Mackay Shields LLC
- SEC CIK
- 0000061227
- Latest filing
- Jul 28, 2026
Holdings in Q2 2022
Holdings as of Jun 30, 2022, filed Aug 3, 2022. Long positions only; changes compare share counts with Q1 2022.
- Positions
- 244
- −487 vs. Q1 2022
- Portfolio value
- $4.12B
- −$7.26B (−63.8%) vs. Q1 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| 8X8 Inc282914AB6 | NOTE 0.500% 2/0 | – | $43.0K | <0.1% | – | – | – |
| Tabula Rasa HealthCare, Inc.873379AA9 | NOTE 1.750% 2/1 | – | $52.0K | <0.1% | – | – | – |
| Q2 Hldgs Inc74736LAB5 | NOTE 0.750% 2/1 | – | $59.0K | <0.1% | – | – | – |
| DocuSign, Inc.256163AB2 | NOTE 0.500% 9/1 | – | $61.0K | <0.1% | – | – | – |
| Aerie Pharmaceuticals Inc00771VAB4 | NOTE 1.500%10/0 | – | $65.0K | <0.1% | – | – | – |
| Air Transport Services Grp I00922RAB1 | NOTE 1.125%10/1 | – | $70.0K | <0.1% | – | – | – |
| Redwood Tr Inc758075AC9 | NOTE 4.750% 8/1 | – | $76.0K | <0.1% | – | – | – |
| Winnebago Inds Inc974637AB6 | NOTE 1.500% 4/0 | – | $77.0K | <0.1% | – | – | – |
| Nanostring Technologies Inc63009RAD1 | NOTE 2.625% 5/0 | – | $80.0K | <0.1% | – | – | – |
| Bloomin' Brands, Inc.094235AB4 | NOTE 5.000% 5/0 | – | $81.0K | <0.1% | – | – | – |
| Avaya Hldgs Corp05351XAB7 | NOTE 2.250% 6/1 | – | $83.0K | <0.1% | – | – | – |
| United States STL Corp New912909AT5 | NOTE 5.000%11/0 | – | $85.0K | <0.1% | – | – | – |
| Osi Systems Inc671044AD7 | NOTE 1.250% 9/0 | – | $87.0K | <0.1% | – | – | – |
| Workiva Inc98139AAB1 | NOTE 1.125% 8/1 | – | $87.0K | <0.1% | – | – | – |
| INSMED Inc457669AA7 | NOTE 1.750% 1/1 | – | $89.0K | <0.1% | – | – | – |
| Veeco Instrs Inc Del922417AD2 | CONVERTIBLE BOND | – | $94.0K | <0.1% | – | – | – |
| Royal Caribbean Group780153BF8 | NOTE 2.875%11/1 | – | $94.0K | <0.1% | – | – | – |
| Invitae Corp46185LAB9 | NOTE 2.000% 9/0 | – | $95.0K | <0.1% | – | – | – |
| Pennymac Corp70932AAD5 | NOTE 5.500%11/0 | – | $97.0K | <0.1% | – | – | – |
| Blackline, Inc.09239BAB5 | NOTE 0.125% 8/0 | – | $99.0K | <0.1% | – | – | – |
| Clovis Oncology, Inc.189464AC4 | CONVERTIBLE BOND | – | $99.0K | <0.1% | – | – | – |
| Carnival Corp143658BE1 | NOTE 5.750% 4/0 | – | $99.0K | <0.1% | – | – | – |
| GLDICredit Suisse AG | X LINK GOLD SHS | 13,965 | $109.0K | <0.1% | 00.0% | Unchanged | History |
| Allegheny Technologies Inc01741RAG7 | NOTE 4.750% 7/0 | – | $111.0K | <0.1% | – | – | – |
| Guidewire Software, Inc.40171VAA8 | NOTE 1.250% 3/1 | – | $111.0K | <0.1% | – | – | – |
| Lyft, Inc.55087PAB0 | NOTE 1.500% 5/1 | – | $112.0K | <0.1% | – | – | – |
| Repligen Corp759916AB5 | NOTE 0.375% 7/1 | – | $113.0K | <0.1% | – | – | – |
| Insight Enterprises Inc45765UAB9 | NOTE 0.750% 2/1 | – | $114.0K | <0.1% | – | – | – |
