Mackay Shields LLC
- SEC CIK
- 0000061227
- Latest filing
- Jul 28, 2026
Holdings in Q2 2022
Holdings as of Jun 30, 2022, filed Aug 3, 2022. Long positions only; changes compare share counts with Q1 2022.
- Positions
- 244
- −487 vs. Q1 2022
- Portfolio value
- $4.12B
- −$7.26B (−63.8%) vs. Q1 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| AES Corp00130H204 | UNIT 99/99/9999 | 395,451 | $34.2M | 0.8% | −2,800−0.7% | Reduced | – |
| Liberty Media Corp Del531229AB8 | NOTE 1.375%10/1 | – | $34.4M | 0.8% | – | – | – |
| Splunk Inc848637AC8 | NOTE 0.500% 9/1 | – | $34.5M | 0.8% | – | – | – |
| Liberty Media Corp Del531229AF9 | NOTE 1.000% 1/3 | – | $35.0M | 0.8% | – | – | – |
| WFC.PLWells Fargo & Company | PERP PFD CNV A | 30,132 | $36.4M | 0.9% | −137−0.5% | Reduced | History |
| Akamai Technologies Inc00971TAL5 | NOTE 0.375% 9/0 | – | $36.8M | 0.9% | – | – | – |
| KKR and Co Inc 6 McOnv PFD C48251W401 | CONVERTIBLE PREFERRED STOCK | 627,171 | $37.1M | 0.9% | −4,885−0.8% | Reduced | – |
| NICENICE Ltd. | SPONSORED ADR | 193,048 | $37.2M | 0.9% | +71,388+58.7% | Added | History |
| Exact Sciences Corp30063PAC9 | NOTE 0.375% 3/0 | – | $37.6M | 0.9% | – | – | – |
| Viavi Solutions Inc.925550AB1 | NOTE 1.000% 3/0 | – | $37.7M | 0.9% | – | – | – |
| Illumina, Inc.452327AK5 | NOTE 8/1 | – | $38.0M | 0.9% | – | – | – |
| Centennial Resource Dev Inc15136AAA0 | NOTE 3.250% 4/0 | – | $38.6M | 0.9% | – | – | – |
| Bank of Amer Corp060505682 | 7.25%CNV PFD L | 32,852 | $39.6M | 1.0% | −238−0.7% | Reduced | – |
| PG&E Corp69331C140 | UNIT 99/99/9999 | 413,498 | $39.7M | 1.0% | −2,595−0.6% | Reduced | – |
| Dexcom Inc252131AK3 | NOTE 0.250%11/1 | – | $40.2M | 1.0% | – | – | – |
| Etsy Inc29786AAN6 | NOTE 0.250% 6/1 | – | $40.7M | 1.0% | – | New | – |
| Zillow Group, Inc.98954MAH4 | NOTE 2.750% 5/1 | – | $41.7M | 1.0% | – | – | – |
| Broadcom Inc.11135F200 | COM | 29,336 | $44.5M | 1.1% | −156−0.5% | Reduced | – |
| Atlas Air Worldwide Hldgs IN049164BJ4 | NOTE 1.875% 6/0 | – | $44.6M | 1.1% | – | – | – |
| DISH Network CORP25470MAB5 | NOTE 3.375% 8/1 | – | $47.0M | 1.1% | – | – | – |
| Palo Alto Networks Inc697435AF2 | NOTE 0.375% 6/0 | – | $47.3M | 1.1% | – | – | – |
| Burlington Stores, Inc.122017AB2 | NOTE 2.250% 4/1 | – | $48.2M | 1.2% | – | – | – |
| RingCentral, Inc.76680RAF4 | NOTE 3/0 | – | $49.9M | 1.2% | – | – | – |
| Teladoc Health, Inc.87918AAF2 | NOTE 1.250% 6/0 | – | $51.4M | 1.2% | – | – | – |
| TALOTalos Energy Inc. | COM | 3,351,784 | $51.9M | 1.3% | −6,500−0.2% | Reduced | History |
| Helix Energy Solutions Grp I42330PAK3 | NOTE 6.750% 2/1 | – | $52.3M | 1.3% | – | – | – |
| Envestnet, Inc.29404KAB2 | NOTE 1.750% 6/0 | – | $53.3M | 1.3% | – | – | – |
| Palo Alto Networks Inc697435AD7 | NOTE 0.750% 7/0 | – | $53.6M | 1.3% | – | – | – |
