Mackay Shields LLC
- SEC CIK
- 0000061227
- Latest filing
- Jul 28, 2026
Holdings in Q4 2022
Holdings as of Dec 31, 2022, filed Jan 31, 2023. Long positions only; changes compare share counts with Q3 2022.
- Positions
- 241
- 0 vs. Q3 2022
- Portfolio value
- $3.92B
- −$35.6M (−0.9%) vs. Q3 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Splunk Inc848637AC8 | NOTE 0.500% 9/1 | – | $34.8M | 0.9% | – | – | – |
| KKR and Co Inc 6 McOnv PFD C48251W401 | CONVERTIBLE PREFERRED STOCK | 617,589 | $35.5M | 0.9% | −6,113−1.0% | Reduced | – |
| Liberty Media Corp Del531229AB8 | NOTE 1.375%10/1 | – | $35.8M | 0.9% | – | – | – |
| Akamai Technologies Inc00971TAL5 | NOTE 0.375% 9/0 | – | $35.8M | 0.9% | – | – | – |
| Cable One, Inc.12685JAG0 | NOTE 1.125% 3/1 | – | $35.9M | 0.9% | – | – | – |
| WFC.PLWells Fargo & Company | PERP PFD CNV A | 30,553 | $36.3M | 0.9% | +100+0.3% | Added | History |
| Bank of Amer Corp060505682 | 7.25%CNV PFD L | 33,019 | $38.4M | 1.0% | +80+0.2% | Added | – |
| Illumina, Inc.452327AK5 | NOTE 8/1 | – | $38.6M | 1.0% | – | – | – |
| AES Corp00130H204 | UNIT 99/99/9999 | 389,379 | $39.8M | 1.0% | −4,076−1.0% | Reduced | – |
| Palo Alto Networks Inc697435AF2 | NOTE 0.375% 6/0 | – | $40.2M | 1.0% | – | – | – |
| Zillow Group, Inc.98954MAH4 | NOTE 2.750% 5/1 | – | $41.4M | 1.1% | – | – | – |
| Exact Sciences Corp30063PAC9 | NOTE 0.375% 3/0 | – | $42.4M | 1.1% | – | – | – |
| MGP Ingredients Inc55303JAB2 | NOTE 1.875%11/1 | – | $44.4M | 1.1% | – | New | – |
| Teladoc Health, Inc.87918AAF2 | NOTE 1.250% 6/0 | – | $45.5M | 1.2% | – | – | – |
| Palo Alto Networks Inc697435AD7 | NOTE 0.750% 7/0 | – | $45.6M | 1.2% | – | – | – |
| DISH Network CORP25470MAB5 | NOTE 3.375% 8/1 | – | $46.4M | 1.2% | – | – | – |
| Dexcom Inc252131AK3 | NOTE 0.250%11/1 | – | $47.1M | 1.2% | – | – | – |
| Etsy Inc29786AAN6 | NOTE 0.250% 6/1 | – | $47.5M | 1.2% | – | – | – |
| NICENICE Ltd. | SPONSORED ADR | 269,413 | $51.8M | 1.3% | +76,371+39.6% | Added | History |
| Centennial Resource Dev Inc15136AAA0 | NOTE 3.250% 4/0 | – | $52.3M | 1.3% | – | – | – |
| Lumentum Hldgs Inc55024UAD1 | NOTE 0.500%12/1 | – | $54.8M | 1.4% | – | – | – |
| Burlington Stores, Inc.122017AB2 | NOTE 2.250% 4/1 | – | $56.0M | 1.4% | – | – | – |
| Silicon Laboratories Inc.826919AD4 | NOTE 0.625% 6/1 | – | $57.0M | 1.5% | – | – | – |
| PG&E Corp69331C140 | UNIT 99/99/9999 | 409,028 | $59.1M | 1.5% | −3,156−0.8% | Reduced | – |
| Oil STS Intl Inc678026AK1 | NOTE 4.750% 4/0 | – | $60.4M | 1.5% | – | – | – |
| TALOTalos Energy Inc. | COM | 3,314,284 | $62.6M | 1.6% | −37,500−1.1% | Reduced | History |
