$558.0K0.1%−524−2.9%Reduced–
DDDuPont de Nemours, Inc.COM7,221$559.0K0.1%−98−1.3%ReducedHistory
COPConocoPhillipsStock9,207$561.0K0.1%+109+1.2%AddedHistory
WMWaste Management IncStock4,040$566.0K0.1%+375+10.2%AddedHistory
NFLXNetflix IncStock1,085$573.0K0.1%−25−2.3%ReducedHistory
LMTLockheed Martin CorpStock1,519$575.0K0.1%−1−0.1%ReducedHistory
Invesco Exch Traded FD Tr II46138G672S&P MDCP 400 REV6,524$578.0K0.1%+13+0.2%Added–
CBRLCracker Barrel Old Country Store, IncCOM3,910$580.0K0.1%−131−3.2%ReducedHistory
TFXTeleflex IncCOM1,450$583.0K0.1%00.0%UnchangedHistory
DEDeere & CoStock1,691$596.0K0.1%+192+12.8%AddedHistory
DDominion Energy, IncStock8,176$602.0K0.1%−1,050−11.4%ReducedHistory
SJMJ M SMUCKER CoStock4,669$605.0K0.1%−450−8.8%ReducedHistory
SWKSSkyworks Solutions, Inc.Stock3,158$606.0K0.1%+395+14.3%AddedHistory
Vanguard Scottsdale FDS92206C565TOTAL WLD BD ETF7,555$606.0K0.1%+774+11.4%Added–
OCSLOaktree Specialty Lending CorpCOM91,638$613.0K0.1%+8,001+9.6%AddedHistory
ENREnergizer Holdings, Inc.COM14,277$614.0K0.1%+14,277NewHistory
iShares Tr464287762US HLTHCARE ETF2,270$619.0K0.1%00.0%Unchanged–
SCCOSouthern Copper CorpStock9,636$620.0K0.1%+1,380+16.7%AddedHistory
ROKURoku, IncCOM CL A1,350$620.0K0.1%00.0%UnchangedHistory
PMPhilip Morris International Inc.Stock6,300$624.0K0.1%+106+1.7%AddedHistory
GLWCorning IncCOM14,622$637.0K0.1%−109−0.7%ReducedHistory
First Tr Exchange-Traded FD33733E104CAP STRENGTH ETF8,552$646.0K0.1%+2,842+49.8%Added–

Sold out since Q1 2021 (20)

Positions held at the end of Q1 2021 that are gone from this filing.

Positions of Smith, Moore & Co. sold out since Q1 2021
SecurityClassShares in Q1 2021Value in Q1 2021% of portfolio in Q1 2021History
IAUiShares Gold TrustISHARES148,858$2.42M0.4%History
GNRSGreenrose Holding Co Inc.COM126,660$1.26M0.2%History
Amplify ETF Tr032108102ONLIN RETL ETF9,533$1.18M0.2%–
KSUKansas City SouthernCOM NEW4,431$1.17M0.2%History
FNFFidelity National Financial, Inc.COM SHS17,811$724.0K0.1%History
DOXAmdocs LtdSHS7,446$522.0K0.1%History
FAFFirst American Financial CorpStock8,698$493.0K0.1%History
FKWLFranklin Wireless CorpCOM18,320$398.0K0.1%History
GEGeneral Electric CoCOM23,134$304.0K<0.1%History
Innovator ETFs Trust45782C557US EQTY BUF DEC9,521$303.0K<0.1%–
Innovator ETFs Trust45782C417US EQTY PWR BUF9,384$258.0K<0.1%–
Vanguard Short-Term Bond ETF921937827ETF2,995$246.0K<0.1%–
RGLDRoyal Gold IncStock2,080$224.0K<0.1%History
American Elec PWR Co Inc025537127UNIT 08/01/20214,505$217.0K<0.1%–
CBSHCommerce Bancshares IncStock2,721$208.0K<0.1%History
Invesco Exch Traded FD Tr II46138E198S&P MIDCP LOW3,940$206.0K<0.1%–
OLLIOllie's Bargain Outlet Holdings, Inc.Stock2,325$202.0K<0.1%History
U.S. Global Jets ETF26922A842ETF7,485$201.0K<0.1%–
Thimble Point Acquisition Co88408P206UNIT 99/99/999912,000$120.0K<0.1%–
Yucaipa Acquisition CorpG9879L105COM10,145$100.0K<0.1%–