Mackay Shields LLC
- SEC CIK
- 0000061227
- Latest filing
- Jul 28, 2026
Holdings in Q3 2022
Holdings as of Sep 30, 2022, filed Nov 2, 2022. Long positions only; changes compare share counts with Q2 2022.
- Positions
- 241
- −3 vs. Q2 2022
- Portfolio value
- $3.95B
- −$166.9M (−4.0%) vs. Q2 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Akamai Technologies Inc00971TAL5 | NOTE 0.375% 9/0 | – | $34.5M | 0.9% | – | – | – |
| Exact Sciences Corp30063PAC9 | NOTE 0.375% 3/0 | – | $34.6M | 0.9% | – | – | – |
| AES Corp00130H204 | UNIT 99/99/9999 | 393,455 | $34.7M | 0.9% | −1,996−0.5% | Reduced | – |
| Liberty Media Corp Del531229AB8 | NOTE 1.375%10/1 | – | $35.0M | 0.9% | – | – | – |
| Cable One, Inc.12685JAG0 | NOTE 1.125% 3/1 | – | $35.4M | 0.9% | – | – | – |
| WFC.PLWells Fargo & Company | PERP PFD CNV A | 30,453 | $35.8M | 0.9% | +321+1.1% | Added | History |
| NICENICE Ltd. | SPONSORED ADR | 193,042 | $36.3M | 0.9% | −60.0% | Reduced | History |
| Viavi Solutions Inc.925550AB1 | NOTE 1.000% 3/0 | – | $37.3M | 0.9% | – | – | – |
| Illumina, Inc.452327AK5 | NOTE 8/1 | – | $38.1M | 1.0% | – | – | – |
| Bank of Amer Corp060505682 | 7.25%CNV PFD L | 32,939 | $38.7M | 1.0% | +87+0.3% | Added | – |
| Zillow Group, Inc.98954MAH4 | NOTE 2.750% 5/1 | – | $40.1M | 1.0% | – | – | – |
| Dexcom Inc252131AK3 | NOTE 0.250%11/1 | – | $40.3M | 1.0% | – | – | – |
| Centennial Resource Dev Inc15136AAA0 | NOTE 3.250% 4/0 | – | $41.3M | 1.0% | – | – | – |
| Etsy Inc29786AAN6 | NOTE 0.250% 6/1 | – | $43.0M | 1.1% | – | – | – |
| Teladoc Health, Inc.87918AAF2 | NOTE 1.250% 6/0 | – | $43.9M | 1.1% | – | – | – |
| Oil STS Intl Inc678026AK1 | NOTE 4.750% 4/0 | – | $44.3M | 1.1% | – | New | – |
| Palo Alto Networks Inc697435AF2 | NOTE 0.375% 6/0 | – | $46.5M | 1.2% | – | – | – |
| Burlington Stores, Inc.122017AB2 | NOTE 2.250% 4/1 | – | $46.7M | 1.2% | – | – | – |
| PG&E Corp69331C140 | UNIT 99/99/9999 | 412,184 | $47.3M | 1.2% | −1,314−0.3% | Reduced | – |
| RingCentral, Inc.76680RAF4 | NOTE 3/0 | – | $51.2M | 1.3% | – | – | – |
| DISH Network CORP25470MAB5 | NOTE 3.375% 8/1 | – | $51.7M | 1.3% | – | – | – |
| Envestnet, Inc.29404KAB2 | NOTE 1.750% 6/0 | – | $52.1M | 1.3% | – | – | – |
| Palo Alto Networks Inc697435AD7 | NOTE 0.750% 7/0 | – | $53.4M | 1.4% | – | – | – |
| Silicon Laboratories Inc.826919AD4 | NOTE 0.625% 6/1 | – | $54.5M | 1.4% | – | – | – |
| Helix Energy Solutions Grp I42330PAK3 | NOTE 6.750% 2/1 | – | $55.3M | 1.4% | – | – | – |
| TALOTalos Energy Inc. | COM | 3,351,784 | $55.8M | 1.4% | 00.0% | Unchanged | History |
| Lumentum Hldgs Inc55024UAD1 | NOTE 0.500%12/1 | – | $60.1M | 1.5% | – | – | – |
| Vail Resorts Inc91879QAN9 | NOTE 1/0 | – | $62.0M | 1.6% | – | – | – |
