Mackay Shields LLC
- SEC CIK
- 0000061227
- Latest filing
- Jul 28, 2026
Holdings in Q1 2022
Holdings as of Mar 31, 2022, filed May 13, 2022. Long positions only; changes compare share counts with Q4 2021.
- Positions
- 731
- +14 vs. Q4 2021
- Portfolio value
- $11.4B
- −$662.9M (−5.5%) vs. Q4 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| CLColgate Palmolive Co | Stock | 121,310 | $9.20M | 0.1% | −4,763−3.8% | Reduced | History |
| CHTRCharter Communications, Inc. | CL A | 17,222 | $9.39M | 0.1% | −1,336−7.2% | Reduced | History |
| NOCNorthrop Grumman Corp | Stock | 21,085 | $9.43M | 0.1% | −1,165−5.2% | Reduced | History |
| VRTXVertex Pharmaceuticals Inc | Stock | 36,585 | $9.55M | 0.1% | −1,398−3.7% | Reduced | History |
| PGRProgressive Corp | Stock | 83,929 | $9.57M | 0.1% | −3,400−3.9% | Reduced | History |
| EQIXEquinix Inc | COM | 12,943 | $9.60M | 0.1% | −509−3.8% | Reduced | History |
| NRKNuveen New York Amt-Free Quality Municipal Income Fund | COM | 791,405 | $9.61M | 0.1% | 00.0% | Unchanged | History |
| FFord Motor Co | Stock | 568,914 | $9.62M | 0.1% | −21,065−3.6% | Reduced | History |
| NSCNorfolk Southern Corp | Stock | 34,452 | $9.83M | 0.1% | −1,875−5.2% | Reduced | History |
| MAVPioneer Municipal High Income Advantage Fund, Inc. | COM | 1,003,451 | $9.86M | 0.1% | 00.0% | Unchanged | History |
| DDominion Energy, Inc | Stock | 116,279 | $9.88M | 0.1% | −4,566−3.8% | Reduced | History |
| EOGEOG Resources Inc | Stock | 84,076 | $10.0M | 0.1% | −3,306−3.8% | Reduced | History |
| VFLabrdn National Municipal Income Fund | CEF | 817,042 | $10.3M | 0.1% | +560,843+218.9% | Added | History |
| USBUS Bancorp DE | COM NEW | 195,411 | $10.4M | 0.1% | −7,473−3.7% | Reduced | History |
| TJXTJX Companies Inc | Stock | 171,454 | $10.4M | 0.1% | −8,155−4.5% | Reduced | History |
| FCXFreeport-McMoran Inc | Stock | 211,443 | $10.5M | 0.1% | −8,358−3.8% | Reduced | History |
| EWEdwards Lifesciences Corp | Stock | 89,508 | $10.5M | 0.1% | −3,529−3.8% | Reduced | History |
| ICEIntercontinental Exchange, Inc. | Stock | 80,515 | $10.6M | 0.1% | −3,389−4.0% | Reduced | History |
| REGNRegeneron Pharmaceuticals, Inc. | COM | 15,343 | $10.7M | 0.1% | −458−2.9% | Reduced | History |
| GILDGilead Sciences, Inc. | Stock | 181,555 | $10.8M | 0.1% | −7,090−3.8% | Reduced | History |
| MHDBlackRock Muniholdings Fund, Inc. | COM | 759,388 | $10.8M | 0.1% | 00.0% | Unchanged | History |
| LRCXLam Research Corp | COM | 20,113 | $10.8M | 0.1% | −980−4.6% | Reduced | History |
| TMUST-Mobile US, Inc. | Stock | 84,610 | $10.9M | 0.1% | −3,308−3.8% | Reduced | History |
| BDXBecton Dickinson & Co | Stock | 40,839 | $10.9M | 0.1% | −1,969−4.6% | Reduced | History |
| TFCTruist Financial Corp | COM | 192,070 | $10.9M | 0.1% | −7,545−3.8% | Reduced | History |
| Five9, Inc.338307AD3 | NOTE 0.500% 6/0 | – | $11.0M | 0.1% | – | – | – |