| Silicon Laboratories Inc.826919AD4 | NOTE 0.625% 6/1 | – | $59.8M | 1.4% | – | – | – |
| Vail Resorts Inc91879QAN9 | NOTE 1/0 | – | $62.0M | 1.5% | – | – | – |
| Forum Energy Technologies IN34984VAC4 | NOTE 9.000% 8/0 | – | $64.6M | 1.6% | – | – | – |
| Lumentum Hldgs Inc55024UAD1 | NOTE 0.500%12/1 | – | $66.0M | 1.6% | – | – | – |
| Ford MTR Co Del345370CZ1 | NOTE 3/1 | – | $66.6M | 1.6% | – | – | – |
| NRG Energy, Inc.629377CG5 | DBCV 2.750% 6/0 | – | $68.7M | 1.7% | – | – | – |
| Biomarin Pharmaceutical Inc09061GAK7 | NOTE 1.250% 5/1 | – | $76.8M | 1.9% | – | – | – |
| Southwest Airls Co844741BG2 | NOTE 1.250% 5/0 | – | $78.6M | 1.9% | – | – | – |
| Microchip Technology Inc595017AU8 | NOTE 0.125%11/1 | – | $80.4M | 2.0% | – | – | – |
| DISH Network CORP25470MAD1 | NOTE 2.375% 3/1 | – | $81.3M | 2.0% | – | – | – |
| Wellpoint Inc94973VBG1 | NOTE 2.750%10/1 | – | $102.9M | 2.5% | – | – | – |
| NICE Ltd.653656AB4 | NOTE 9/1 | – | $110.3M | 2.7% | – | – | – |
| Danaher Corp235851409 | 5% CONV PFD B | 86,099 | $115.1M | 2.8% | −170−0.2% | Reduced | – |
| EQT Corp26884LAK5 | NOTE 1.750% 5/0 | – | $130.9M | 3.2% | – | – | – |
| Pioneer Nat Res Co723787AP2 | NOTE 0.250% 5/1 | – | $144.4M | 3.5% | – | – | – |
| GPORGulfport Energy Corp | COMMON SHARES | 2,175,700 | $173.0M | 4.2% | −66,213−3.0% | Reduced | History |
Sold out since Q1 2022 (504)
Positions held at the end of Q1 2022 that are gone from this filing.
The largest 100 of 504 by value last quarter.
| Security | Class | Shares in Q1 2022 | Value in Q1 2022 | % of portfolio in Q1 2022 | History |
|---|---|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | 1,600,741 | $723.0M | 6.4% | History |
| Vanguard S&P 500 ETF922908363 | ETF | 1,038,810 | $431.3M | 3.8% | – |
| AAPLApple Inc. | Stock | 2,231,707 | $389.7M | 3.4% | History |
| MSFTMicrosoft Corp | Stock | 1,076,137 | $331.8M | 2.9% | History |
| AMZNAmazon Com Inc | Stock | 62,940 | $205.2M | 1.8% | History |
| TSLATesla, Inc. | Stock | 120,294 | $129.6M | 1.1% | History |
| GOOGLAlphabet Inc. | Stock | 43,308 | $120.5M | 1.1% | History |
| GOOGAlphabet Inc. | Stock | 39,865 | $111.3M | 1.0% | History |
| NVDANVIDIA Corp | Stock | 359,399 | $98.1M | 0.9% | History |
| BRK.BBerkshire Hathaway Inc | Stock | 261,822 | $92.4M | 0.8% | History |
| METAMeta Platforms, Inc. | Stock | 332,224 | $73.9M | 0.6% | History |
| UNHUnitedHealth Group Inc | Stock | 135,367 | $69.0M | 0.6% | History |
| JNJJohnson & Johnson | Stock | 378,104 | $67.0M | 0.6% | History |
| JPMJPMorgan Chase & Co | Stock | 424,796 | $57.9M | 0.5% | History |
| VVisa Inc. | Stock | 238,242 | $52.8M | 0.5% | History |
| PGProcter & Gamble Co | Stock | 345,209 | $52.7M | 0.5% | History |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | 485,704 | $50.6M | 0.4% | History |
| XOMExxonMobil Holdings Corp | COM | 610,593 | $50.4M | 0.4% | History |