| Box Inc10316TAB0 | NOTE 1/1 | – | $114.0K | <0.1% | – | – | – |
| New Relic, Inc.64829BAB6 | NOTE 0.500% 5/0 | – | $116.0K | <0.1% | – | – | – |
| Apellis Pharmaceuticals, Inc.03753UAB2 | NOTE 3.500% 9/1 | – | $118.0K | <0.1% | – | – | – |
| Penn Natl Gaming Inc707569AU3 | NOTE 2.750% 5/1 | – | $118.0K | <0.1% | – | – | – |
| II-VI Inc902104AB4 | NOTE 0.250% 9/0 | – | $118.0K | <0.1% | – | – | – |
| Infinera Corp45667GAC7 | NOTE 2.125% 9/0 | – | $119.0K | <0.1% | – | – | – |
| Sailpoint Technologies Hldgs78781PAB1 | NOTE 0.125% 9/1 | – | $122.0K | <0.1% | – | – | – |
| DraftKings Inc.26142RAB0 | NOTE 3/1 | – | $124.0K | <0.1% | – | – | – |
| Ironwood Pharmaceuticals Inc46333XAF5 | NOTE 0.750% 6/1 | – | $127.0K | <0.1% | – | – | – |
| Vishay Intertechnology Inc928298AP3 | NOTE 2.250% 6/1 | – | $128.0K | <0.1% | – | – | – |
| Transocean Ltd.893830BJ7 | DEB 0.500% 1/3 | – | $130.0K | <0.1% | – | – | – |
| NovoCure Ltd67011XAB9 | NOTE 11/0 | – | $130.0K | <0.1% | – | – | – |
| Beyond Meat, Inc.08862EAB5 | NOTE 3/1 | – | $131.0K | <0.1% | – | – | – |
| Livent Corp.53814LAB4 | NOTE 4.125% 7/1 | – | $142.0K | <0.1% | – | – | – |
| Liveperson Inc538146AD3 | NOTE 12/1 | – | $145.0K | <0.1% | – | – | – |
| American Eagle Outfitters IN02553EAB2 | NOTE 3.750% 4/1 | – | $147.0K | <0.1% | – | – | – |
| Realogy Grp LLC/Realogy Co75606DAP6 | NOTE 0.250% 6/1 | – | $147.0K | <0.1% | – | New | – |
| Fti Consulting, Inc302941AP4 | NOTE 2.000% 8/1 | – | $156.0K | <0.1% | – | – | – |
| Pure Storage Inc74624MAB8 | NOTE 0.125% 4/1 | – | $156.0K | <0.1% | – | – | – |
| Blackline, Inc.09239BAD1 | NOTE 3/1 | – | $159.0K | <0.1% | – | – | – |
| Itron, Inc.465741AN6 | NOTE 3/1 | – | $160.0K | <0.1% | – | – | – |
| Karyopharm Therapeutics Inc.48576UAA4 | NOTE 3.000%10/1 | – | $163.0K | <0.1% | – | – | – |
| Cracker Barrel Old Ctry Stor22410JAB2 | NOTE 0.625% 6/1 | – | $163.0K | <0.1% | – | New | – |
| Wayfair Inc.94419LAF8 | NOTE 1.000% 8/1 | – | $165.0K | <0.1% | – | – | – |
| Evolent Health, Inc.30050BAD3 | NOTE 1.500%10/1 | – | $170.0K | <0.1% | – | – | – |
| Sarepta Therapeutics, Inc.803607AB6 | DBCV 1.500%11/1 | – | $170.0K | <0.1% | – | – | – |
| Teradyne, Inc880770AG7 | NOTE 1.250%12/1 | – | $170.0K | <0.1% | – | – | – |
| Cyberark Software Ltd23248VAB1 | NOTE 11/1 | – | $172.0K | <0.1% | – | – | – |
| Peloton Interactive, Inc.70614WAB6 | NOTE 2/1 | – | $173.0K | <0.1% | – | – | – |
| Ionis Pharmaceuticals Inc462222AB6 | NOTE 0.125%12/1 | – | $175.0K | <0.1% | – | – | – |
| Lci Inds501812AB7 | NOTE 1.125% 5/1 | – | $182.0K | <0.1% | – | – | – |
| Wayfair Inc.94419LAM3 | NOTE 0.625%10/0 | – | $188.0K | <0.1% | – | – | – |
| Ironwood Pharmaceuticals Inc46333XAH1 | NOTE 1.500% 6/1 | – | $190.0K | <0.1% | – | New | – |