| NRG Energy, Inc.629377CG5 | DBCV 2.750% 6/0 | – | $62.7M | 1.6% | – | – | – |
| Vail Resorts Inc91879QAN9 | NOTE 1/0 | – | $65.6M | 1.7% | – | – | – |
| Ford MTR Co Del345370CZ1 | NOTE 3/1 | – | $68.2M | 1.7% | – | – | – |
| Forum Energy Technologies IN34984VAC4 | NOTE 9.000% 8/0 | – | $73.3M | 1.9% | – | – | – |
| Helix Energy Solutions Grp I42330PAK3 | NOTE 6.750% 2/1 | – | $75.0M | 1.9% | – | – | – |
| Southwest Airls Co844741BG2 | NOTE 1.250% 5/0 | – | $79.8M | 2.0% | – | – | – |
| Biomarin Pharmaceutical Inc09061GAK7 | NOTE 1.250% 5/1 | – | $83.2M | 2.1% | – | – | – |
| DISH Network CORP25470MAD1 | NOTE 2.375% 3/1 | – | $85.2M | 2.2% | – | – | – |
| Microchip Technology Inc595017AU8 | NOTE 0.125%11/1 | – | $86.4M | 2.2% | – | – | – |
| NICE Ltd.653656AB4 | NOTE 9/1 | – | $104.8M | 2.7% | – | – | – |
| Wellpoint Inc94973VBG1 | NOTE 2.750%10/1 | – | $109.7M | 2.8% | – | – | – |
| Danaher Corp235851409 | 5% CONV PFD B | 85,202 | $115.9M | 3.0% | −669−0.8% | Reduced | – |
| EQT Corp26884LAK5 | NOTE 1.750% 5/0 | – | $128.2M | 3.3% | – | – | – |
| Pioneer Nat Res Co723787AP2 | NOTE 0.250% 5/1 | – | $154.2M | 3.9% | – | – | – |
| GPORGulfport Energy Corp | COMMON SHARES | 2,145,488 | $158.0M | 4.0% | −3,600−0.2% | Reduced | History |
Sold out since Q3 2022 (14)
Positions held at the end of Q3 2022 that are gone from this filing.
| Security | Class | Shares in Q3 2022 | Value in Q3 2022 | % of portfolio in Q3 2022 | History |
|---|---|---|---|---|---|
| MUIBlackRock Municipal Credit Alpha Portfolio, Inc. | COM | 1,786,845 | $19.4M | 0.5% | History |
| Zendesk, Inc.98936JAD3 | NOTE 0.625% 6/1 | – | $18.8M | 0.5% | – |
| Stanley Black & Decker, Inc.854502846 | UNIT 11/15/2022 | 367,400 | $17.9M | 0.5% | – |
| MUCBlackRock Muniholdings California Quality Fund, Inc. | CEF | 1,395,023 | $15.0M | 0.4% | History |
| iShares MSCI Acwi Ex U.S. ETF464288240 | ETF | 340,154 | $13.6M | 0.3% | – |
| AVGOBroadcom Inc. | Stock | 18,771 | $8.33M | 0.2% | History |
| Upstart Hldgs Inc91680MAB3 | NOTE 0.250% 8/1 | – | $2.80M | 0.1% | – |
| IQIInvesco Quality Municipal Income Trust | COM | 192,750 | $1.76M | <0.1% | History |
| State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663 | ETF | 3,300 | $302.0K | <0.1% | – |
| Twitter, Inc.90184LAF9 | NOTE 0.250% 6/1 | – | $280.0K | <0.1% | – |
| BYMBlackRock Municipal Income Quality Trust | COM | 21,958 | $241.0K | <0.1% | History |
| Twitter, Inc.90184LAN2 | NOTE 3/1 | – | $239.0K | <0.1% | – |
| Clovis Oncology, Inc.189464AC4 | CONVERTIBLE BOND | – | $99.0K | <0.1% | – |
| Aerie Pharmaceuticals Inc00771VAB4 | NOTE 1.500%10/0 | – | $75.0K | <0.1% | – |