| SOSouthern Co | Stock | 151,893 | $11.0M | 0.1% | −5,990−3.8% | Reduced | History |
| PNCPNC Financial Services Group, Inc. | Stock | 60,305 | $11.1M | 0.1% | −2,760−4.4% | Reduced | History |
| CICigna Group | Stock | 46,524 | $11.1M | 0.1% | −3,068−6.2% | Reduced | History |
| PDCEPDC Energy, Inc. | COM | 153,669 | $11.2M | 0.1% | +153,669 | New | History |
| CCICrown Castle Inc. | REIT | 61,975 | $11.4M | 0.1% | −2,443−3.8% | Reduced | History |
| LendingTree, Inc.52603BAA5 | NOTE 0.625% 6/0 | – | $11.8M | 0.1% | – | – | – |
| Biomarin Pharmaceutical Inc09061GAH4 | NOTE 0.599% 8/0 | – | $11.8M | 0.1% | – | – | – |
| NCL Corp Ltd62886HAX9 | NOTE 5.375% 8/0 | – | $11.9M | 0.1% | – | – | – |
| CSXCSX Corp | Stock | 319,094 | $11.9M | 0.1% | −12,547−3.8% | Reduced | History |
| American Eagle Outfitters IN02553EAB2 | NOTE 3.750% 4/1 | – | $12.2M | 0.1% | – | – | – |
| MMM3M Co | Stock | 81,996 | $12.2M | 0.1% | −3,992−4.6% | Reduced | History |
| MYNBlackRock Muniyield New York Quality Fund, Inc. | COM | 1,011,219 | $12.2M | 0.1% | 00.0% | Unchanged | History |
| CMECME Group Inc. | COM | 51,595 | $12.3M | 0.1% | −2,031−3.8% | Reduced | History |
| DUKDuke Energy CORP | Stock | 110,232 | $12.3M | 0.1% | −4,348−3.8% | Reduced | History |
| MRSHMarsh & McLennan Companies, Inc. | Stock | 72,372 | $12.3M | 0.1% | −2,853−3.8% | Reduced | History |
| Guardant Health, Inc.40131MAB5 | NOTE 11/1 | – | $12.4M | 0.1% | – | – | – |
| ADIAnalog Devices Inc | Stock | 75,557 | $12.5M | 0.1% | −4,740−5.9% | Reduced | History |
| MUMicron Technology Inc | Stock | 160,946 | $12.5M | 0.1% | −6,161−3.7% | Reduced | History |
| MDLZMondelez International, Inc. | Stock | 200,152 | $12.6M | 0.1% | −8,817−4.2% | Reduced | History |
| ZTSZoetis Inc. | Stock | 68,093 | $12.8M | 0.1% | −2,675−3.8% | Reduced | History |
| SYKStryker Corp | Stock | 48,127 | $12.9M | 0.1% | −1,897−3.8% | Reduced | History |
| MOAltria Group, Inc. | Stock | 249,570 | $13.0M | 0.1% | −7,725−3.0% | Reduced | History |
| Lumentum Hldgs Inc55024UAB5 | NOTE 0.250% 3/1 | – | $13.7M | 0.1% | – | – | – |
| ADPAutomatic Data Processing Inc | Stock | 60,362 | $13.7M | 0.1% | −2,568−4.1% | Reduced | History |
| BKNGBooking Holdings Inc. | Stock | 5,889 | $13.8M | 0.1% | −232−3.8% | Reduced | History |
| GEGeneral Electric Co | Stock | 158,348 | $14.5M | 0.1% | −6,038−3.7% | Reduced | History |
| Nextera Energy Inc65339F770 | UNIT 99/99/9999 | 278,553 | $14.5M | 0.1% | +4,759+1.7% | Added | – |
| TGTTarget Corp | Stock | 68,775 | $14.6M | 0.1% | −4,013−5.5% | Reduced | History |
| MQTBlackRock Muniyield Quality Fund II, Inc. | COM | 1,216,218 | $14.8M | 0.1% | 00.0% | Unchanged | History |
| MIYBlackRock Muniyield Michigan Quality Fund, Inc. | COM | 1,163,655 | $14.9M | 0.1% | −1,295−0.1% | Reduced | History |
| SBUXStarbucks Corp | Stock | 165,202 | $15.0M | 0.1% | −10,854−6.2% | Reduced | History |