| Neurocrine Biosciences Inc64125CAD1 | NOTE 2.250% 5/1 | – | $47.9M | 0.4% | – |
| Indexiq Active ETF Tr45409F777 | IQ MACKAY CA MUN | 1,980,000 | $45.5M | 0.4% | – |
| CVXChevron Corp | Stock | 278,360 | $45.3M | 0.4% | History |
| HDHome Depot, Inc. | Stock | 150,075 | $44.9M | 0.4% | History |
| MAMastercard Inc | Stock | 124,093 | $44.3M | 0.4% | History |
| PFEPfizer Inc | Stock | 806,614 | $41.8M | 0.4% | History |
| ABBVAbbVie Inc. | Stock | 254,342 | $41.2M | 0.4% | History |
| AVGOBroadcom Inc. | Stock | 59,400 | $37.4M | 0.3% | History |
| COSTCostco Wholesale Corp | Stock | 63,683 | $36.7M | 0.3% | History |
| DISWalt Disney Co | Stock | 261,831 | $35.9M | 0.3% | History |
| KOCoca Cola Co | Stock | 559,096 | $34.7M | 0.3% | History |
| CSCOCisco Systems, Inc. | Stock | 606,782 | $33.8M | 0.3% | History |
| TMOThermo Fisher Scientific Inc. | Stock | 56,647 | $33.5M | 0.3% | History |
| PEPPepsiCo Inc | Stock | 198,699 | $33.3M | 0.3% | History |
| LLYEli Lilly & Co | Stock | 114,222 | $32.7M | 0.3% | History |
| ADBEAdobe Inc. | Stock | 67,767 | $30.9M | 0.3% | History |
| VZVerizon Communications Inc | Stock | 602,381 | $30.7M | 0.3% | History |
| CMCSAComcast Corp | Stock | 651,305 | $30.5M | 0.3% | History |
| WMTWalmart Inc. | Stock | 203,416 | $30.3M | 0.3% | History |
| ABTAbbott Laboratories | Stock | 254,327 | $30.1M | 0.3% | History |
| CRMSalesforce, Inc. | Stock | 141,610 | $30.1M | 0.3% | History |
| MRKMerck & Co., Inc. | Stock | 363,946 | $29.9M | 0.3% | History |
| INTCIntel Corp | Stock | 585,527 | $29.0M | 0.3% | History |
| WFCWells Fargo & Company | Stock | 558,491 | $27.1M | 0.2% | History |
| DHRDanaher Corp | Stock | 91,474 | $26.8M | 0.2% | History |
| MCDMcDonalds Corp | Stock | 107,925 | $26.7M | 0.2% | History |
| AMDAdvanced Micro Devices Inc | Stock | 234,684 | $25.7M | 0.2% | History |
| UNPUnion Pacific Corp | Stock | 91,581 | $25.0M | 0.2% | History |
| QCOMQualcomm Inc | Stock | 162,166 | $24.8M | 0.2% | History |
| NKENIKE, Inc. | Stock | 183,382 | $24.7M | 0.2% | History |
| TXNTexas Instruments Inc | Stock | 132,589 | $24.3M | 0.2% | History |
| TAT&T Inc. | Stock | 1,028,604 | $24.3M | 0.2% | History |
| NEENextera Energy Inc | Stock | 282,612 | $23.9M | 0.2% | History |
| NFLXNetflix Inc | Stock | 63,897 | $23.9M | 0.2% | History |
| BMYBristol Myers Squibb Co | Stock | 312,962 | $22.9M | 0.2% | History |
| UPSUnited Parcel Service Inc | Stock | 104,932 | $22.5M | 0.2% | History |
| RTXRTX Corp | Stock | 214,400 | $21.2M | 0.2% | History |
| SPGIS&P Global Inc. | Stock | 50,766 | $20.8M | 0.2% | History |
| PMPhilip Morris International Inc. | Stock | 212,151 | $19.9M | 0.2% | History |
| AMGNAmgen Inc | Stock | 81,415 | $19.7M | 0.2% | History |
| LOWLowes Companies Inc | Stock | 97,081 | $19.6M | 0.2% | History |