| Ford MTR Co Del345370CZ1 | NOTE 3/1 | – | $66.6M | 1.7% | – | – | – |
| Forum Energy Technologies IN34984VAC4 | NOTE 9.000% 8/0 | – | $66.8M | 1.7% | – | – | – |
| NRG Energy, Inc.629377CG5 | DBCV 2.750% 6/0 | – | $67.9M | 1.7% | – | – | – |
| Southwest Airls Co844741BG2 | NOTE 1.250% 5/0 | – | $76.2M | 1.9% | – | – | – |
| Biomarin Pharmaceutical Inc09061GAK7 | NOTE 1.250% 5/1 | – | $76.9M | 1.9% | – | – | – |
| Microchip Technology Inc595017AU8 | NOTE 0.125%11/1 | – | $82.0M | 2.1% | – | – | – |
| DISH Network CORP25470MAD1 | NOTE 2.375% 3/1 | – | $84.2M | 2.1% | – | – | – |
| Wellpoint Inc94973VBG1 | NOTE 2.750%10/1 | – | $97.0M | 2.5% | – | – | – |
| NICE Ltd.653656AB4 | NOTE 9/1 | – | $103.4M | 2.6% | – | – | – |
| Danaher Corp235851409 | 5% CONV PFD B | 85,871 | $115.4M | 2.9% | −228−0.3% | Reduced | – |
| Pioneer Nat Res Co723787AP2 | NOTE 0.250% 5/1 | – | $144.1M | 3.6% | – | – | – |
| EQT Corp26884LAK5 | NOTE 1.750% 5/0 | – | $152.7M | 3.9% | – | – | – |
| GPORGulfport Energy Corp | COMMON SHARES | 2,149,088 | $189.7M | 4.8% | −26,612−1.2% | Reduced | History |
Sold out since Q2 2022 (18)
Positions held at the end of Q2 2022 that are gone from this filing.
| Security | Class | Shares in Q2 2022 | Value in Q2 2022 | % of portfolio in Q2 2022 | History |
|---|---|---|---|---|---|
| Atlas Air Worldwide Hldgs IN049164BJ4 | NOTE 1.875% 6/0 | – | $44.6M | 1.1% | – |
| Broadcom Inc.11135F200 | COM | 29,336 | $44.5M | 1.1% | – |
| Liberty Media Corp Del531229AF9 | NOTE 1.000% 1/3 | – | $35.0M | 0.8% | – |
| Workday, Inc.98138HAF8 | NOTE 0.250%10/0 | – | $30.6M | 0.7% | – |
| Shopify Inc.82509LAA5 | NOTE 0.125%11/0 | – | $29.5M | 0.7% | – |
| WLLWhiting Holdings LLC | COM NEW | 269,285 | $18.3M | 0.4% | History |
| RBC Bearings INC75524B203 | 5% CNV PFD SR A | 34,465 | $3.29M | 0.1% | – |
| Marriott Vactins Worldwid Co57164YAB3 | NOTE 1.500% 9/1 | – | $3.23M | 0.1% | – |
| BFZBlackRock California Municipal Income Trust | SH BEN INT | 60,663 | $687.0K | <0.1% | History |
| iShares Tr464288513 | IBOXX HI YD ETF | 4,820 | $355.0K | <0.1% | – |
| Tesla, Inc.88160RAG6 | NOTE 2.000% 5/1 | – | $238.0K | <0.1% | – |
| Fireeye Inc31816QAF8 | NOTE 0.875% 6/0 | – | $219.0K | <0.1% | – |
| Sailpoint Technologies Hldgs78781PAB1 | NOTE 0.125% 9/1 | – | $122.0K | <0.1% | – |
| II-VI Inc902104AB4 | NOTE 0.250% 9/0 | – | $118.0K | <0.1% | – |
| Allegheny Technologies Inc01741RAG7 | NOTE 4.750% 7/0 | – | $111.0K | <0.1% | – |
| GLDICredit Suisse AG | X LINK GOLD SHS | 13,965 | $109.0K | <0.1% | History |
| Osi Systems Inc671044AD7 | NOTE 1.250% 9/0 | – | $87.0K | <0.1% | – |
| Avaya Hldgs Corp05351XAB7 | NOTE 2.250% 6/1 | – | $83.0K | <0.1% | – |