| BABoeing Co | Stock | 78,671 | $15.1M | 0.1% | −3,746−4.5% | Reduced | History |
| Rambus Inc750917AG1 | NOTE 1.375% 2/0 | – | $15.1M | 0.1% | – | – | – |
| CCitigroup Inc | Stock | 285,777 | $15.3M | 0.1% | −11,196−3.8% | Reduced | History |
| LMTLockheed Martin Corp | Stock | 34,815 | $15.4M | 0.1% | −1,822−5.0% | Reduced | History |
| Okta, Inc.679295AD7 | NOTE 0.125% 9/0 | – | $15.4M | 0.1% | – | – | – |
| ISRGIntuitive Surgical Inc | COM NEW | 51,329 | $15.5M | 0.1% | −1,908−3.6% | Reduced | History |
| BLKBlackRock, Inc. | COM | 20,499 | $15.7M | 0.1% | −838−3.9% | Reduced | History |
| NOWServiceNow, Inc. | Stock | 28,692 | $16.0M | 0.1% | −985−3.3% | Reduced | History |
| GSGoldman Sachs Group Inc | Stock | 48,684 | $16.1M | 0.1% | −1,918−3.8% | Reduced | History |
| AMTAmerican Tower Corp | REIT | 65,346 | $16.4M | 0.1% | −2,575−3.8% | Reduced | History |
| AXPAmerican Express Co | Stock | 88,476 | $16.5M | 0.1% | −5,280−5.6% | Reduced | History |
| Chegg, Inc163092AF6 | NOTE 9/0 | – | $16.6M | 0.1% | – | – | – |
| Infinera Corp45667GAE3 | NOTE 2.500% 3/0 | – | $16.6M | 0.1% | – | – | – |
| IBMInternational Business Machines Corp | Stock | 128,765 | $16.7M | 0.1% | −5,070−3.8% | Reduced | History |
| DEDeere & Co | Stock | 40,361 | $16.8M | 0.1% | −1,832−4.3% | Reduced | History |
| Bill Com Hldgs Inc090043AB6 | NOTE 12/0 | – | $16.8M | 0.1% | – | – | – |
| AMATApplied Materials Inc | Stock | 127,684 | $16.8M | 0.1% | −7,209−5.3% | Reduced | History |
| ELVElevance Health, Inc. | Stock | 34,892 | $17.1M | 0.2% | −1,371−3.8% | Reduced | History |
| Pebblebrook Hotel Tr70509VAA8 | NOTE 1.750%12/1 | – | $17.2M | 0.2% | – | – | – |
| PLDPrologis, Inc. | REIT | 106,613 | $17.2M | 0.2% | −4,083−3.7% | Reduced | History |
| CATCaterpillar Inc | Stock | 77,754 | $17.3M | 0.2% | −3,054−3.8% | Reduced | History |
| MHNBlackRock Muniholdings New York Quality Fund, Inc. | COM | 1,373,290 | $17.6M | 0.2% | 00.0% | Unchanged | History |
| MSMorgan Stanley | Stock | 203,274 | $17.8M | 0.2% | −10,651−5.0% | Reduced | History |
| SCHWSchwab Charles Corp | Stock | 215,943 | $18.2M | 0.2% | −8,497−3.8% | Reduced | History |
| MUJBlackRock Muniholdings New Jersey Quality Fund, Inc. | COM | 1,364,586 | $18.2M | 0.2% | −5,200−0.4% | Reduced | History |
| COPConocoPhillips | Stock | 187,544 | $18.8M | 0.2% | −9,807−5.0% | Reduced | History |
| ORCLOracle Corp | Stock | 227,248 | $18.8M | 0.2% | −14,372−5.9% | Reduced | History |
| Zynga Inc98986TAD0 | NOTE 12/1 | – | $18.9M | 0.2% | – | – | – |
| CVSCVS Health Corp | Stock | 188,367 | $19.1M | 0.2% | −8,523−4.3% | Reduced | History |
| HONHoneywell International Inc | COM | 98,711 | $19.2M | 0.2% | −4,255−4.1% | Reduced | History |
| PYPLPayPal Holdings, Inc. | Stock | 167,363 | $19.4M | 0.2% | −8,038−4.6% | Reduced | History |