| INTUIntuit Inc. | Stock | 40,617 | $19.5M | 0.2% | History |
| PYPLPayPal Holdings, Inc. | Stock | 167,363 | $19.4M | 0.2% | History |
| HONHoneywell International Inc | COM | 98,711 | $19.2M | 0.2% | History |
| CVSCVS Health Corp | Stock | 188,367 | $19.1M | 0.2% | History |
| ORCLOracle Corp | Stock | 227,248 | $18.8M | 0.2% | History |
| COPConocoPhillips | Stock | 187,544 | $18.8M | 0.2% | History |
| SCHWSchwab Charles Corp | Stock | 215,943 | $18.2M | 0.2% | History |
| MSMorgan Stanley | Stock | 203,274 | $17.8M | 0.2% | History |
| CATCaterpillar Inc | Stock | 77,754 | $17.3M | 0.2% | History |
| PLDPrologis, Inc. | REIT | 106,613 | $17.2M | 0.2% | History |
| ELVElevance Health, Inc. | Stock | 34,892 | $17.1M | 0.2% | History |
| AMATApplied Materials Inc | Stock | 127,684 | $16.8M | 0.1% | History |
| DEDeere & Co | Stock | 40,361 | $16.8M | 0.1% | History |
| IBMInternational Business Machines Corp | Stock | 128,765 | $16.7M | 0.1% | History |
| AXPAmerican Express Co | Stock | 88,476 | $16.5M | 0.1% | History |
| AMTAmerican Tower Corp | REIT | 65,346 | $16.4M | 0.1% | History |
| GSGoldman Sachs Group Inc | Stock | 48,684 | $16.1M | 0.1% | History |
| NOWServiceNow, Inc. | Stock | 28,692 | $16.0M | 0.1% | History |
| BLKBlackRock, Inc. | COM | 20,499 | $15.7M | 0.1% | History |
| ISRGIntuitive Surgical Inc | COM NEW | 51,329 | $15.5M | 0.1% | History |
| LMTLockheed Martin Corp | Stock | 34,815 | $15.4M | 0.1% | History |
| CCitigroup Inc | Stock | 285,777 | $15.3M | 0.1% | History |
| BABoeing Co | Stock | 78,671 | $15.1M | 0.1% | History |
| SBUXStarbucks Corp | Stock | 165,202 | $15.0M | 0.1% | History |
| TGTTarget Corp | Stock | 68,775 | $14.6M | 0.1% | History |
| GEGeneral Electric Co | Stock | 158,348 | $14.5M | 0.1% | History |
| BKNGBooking Holdings Inc. | Stock | 5,889 | $13.8M | 0.1% | History |
| ADPAutomatic Data Processing Inc | Stock | 60,362 | $13.7M | 0.1% | History |
| Lumentum Hldgs Inc55024UAB5 | NOTE 0.250% 3/1 | – | $13.7M | 0.1% | – |
| MOAltria Group, Inc. | Stock | 249,570 | $13.0M | 0.1% | History |
| SYKStryker Corp | Stock | 48,127 | $12.9M | 0.1% | History |
| ZTSZoetis Inc. | Stock | 68,093 | $12.8M | 0.1% | History |
| MDLZMondelez International, Inc. | Stock | 200,152 | $12.6M | 0.1% | History |
| MUMicron Technology Inc | Stock | 160,946 | $12.5M | 0.1% | History |
| ADIAnalog Devices Inc | Stock | 75,557 | $12.5M | 0.1% | History |
| MRSHMarsh & McLennan Companies, Inc. | Stock | 72,372 | $12.3M | 0.1% | History |
| DUKDuke Energy CORP | Stock | 110,232 | $12.3M | 0.1% | History |
| CMECME Group Inc. | COM | 51,595 | $12.3M | 0.1% | History |
| MMM3M Co | Stock | 81,996 | $12.2M | 0.1% | History |
| CSXCSX Corp | Stock | 319,094 | $11.9M | 0.1% | History |
| LendingTree, Inc.52603BAA5 | NOTE 0.625% 6/0 | – | $11.8M | 0.1% | – |