Mackay Shields LLC
- SEC CIK
- 0000061227
- Latest filing
- Jul 28, 2026
Holdings in Q1 2023
Holdings as of Mar 31, 2023, filed Apr 27, 2023. Long positions only; changes compare share counts with Q4 2022.
- Positions
- 154
- −87 vs. Q4 2022
- Portfolio value
- $3.64B
- −$277.4M (−7.1%) vs. Q4 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Splunk Inc848637AD6 | NOTE 1.125% 9/1 | – | $24.8M | 0.7% | – | – | – |
| Uber Technologies, Inc90353TAJ9 | NOTE 12/1 | – | $25.8M | 0.7% | – | – | – |
| Integra Lifesciences Hldgs C457985AM1 | NOTE 0.500% 8/1 | – | $25.9M | 0.7% | – | – | – |
| Chart Inds Inc16115Q407 | 6.75DP CNV PFD B | 493,899 | $26.4M | 0.7% | +493,899 | New | – |
| Nuvasive Inc670704AJ4 | NOTE 0.375% 3/1 | – | $26.6M | 0.7% | – | – | – |
| Everbridge, Inc.29978AAC8 | NOTE 0.125%12/1 | – | $27.7M | 0.8% | – | – | – |
| FETForum Energy Technologies, Inc. | COM | 1,116,196 | $28.4M | 0.8% | +1,116,196 | New | History |
| BTTBlackRock Municipal 2030 Target Term Trust | COM SHS BEN IN | 1,401,701 | $30.4M | 0.8% | 00.0% | Unchanged | History |
| DISH Network CORP25470MAB5 | NOTE 3.375% 8/1 | – | $31.9M | 0.9% | – | – | – |
| Viavi Solutions Inc.925550AB1 | NOTE 1.000% 3/0 | – | $33.3M | 0.9% | – | – | – |
| Nextera Energy Inc65339F713 | UNIT 09/01/2025 | 720,776 | $33.4M | 0.9% | +712,236+8,340.0% | Added | – |
| Akamai Technologies Inc00971TAL5 | NOTE 0.375% 9/0 | – | $33.8M | 0.9% | – | – | – |
| Booking Holdings Inc.09857LAN8 | NOTE 0.750% 5/0 | – | $33.9M | 0.9% | – | – | – |
| WFC.PLWells Fargo & Company | PERP PFD CNV A | 29,334 | $34.0M | 0.9% | −1,219−4.0% | Reduced | History |
| Chart Inds Inc16115QAE0 | NOTE 1.000%11/1 | – | $34.5M | 0.9% | – | New | – |
| IAUiShares Gold Trust | ETF | 929,500 | $34.7M | 1.0% | 00.0% | Unchanged | History |
| Forum Energy Technologies IN34984VAC4 | NOTE 9.000% 8/0 | – | $34.9M | 1.0% | – | – | – |
| AES Corp00130H204 | UNIT 99/99/9999 | 388,822 | $35.0M | 1.0% | −557−0.1% | Reduced | – |
| Bank of Amer Corp060505682 | 7.25%CNV PFD L | 32,088 | $37.4M | 1.0% | −931−2.8% | Reduced | – |
| Silicon Laboratories Inc.826919AD4 | NOTE 0.625% 6/1 | – | $37.5M | 1.0% | – | – | – |
| Illumina, Inc.452327AK5 | NOTE 8/1 | – | $38.6M | 1.1% | – | – | – |
| KKR and Co Inc 6 McOnv PFD C48251W401 | CONVERTIBLE PREFERRED STOCK | 614,934 | $39.1M | 1.1% | −2,655−0.4% | Reduced | – |
| Patk703343AG8 | 12/01/2028 | – | $40.5M | 1.1% | – | New | – |
| MGP Ingredients Inc55303JAB2 | NOTE 1.875%11/1 | – | $41.1M | 1.1% | – | – | – |
| Enphase Energy, Inc.29355AAH0 | NOTE 3/0 | – | $42.7M | 1.2% | – | – | – |