| Ceridian HCM Hldg Inc15677JAD0 | NOTE 0.250% 3/1 | – | $198.0K | <0.1% | – | – | – |
| HubSpot Inc443573AD2 | NOTE 0.375% 6/0 | – | $203.0K | <0.1% | – | – | – |
| Rapid7, Inc.753422AF1 | NOTE 0.250% 3/1 | – | $217.0K | <0.1% | – | – | – |
| Fireeye Inc31816QAF8 | NOTE 0.875% 6/0 | – | $219.0K | <0.1% | – | – | – |
| MicroStrategy Inc594972AE1 | NOTE 2/1 | – | $221.0K | <0.1% | – | – | – |
| Twitter, Inc.90184LAN2 | NOTE 3/1 | – | $231.0K | <0.1% | – | – | – |
| Tesla, Inc.88160RAG6 | NOTE 2.000% 5/1 | – | $238.0K | <0.1% | – | – | – |
| NBONeuberger Berman New York Municipal Fund Inc. | COM | 25,745 | $254.0K | <0.1% | 00.0% | Unchanged | History |
| Envista Holdings Corp29415FAB0 | NOTE 2.375% 6/0 | – | $255.0K | <0.1% | – | – | – |
| Dick's Sporting Goods, Inc.253393AD4 | NOTE 3.250% 4/1 | – | $256.0K | <0.1% | – | – | – |
| JQCNuveen Credit Strategies Income Fund | COM SHS | 50,228 | $261.0K | <0.1% | +50,228 | New | History |
| DSLDoubleLine Income Solutions Fund | COM | 21,480 | $261.0K | <0.1% | +21,480 | New | History |
| Coinbase Global, Inc.19260QAB3 | NOTE 0.500% 6/0 | – | $264.0K | <0.1% | – | New | – |
| GHYPGIM Global High Yield Fund, Inc. | COM | 23,084 | $265.0K | <0.1% | +23,084 | New | History |
| BTZBlackRock Credit Allocation Income Trust | COM | 24,596 | $268.0K | <0.1% | +24,596 | New | History |
| Twitter, Inc.90184LAF9 | NOTE 0.250% 6/1 | – | $270.0K | <0.1% | – | – | – |
| AWFAlliancebernstein Global High Income Fund Inc | COM | 27,704 | $271.0K | <0.1% | +27,704 | New | History |
| BYMBlackRock Municipal Income Quality Trust | COM | 21,958 | $272.0K | <0.1% | 00.0% | Unchanged | History |
| Alteryx, Inc.02156BAD5 | NOTE 0.500% 8/0 | – | $277.0K | <0.1% | – | – | – |
| VVRInvesco Senior Income Trust | COM | 73,504 | $286.0K | <0.1% | +73,504 | New | History |
| iShares Tr464288661 | 3 7 YR TREAS BD | 2,400 | $286.0K | <0.1% | +2,400 | New | – |
| Invesco Exch Traded FD Tr II46138G805 | TAXABLE MUN BD | 10,580 | $293.0K | <0.1% | 00.0% | Unchanged | – |
| VSTVistra Corp. | Stock | 13,918 | $318.0K | <0.1% | 00.0% | Unchanged | History |
| Tyler Tex Indpt SCH Dist902252AB1 | NOTE 0.250% 3/1 | – | $320.0K | <0.1% | – | – | – |
| Global X FDS37954Y483 | NASDAQ 100 COVER | 19,246 | $336.0K | <0.1% | −1,176−5.8% | Reduced | – |
| Boston Scientific Corp101137206 | 5.50% CNV PFD A | 3,421 | $348.0K | <0.1% | +21+0.6% | Added | – |
| Jazz Investments I Ltd472145AF8 | NOTE 2.000% 6/1 | – | $350.0K | <0.1% | – | – | – |
| Airbnb, Inc.009066AB7 | NOTE 3/1 | – | $352.0K | <0.1% | – | – | – |
| iShares Tr464288513 | IBOXX HI YD ETF | 4,820 | $355.0K | <0.1% | −3,823−44.2% | Reduced | – |