| BDX 6 06/01/23 Pfd075887406 | CONVERTIBLE PREFERRED STOCK | 367,002 | $19.5M | 0.2% | +6,644+1.8% | Added | – |
| INTUIntuit Inc. | Stock | 40,617 | $19.5M | 0.2% | −1,600−3.8% | Reduced | History |
| LOWLowes Companies Inc | Stock | 97,081 | $19.6M | 0.2% | −6,547−6.3% | Reduced | History |
| AMGNAmgen Inc | Stock | 81,415 | $19.7M | 0.2% | −3,184−3.8% | Reduced | History |
| Coupa Software Inc22266LAF3 | NOTE 0.375% 6/1 | – | $19.9M | 0.2% | – | – | – |
| American Airls Group Inc02376RAF9 | NOTE 6.500% 7/0 | – | $19.9M | 0.2% | – | – | – |
| PMPhilip Morris International Inc. | Stock | 212,151 | $19.9M | 0.2% | −5,904−2.7% | Reduced | History |
| Enphase Energy, Inc.29355AAH0 | NOTE 3/0 | – | $20.3M | 0.2% | – | New | – |
| SPGIS&P Global Inc. | Stock | 50,766 | $20.8M | 0.2% | +14,848+41.3% | Added | History |
| MUCBlackRock Muniholdings California Quality Fund, Inc. | CEF | 1,599,281 | $20.9M | 0.2% | 00.0% | Unchanged | History |
| RTXRTX Corp | Stock | 214,400 | $21.2M | 0.2% | −9,084−4.1% | Reduced | History |
| GLDSPDR Gold Trust | ETF | 120,336 | $21.7M | 0.2% | −10,000−7.7% | Reduced | History |
Sold out since Q4 2021 (21)
Positions held at the end of Q4 2021 that are gone from this filing.
| Security | Class | Shares in Q4 2021 | Value in Q4 2021 | % of portfolio in Q4 2021 | History |
|---|---|---|---|---|---|
| Danaher Corp235851300 | 4.75 MND CV PFD | 71,691 | $157.4M | 1.3% | – |
| New York Life Invts Active E45409F785 | MACK CORE BD ETF | 997,689 | $24.8M | 0.2% | – |
| Vonage Hldgs Corp92886TAJ1 | NOTE 1.750% 6/0 | – | $18.9M | 0.2% | – |
| Cree Inc225447AD3 | NOTE 1.750% 5/0 | – | $9.90M | 0.1% | – |
| VMMDelaware Investments Minnesota Municipal Income Fund II, Inc | COM | 564,399 | $7.96M | 0.1% | History |
| XLNXXilinx Inc | COM | 36,943 | $7.83M | 0.1% | History |
| Pacira BioSciences, Inc.695127AD2 | NOTE 2.375% 4/0 | – | $6.40M | 0.1% | – |
| Vanguard Morningstar Value ETF922908744 | ETF | 36,762 | $5.41M | <0.1% | – |
| State Street SPDR Bloomberg Convertible Securities ETF78464A359 | ETF | 46,957 | $3.90M | <0.1% | – |
| Fortive Corp34959JAK4 | NOTE 0.875% 2/1 | – | $573.0K | <0.1% | – |
| GAPGap Inc | COM | 31,375 | $554.0K | <0.1% | History |
| Golar LNG Ltd38046YAB7 | NOTE 2.750% 2/1 | – | $500.0K | <0.1% | – |
| JDJD.com, Inc. | SPON ADS CL A | 3,699 | $259.0K | <0.1% | History |
| MELIMercadolibre Inc | COM | 163 | $220.0K | <0.1% | History |
| Cheniere Energy, Inc.16411RAG4 | NOTE 4.250% 3/1 | – | $220.0K | <0.1% | – |
| SNOWSnowflake Inc. | Stock | 621 | $210.0K | <0.1% | History |
| Colony Starwood Homes19625XAB8 | NOTE 3.500% 1/1 | – | $201.0K | <0.1% | – |
| Ares Capital Corp04010LAT0 | NOTE 3.750% 2/0 | – | $132.0K | <0.1% | – |
| NTRANatera, Inc. | CONV BD US | – | $121.0K | <0.1% | History |
| Vocera Communications, Inc.92857FAB3 | BOND | – | $60.0K | <0.1% | – |
| Dexcom Inc252131AH0 | NOTE 0.750%12/0 | – | $59.0K | <0.1% | – |