| Square Inc852234AF0 | NOTE 0.125% 3/0 | – | $44.2M | 1.2% | – | – | – |
| Zillow Group, Inc.98954MAH4 | NOTE 2.750% 5/1 | – | $44.2M | 1.2% | – | – | – |
| SHIFT4 PMTS Inc82452JAB5 | NOTE 12/1 | – | $44.3M | 1.2% | – | – | – |
| Teladoc Health, Inc.87918AAF2 | NOTE 1.250% 6/0 | – | $45.2M | 1.2% | – | – | – |
| Etsy Inc29786AAN6 | NOTE 0.250% 6/1 | – | $45.2M | 1.2% | – | – | – |
| Dexcom Inc252131AK3 | NOTE 0.250%11/1 | – | $45.7M | 1.3% | – | – | – |
| Exact Sciences Corp30063PAC9 | NOTE 0.375% 3/0 | – | $46.8M | 1.3% | – | – | – |
| TALOTalos Energy Inc. | COM | 3,282,811 | $48.7M | 1.3% | −31,473−0.9% | Reduced | History |
| NICENICE Ltd. | SPONSORED ADR | 234,388 | $53.6M | 1.5% | −35,025−13.0% | Reduced | History |
| Palo Alto Networks Inc697435AF2 | NOTE 0.375% 6/0 | – | $53.8M | 1.5% | – | – | – |
| Lumentum Hldgs Inc55024UAD1 | NOTE 0.500%12/1 | – | $54.5M | 1.5% | – | – | – |
| Burlington Stores, Inc.122017AB2 | NOTE 2.250% 4/1 | – | $55.8M | 1.5% | – | – | – |
| Centennial Resource Dev Inc15136AAA0 | NOTE 3.250% 4/0 | – | $56.4M | 1.5% | – | – | – |
| PG&E Corp69331C140 | UNIT 99/99/9999 | 407,511 | $57.9M | 1.6% | −1,517−0.4% | Reduced | – |
| Oil STS Intl Inc678026AK1 | NOTE 4.750% 4/0 | – | $61.8M | 1.7% | – | – | – |
| Vail Resorts Inc91879QAN9 | NOTE 1/0 | – | $62.8M | 1.7% | – | – | – |
| Palo Alto Networks Inc697435AD7 | NOTE 0.750% 7/0 | – | $63.4M | 1.7% | – | – | – |
| NRG Energy, Inc.629377CG5 | DBCV 2.750% 6/0 | – | $65.2M | 1.8% | – | – | – |
| Ford MTR Co Del345370CZ1 | NOTE 3/1 | – | $71.4M | 2.0% | – | – | – |
| Helix Energy Solutions Grp I42330PAK3 | NOTE 6.750% 2/1 | – | $73.3M | 2.0% | – | – | – |
| Southwest Airls Co844741BG2 | NOTE 1.250% 5/0 | – | $74.6M | 2.0% | – | – | – |
| Pioneer Nat Res Co723787AP2 | NOTE 0.250% 5/1 | – | $75.2M | 2.1% | – | – | – |
| DISH Network CORP25470MAD1 | NOTE 2.375% 3/1 | – | $78.9M | 2.2% | – | – | – |
| Biomarin Pharmaceutical Inc09061GAK7 | NOTE 1.250% 5/1 | – | $80.1M | 2.2% | – | – | – |
| EQT Corp26884LAK5 | NOTE 1.750% 5/0 | – | $81.2M | 2.2% | – | – | – |
| Microchip Technology Inc595017AU8 | NOTE 0.125%11/1 | – | $89.2M | 2.4% | – | – | – |
| NICE Ltd.653656AB4 | NOTE 9/1 | – | $106.8M | 2.9% | – | – | – |
| Danaher Corp235851409 | 5% CONV PFD B | 85,206 | $108.6M | 3.0% | +40.0% | Added | – |
| GPORGulfport Energy Corp | COMMON SHARES | 2,102,790 | $168.2M | 4.6% | −42,698−2.0% | Reduced | History |
Sold out since Q4 2022 (96)
Positions held at the end of Q4 2022 that are gone from this filing.