| CNX Res Corp12653CAG3 | NOTE 2.250% 5/0 | – | $400.0K | <0.1% | – | – | – |
| Insulet Corp45784PAK7 | NOTE 0.375% 9/0 | – | $436.0K | <0.1% | – | – | – |
| Oil STS Intl Inc678026AH8 | NOTE 1.500% 2/1 | – | $545.0K | <0.1% | – | – | – |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | 5,280 | $581.0K | <0.1% | 00.0% | Unchanged | – |
| Granite PT Mtg Tr Inc38741LAC1 | NOTE 6.375%10/0 | – | $635.0K | <0.1% | – | – | – |
| EIMEaton Vance Municipal Bond Fund | COM | 60,261 | $645.0K | <0.1% | 00.0% | Unchanged | History |
| iShares Tr464288588 | MBS ETF | 6,927 | $675.0K | <0.1% | +2,000+40.6% | Added | – |
| BFZBlackRock California Municipal Income Trust | SH BEN INT | 60,663 | $687.0K | <0.1% | 00.0% | Unchanged | History |
| BlackRock New York Municipal Income Trust09248L106 | SH BEN INT | 105,138 | $1.16M | <0.1% | 00.0% | Unchanged | – |
| MFMAberdeen Municipal Income Fund | SH BEN INT | 333,155 | $1.81M | <0.1% | 00.0% | Unchanged | History |
Sold out since Q1 2022 (504)
Positions held at the end of Q1 2022 that are gone from this filing.
The largest 100 of 504 by value last quarter.
| Security | Class | Shares in Q1 2022 | Value in Q1 2022 | % of portfolio in Q1 2022 | History |
|---|---|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | 1,600,741 | $723.0M | 6.4% | History |
| Vanguard S&P 500 ETF922908363 | ETF | 1,038,810 | $431.3M | 3.8% | – |
| AAPLApple Inc. | Stock | 2,231,707 | $389.7M | 3.4% | History |
| MSFTMicrosoft Corp | Stock | 1,076,137 | $331.8M | 2.9% | History |
| AMZNAmazon Com Inc | Stock | 62,940 | $205.2M | 1.8% | History |
| TSLATesla, Inc. | Stock | 120,294 | $129.6M | 1.1% | History |
| GOOGLAlphabet Inc. | Stock | 43,308 | $120.5M | 1.1% | History |
| GOOGAlphabet Inc. | Stock | 39,865 | $111.3M | 1.0% | History |
| NVDANVIDIA Corp | Stock | 359,399 | $98.1M | 0.9% | History |
| BRK.BBerkshire Hathaway Inc | Stock | 261,822 | $92.4M | 0.8% | History |
| METAMeta Platforms, Inc. | Stock | 332,224 | $73.9M | 0.6% | History |
| UNHUnitedHealth Group Inc | Stock | 135,367 | $69.0M | 0.6% | History |
| JNJJohnson & Johnson | Stock | 378,104 | $67.0M | 0.6% | History |
| JPMJPMorgan Chase & Co | Stock | 424,796 | $57.9M | 0.5% | History |
| VVisa Inc. | Stock | 238,242 | $52.8M | 0.5% | History |
| PGProcter & Gamble Co | Stock | 345,209 | $52.7M | 0.5% | History |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | 485,704 | $50.6M | 0.4% | History |
| XOMExxonMobil Holdings Corp | COM | 610,593 | $50.4M | 0.4% | History |
| Neurocrine Biosciences Inc64125CAD1 | NOTE 2.250% 5/1 | – | $47.9M | 0.4% | – |
| Indexiq Active ETF Tr45409F777 | IQ MACKAY CA MUN | 1,980,000 | $45.5M | 0.4% | – |
| CVXChevron Corp | Stock | 278,360 | $45.3M | 0.4% | History |
| HDHome Depot, Inc. | Stock | 150,075 | $44.9M | 0.4% | History |
| MAMastercard Inc | Stock | 124,093 | $44.3M | 0.4% | History |
| PFEPfizer Inc | Stock | 806,614 | $41.8M | 0.4% | History |
| ABBVAbbVie Inc. | Stock | 254,342 | $41.2M | 0.4% | History |
| AVGOBroadcom Inc. | Stock | 59,400 | $37.4M | 0.3% | History |
| COSTCostco Wholesale Corp | Stock | 63,683 | $36.7M | 0.3% | History |
| DISWalt Disney Co | Stock | 261,831 | $35.9M | 0.3% | History |
| KOCoca Cola Co | Stock | 559,096 | $34.7M | 0.3% | History |
| CSCOCisco Systems, Inc. | Stock | 606,782 | $33.8M | 0.3% | History |
| TMOThermo Fisher Scientific Inc. | Stock | 56,647 | $33.5M | 0.3% | History |
| PEPPepsiCo Inc | Stock | 198,699 | $33.3M | 0.3% | History |
| LLYEli Lilly & Co | Stock | 114,222 | $32.7M | 0.3% | History |
| ADBEAdobe Inc. | Stock | 67,767 | $30.9M | 0.3% | History |
| VZVerizon Communications Inc | Stock | 602,381 | $30.7M | 0.3% | History |
| CMCSAComcast Corp | Stock | 651,305 | $30.5M | 0.3% | History |
| WMTWalmart Inc. | Stock | 203,416 | $30.3M | 0.3% | History |
| ABTAbbott Laboratories | Stock | 254,327 | $30.1M | 0.3% | History |
| CRMSalesforce, Inc. | Stock | 141,610 | $30.1M | 0.3% | History |
| MRKMerck & Co., Inc. | Stock | 363,946 | $29.9M | 0.3% | History |
| INTCIntel Corp | Stock | 585,527 | $29.0M | 0.3% | History |
| WFCWells Fargo & Company | Stock | 558,491 | $27.1M | 0.2% | History |
| DHRDanaher Corp | Stock | 91,474 | $26.8M | 0.2% | History |
| MCDMcDonalds Corp | Stock | 107,925 | $26.7M | 0.2% | History |
| AMDAdvanced Micro Devices Inc | Stock | 234,684 | $25.7M | 0.2% | History |
| UNPUnion Pacific Corp | Stock | 91,581 | $25.0M | 0.2% | History |
| QCOMQualcomm Inc | Stock | 162,166 | $24.8M | 0.2% | History |
| NKENIKE, Inc. | Stock | 183,382 | $24.7M | 0.2% | History |
| TXNTexas Instruments Inc | Stock | 132,589 | $24.3M | 0.2% | History |
| TAT&T Inc. | Stock | 1,028,604 | $24.3M | 0.2% | History |
| NEENextera Energy Inc | Stock | 282,612 | $23.9M | 0.2% | History |
| NFLXNetflix Inc | Stock | 63,897 | $23.9M | 0.2% | History |
| BMYBristol Myers Squibb Co | Stock | 312,962 | $22.9M | 0.2% | History |
| UPSUnited Parcel Service Inc | Stock | 104,932 | $22.5M | 0.2% | History |
| RTXRTX Corp | Stock | 214,400 | $21.2M | 0.2% | History |
| SPGIS&P Global Inc. | Stock | 50,766 | $20.8M | 0.2% | History |
| PMPhilip Morris International Inc. | Stock | 212,151 | $19.9M | 0.2% | History |
| AMGNAmgen Inc | Stock | 81,415 | $19.7M | 0.2% | History |
| LOWLowes Companies Inc | Stock | 97,081 | $19.6M | 0.2% | History |
| INTUIntuit Inc. | Stock | 40,617 | $19.5M | 0.2% | History |
| PYPLPayPal Holdings, Inc. | Stock | 167,363 | $19.4M | 0.2% | History |