| Security | Class | Shares in Q4 2022 | Value in Q4 2022 | % of portfolio in Q4 2022 | History |
|---|---|---|---|---|---|
| Wellpoint Inc94973VBG1 | NOTE 2.750%10/1 | – | $109.7M | 2.8% | – |
| Splunk Inc848637AC8 | NOTE 0.500% 9/1 | – | $34.8M | 0.9% | – |
| DISH Network CORP25470MAF6 | NOTE 12/1 | – | $27.2M | 0.7% | – |
| On Semiconductor Corp682189AP0 | NOTE 1.625%10/1 | – | $26.9M | 0.7% | – |
| Block, Inc.852234AJ2 | NOTE 5/0 | – | $25.3M | 0.6% | – |
| Coupa Software Inc22266LAF3 | NOTE 0.375% 6/1 | – | $22.8M | 0.6% | – |
| BACBank of America Corp | Stock | 666,299 | $22.1M | 0.6% | History |
| Block, Inc.852234AK9 | NOTE 0.250%11/0 | – | $20.1M | 0.5% | – |
| Live Nation Entertainment IN538034AQ2 | NOTE 2.500% 3/1 | – | $19.0M | 0.5% | – |
| Rambus Inc750917AG1 | NOTE 1.375% 2/0 | – | $16.9M | 0.4% | – |
| Nextera Energy Inc65339F770 | UNIT 99/99/9999 | 254,846 | $12.9M | 0.3% | – |
| PDCEPDC Energy, Inc. | COM | 153,669 | $9.75M | 0.2% | History |
| Patrick Inds Inc703343AB9 | DBCV 1.000% 2/0 | – | $5.99M | 0.2% | – |
| State Street SPDR Bloomberg Convertible Securities ETF78464A359 | ETF | 70,790 | $4.55M | 0.1% | – |
| SHIFT4 PMTS Inc82452JAD1 | NOTE 0.500% 8/0 | – | $2.37M | 0.1% | – |
| NADNuveen Quality Municipal Income Fund | COM | 188,362 | $2.22M | 0.1% | History |
| CRCCalifornia Resources Corp | COM STOCK | 33,073 | $1.44M | <0.1% | History |
| Oil STS Intl Inc678026AH8 | NOTE 1.500% 2/1 | – | $557.9K | <0.1% | – |
| Insulet Corp45784PAK7 | NOTE 0.375% 9/0 | – | $537.0K | <0.1% | – |
| Jazz Investments I Ltd472145AF8 | NOTE 2.000% 6/1 | – | $470.3K | <0.1% | – |
| CNX Res Corp12653CAG3 | NOTE 2.250% 5/0 | – | $401.6K | <0.1% | – |
| Dick's Sporting Goods, Inc.253393AD4 | NOTE 3.250% 4/1 | – | $400.4K | <0.1% | – |
| Unity Software Inc.91332UAB7 | NOTE 11/1 | – | $376.8K | <0.1% | – |
| Airbnb, Inc.009066AB7 | NOTE 3/1 | – | $345.1K | <0.1% | – |
| Tyler Tex Indpt SCH Dist902252AB1 | NOTE 0.250% 3/1 | – | $317.6K | <0.1% | – |
| Cyberark Software Ltd23248VAB1 | NOTE 11/1 | – | $296.6K | <0.1% | – |
| Sarepta Therapeutics, Inc.803607AC4 | DEBT 1.250% 9/1 | – | $289.4K | <0.1% | – |
| Alteryx, Inc.02156BAD5 | NOTE 0.500% 8/0 | – | $284.9K | <0.1% | – |
| VVRInvesco Senior Income Trust | COM | 73,504 | $281.5K | <0.1% | History |
| Invesco Exch Traded FD Tr II46138G805 | TAXABLE MUN BD | 10,580 | $272.0K | <0.1% | – |
| Sarepta Therapeutics, Inc.803607AB6 | DBCV 1.500%11/1 | – | $252.5K | <0.1% | – |
| Envista Holdings Corp29415FAB0 | NOTE 2.375% 6/0 | – | $222.3K | <0.1% | – |
| Affirm Hldgs Inc00827BAB2 | NOTE 11/1 | – | $222.0K | <0.1% | – |
| Ceridian HCM Hldg Inc15677JAD0 | NOTE 0.250% 3/1 | – | $220.4K | <0.1% | – |
| Verint Systems Inc92343XAC4 | NOTE 0.250% 4/1 | – | $218.8K | <0.1% | – |
| Vishay Intertechnology Inc928298AP3 | NOTE 2.250% 6/1 | – | $208.0K | <0.1% | – |
| Jamf Hldg Corp47074LAB1 | NOTE 0.125% 9/0 | – | $207.0K | <0.1% | – |
| Cloudflare, Inc.18915MAC1 | NOTE 8/1 | – | $205.0K | <0.1% | – |
| Peloton Interactive, Inc.70614WAB6 | NOTE 2/1 | – | $194.2K | <0.1% | – |
| HubSpot Inc443573AD2 | NOTE 0.375% 6/0 | – | $193.8K | <0.1% | – |
| Ironwood Pharmaceuticals Inc46333XAH1 | NOTE 1.500% 6/1 | – | $190.6K | <0.1% | – |
| Confluent, Inc.20717MAB9 | NOTE 1/1 | – | $190.0K | <0.1% | – |
| Rapid7, Inc.753422AF1 | NOTE 0.250% 3/1 | – | $188.6K | <0.1% | – |
| MicroStrategy Inc594972AE1 | NOTE 2/1 | – | $186.9K | <0.1% | – |
| Wayfair Inc.94419LAM3 | NOTE 0.625%10/0 | – | $183.8K | <0.1% | – |
| Ionis Pharmaceuticals Inc462222AB6 | NOTE 0.125%12/1 | – | $180.8K | <0.1% | – |
| INSMED Inc457669AA7 | NOTE 1.750% 1/1 | – | $176.2K | <0.1% | – |
| American Eagle Outfitters IN02553EAB2 | NOTE 3.750% 4/1 | – | $173.5K | <0.1% | – |
| Cracker Barrel Old Ctry Stor22410JAB2 | NOTE 0.625% 6/1 | – | $171.8K | <0.1% | – |
| Lci Inds501812AB7 | NOTE 1.125% 5/1 | – | $169.5K | <0.1% | – |
| Karyopharm Therapeutics Inc.48576UAA4 | NOTE 3.000%10/1 | – | $167.7K | <0.1% | – |
| Teradyne, Inc880770AG7 | NOTE 1.250%12/1 | – | $165.2K | <0.1% | – |
| Itron, Inc.465741AN6 | NOTE 3/1 | – | $164.8K | <0.1% | – |
| Bentley Sys Inc08265TAD1 | NOTE 0.375% 7/0 | – | $163.8K | <0.1% | – |
| Evolent Health, Inc.30050BAD3 | NOTE 1.500%10/1 | – | $163.2K | <0.1% | – |
| Bill.com Holdings090043AD2 | CONV BOND | – | $159.1K | <0.1% | – |
| Pure Storage Inc74624MAB8 | NOTE 0.125% 4/1 | – | $150.0K | <0.1% | – |
| Wayfair Inc.94419LAF8 | NOTE 1.000% 8/1 | – | $145.7K | <0.1% | – |
| Liveperson Inc538146AD3 | NOTE 12/1 | – | $143.6K | <0.1% | – |
| Bigcommerce Hldgs Inc08975PAB4 | NOTE 0.250%10/0 | – | $143.0K | <0.1% | – |
| Realogy Grp LLC/Realogy Co75606DAP6 | NOTE 0.250% 6/1 | – | $140.8K | <0.1% | – |
| NCL Corp Ltd62886HBD2 | NOTE 1.125% 2/1 | – | $136.8K | <0.1% | – |
| Fti Consulting, Inc302941AP4 | NOTE 2.000% 8/1 | – | $134.1K | <0.1% | – |