| HONHoneywell International Inc | COM | 98,711 | $19.2M | 0.2% | History |
| CVSCVS Health Corp | Stock | 188,367 | $19.1M | 0.2% | History |
| ORCLOracle Corp | Stock | 227,248 | $18.8M | 0.2% | History |
| COPConocoPhillips | Stock | 187,544 | $18.8M | 0.2% | History |
| SCHWSchwab Charles Corp | Stock | 215,943 | $18.2M | 0.2% | History |
| MSMorgan Stanley | Stock | 203,274 | $17.8M | 0.2% | History |
| CATCaterpillar Inc | Stock | 77,754 | $17.3M | 0.2% | History |
| PLDPrologis, Inc. | REIT | 106,613 | $17.2M | 0.2% | History |
| ELVElevance Health, Inc. | Stock | 34,892 | $17.1M | 0.2% | History |
| AMATApplied Materials Inc | Stock | 127,684 | $16.8M | 0.1% | History |
| DEDeere & Co | Stock | 40,361 | $16.8M | 0.1% | History |
| IBMInternational Business Machines Corp | Stock | 128,765 | $16.7M | 0.1% | History |
| AXPAmerican Express Co | Stock | 88,476 | $16.5M | 0.1% | History |
| AMTAmerican Tower Corp | REIT | 65,346 | $16.4M | 0.1% | History |
| GSGoldman Sachs Group Inc | Stock | 48,684 | $16.1M | 0.1% | History |
| NOWServiceNow, Inc. | Stock | 28,692 | $16.0M | 0.1% | History |
| BLKBlackRock, Inc. | COM | 20,499 | $15.7M | 0.1% | History |
| ISRGIntuitive Surgical Inc | COM NEW | 51,329 | $15.5M | 0.1% | History |
| LMTLockheed Martin Corp | Stock | 34,815 | $15.4M | 0.1% | History |
| CCitigroup Inc | Stock | 285,777 | $15.3M | 0.1% | History |
| BABoeing Co | Stock | 78,671 | $15.1M | 0.1% | History |
| SBUXStarbucks Corp | Stock | 165,202 | $15.0M | 0.1% | History |
| TGTTarget Corp | Stock | 68,775 | $14.6M | 0.1% | History |
| GEGeneral Electric Co | Stock | 158,348 | $14.5M | 0.1% | History |
| BKNGBooking Holdings Inc. | Stock | 5,889 | $13.8M | 0.1% | History |
| ADPAutomatic Data Processing Inc | Stock | 60,362 | $13.7M | 0.1% | History |
| Lumentum Hldgs Inc55024UAB5 | NOTE 0.250% 3/1 | – | $13.7M | 0.1% | – |
| MOAltria Group, Inc. | Stock | 249,570 | $13.0M | 0.1% | History |
| SYKStryker Corp | Stock | 48,127 | $12.9M | 0.1% | History |
| ZTSZoetis Inc. | Stock | 68,093 | $12.8M | 0.1% | History |
| MDLZMondelez International, Inc. | Stock | 200,152 | $12.6M | 0.1% | History |
| MUMicron Technology Inc | Stock | 160,946 | $12.5M | 0.1% | History |
| ADIAnalog Devices Inc | Stock | 75,557 | $12.5M | 0.1% | History |
| MRSHMarsh & McLennan Companies, Inc. | Stock | 72,372 | $12.3M | 0.1% | History |
| DUKDuke Energy CORP | Stock | 110,232 | $12.3M | 0.1% | History |
| CMECME Group Inc. | COM | 51,595 | $12.3M | 0.1% | History |
| MMM3M Co | Stock | 81,996 | $12.2M | 0.1% | History |
| CSXCSX Corp | Stock | 319,094 | $11.9M | 0.1% | History |
| LendingTree, Inc.52603BAA5 | NOTE 0.625% 6/0 | – | $11.8M | 0.1% | – |