| NovoCure Ltd67011XAB9 | NOTE 11/0 | – | $133.8K | <0.1% | – |
| Box Inc10316TAB0 | NOTE 1/1 | – | $131.7K | <0.1% | – |
| Transocean Ltd.893830BJ7 | DEB 0.500% 1/3 | – | $131.1K | <0.1% | – |
| Ironwood Pharmaceuticals Inc46333XAF5 | NOTE 0.750% 6/1 | – | $129.4K | <0.1% | – |
| Insight Enterprises Inc45765UAB9 | NOTE 0.750% 2/1 | – | $128.0K | <0.1% | – |
| Infinera Corp45667GAC7 | NOTE 2.125% 9/0 | – | $127.6K | <0.1% | – |
| DraftKings Inc.26142RAB0 | NOTE 3/1 | – | $125.7K | <0.1% | – |
| Livent Corp.53814LAB4 | NOTE 4.125% 7/1 | – | $125.0K | <0.1% | – |
| Apellis Pharmaceuticals, Inc.03753UAB2 | NOTE 3.500% 9/1 | – | $122.0K | <0.1% | – |
| New Relic, Inc.64829BAB6 | NOTE 0.500% 5/0 | – | $117.7K | <0.1% | – |
| Repligen Corp759916AB5 | NOTE 0.375% 7/1 | – | $117.4K | <0.1% | – |
| Penn Natl Gaming Inc707569AU3 | NOTE 2.750% 5/1 | – | $116.8K | <0.1% | – |
| Lyft, Inc.55087PAB0 | NOTE 1.500% 5/1 | – | $116.0K | <0.1% | – |
| Guidewire Software, Inc.40171VAA8 | NOTE 1.250% 3/1 | – | $111.7K | <0.1% | – |
| United States STL Corp New912909AT5 | NOTE 5.000%11/0 | – | $108.3K | <0.1% | – |
| Upwork, Inc91688FAB0 | NOTE 0.250% 8/1 | – | $102.5K | <0.1% | – |
| Royal Caribbean Group780153BF8 | NOTE 2.875%11/1 | – | $101.4K | <0.1% | – |
| Blackline, Inc.09239BAB5 | NOTE 0.125% 8/0 | – | $100.2K | <0.1% | – |
| Invitae Corp46185LAB9 | NOTE 2.000% 9/0 | – | $95.1K | <0.1% | – |
| Veeco Instrs Inc Del922417AD2 | CONVERTIBLE BOND | – | $94.7K | <0.1% | – |
| Bloomin' Brands, Inc.094235AB4 | NOTE 5.000% 5/0 | – | $93.2K | <0.1% | – |
| Pennymac Corp70932AAD5 | NOTE 5.500%11/0 | – | $89.8K | <0.1% | – |
| Beyond Meat, Inc.08862EAB5 | NOTE 3/1 | – | $89.2K | <0.1% | – |
| Carnival Corp143658BE1 | NOTE 5.750% 4/0 | – | $88.7K | <0.1% | – |
| Nanostring Technologies Inc63009RAD1 | NOTE 2.625% 5/0 | – | $81.2K | <0.1% | – |
| Winnebago Inds Inc974637AB6 | NOTE 1.500% 4/0 | – | $79.0K | <0.1% | – |
| Redwood Tr Inc758075AC9 | NOTE 4.750% 8/1 | – | $78.8K | <0.1% | – |
| Q2 Hldgs Inc74736LAB5 | NOTE 0.750% 2/1 | – | $68.6K | <0.1% | – |
| Air Transport Services Grp I00922RAB1 | NOTE 1.125%10/1 | – | $67.7K | <0.1% | – |
| DocuSign, Inc.256163AB2 | NOTE 0.500% 9/1 | – | $61.6K | <0.1% | – |
| Tabula Rasa HealthCare, Inc.873379AA9 | NOTE 1.750% 2/1 | – | $58.6K | <0.1% | – |
| Marathon Digital Holdings IN565788AB2 | NOTE 1.000%12/0 | – | $46.6K | <0.1% | – |
| 8X8 Inc282914AB6 | NOTE 0.500% 2/0 | – | $45.8K | <0.1% | – |