Mackay Shields LLC
- SEC CIK
- 0000061227
- Latest filing
- Jul 28, 2026
Holdings in Q4 2021
Holdings as of Dec 31, 2021, filed Feb 4, 2022. Long positions only; changes compare share counts with Q3 2021.
- Positions
- 717
- +6 vs. Q3 2021
- Portfolio value
- $12.0B
- +$1.43B (+13.4%) vs. Q3 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| EQT Corp26884LAK5 | NOTE 1.750% 5/0 | – | $91.4M | 0.8% | – | – | – |
| Microchip Technology Inc595017AU8 | NOTE 0.125%11/1 | – | $100.0M | 0.8% | – | – | – |
| Wellpoint Inc94973VBG1 | NOTE 2.750%10/1 | – | $105.9M | 0.9% | – | – | – |
| NVDANVIDIA Corp | Stock | 373,296 | $109.8M | 0.9% | −7,532−2.0% | Reduced | History |
| METAMeta Platforms, Inc. | Stock | 353,441 | $118.9M | 1.0% | −10,896−3.0% | Reduced | History |
| Pioneer Nat Res Co723787AP2 | NOTE 0.250% 5/1 | – | $119.7M | 1.0% | – | – | – |
| GOOGAlphabet Inc. | Stock | 41,679 | $120.6M | 1.0% | −1,298−3.0% | Reduced | History |
| TSLATesla, Inc. | Stock | 121,477 | $128.4M | 1.1% | −2,537−2.0% | Reduced | History |
| GOOGLAlphabet Inc. | Stock | 44,987 | $130.3M | 1.1% | −1,091−2.4% | Reduced | History |
| NICE Ltd.653656AB4 | NOTE 9/1 | – | $136.3M | 1.1% | – | – | – |
| GPORGulfport Energy Corp | COMMON SHARES | 2,174,259 | $156.6M | 1.3% | −37,910−1.7% | Reduced | History |
| Danaher Corp235851300 | 4.75 MND CV PFD | 71,691 | $157.4M | 1.3% | +71,691 | New | – |
| AMZNAmazon Com Inc | Stock | 65,155 | $217.2M | 1.8% | −1,437−2.2% | Reduced | History |
| MSFTMicrosoft Corp | Stock | 1,119,370 | $376.5M | 3.1% | −27,331−2.4% | Reduced | History |
| AAPLApple Inc. | Stock | 2,329,849 | $413.7M | 3.4% | −72,236−3.0% | Reduced | History |
| Vanguard S&P 500 ETF922908363 | ETF | 1,008,160 | $440.1M | 3.7% | +8,250+0.8% | Added | – |
| SPYSPDR S&P 500 ETF Trust | ETF | 1,811,840 | $860.6M | 7.1% | −6,475−0.4% | Reduced | History |
Sold out since Q3 2021 (28)
Positions held at the end of Q3 2021 that are gone from this filing.
| Security | Class | Shares in Q3 2021 | Value in Q3 2021 | % of portfolio in Q3 2021 | History |
|---|---|---|---|---|---|
| Wix.com Ltd.92940WAB5 | NOTE 7/0 | – | $14.7M | 0.1% | – |
| Atlas Air Worldwide Hldgs IN049164BH8 | NOTE 2.250% 6/0 | – | $5.90M | 0.1% | – |
| KSUKansas City Southern | COM NEW | 14,057 | $3.81M | <0.1% | History |
| GHYPGIM Global High Yield Fund, Inc. | COM | 165,657 | $2.55M | <0.1% | History |
| ISDPGIM High Yield Bond Fund, Inc. | COM | 150,000 | $2.44M | <0.1% | History |
| HIOWestern Asset High Income Opportunity Fund Inc. | COM | 241,565 | $1.25M | <0.1% | History |
| FRTFederal Realty Investment Trust | SH BEN INT NEW | 10,626 | $1.25M | <0.1% | History |
| WUWestern Union CO | Stock | 61,615 | $1.25M | <0.1% | History |
| NLYAnnaly Capital Management Inc | COM | 143,472 | $1.21M | <0.1% | History |
| HBIHanesbrands Inc. | COM | 52,299 | $898.0K | <0.1% | History |
| LEGLeggett & Platt Inc | Stock | 19,940 | $894.0K | <0.1% | History |
| AWFAlliancebernstein Global High Income Fund Inc | COM | 67,463 | $828.0K | <0.1% | History |
| HYTBlackRock Corporate High Yield Fund, Inc. | COM | 63,317 | $772.0K | <0.1% | History |
| Newpark Res Inc651718AE8 | CONVERTIBLE BOND | – | $597.0K | <0.1% | – |
| ARDCAres Dynamic Credit Allocation Fund, Inc. | COM | 27,018 | $437.0K | <0.1% | History |
| MongoDB, Inc.60937PAB2 | NOTE 0.750% 6/1 | – | $242.0K | <0.1% | – |
| XYZBlock, Inc. | CL A | 1,000 | $240.0K | <0.1% | History |
| BIDUBaidu, Inc. | ADR | 1,447 | $222.0K | <0.1% | History |
| JILLJ.Jill, Inc. | COM | 12,465 | $217.0K | <0.1% | History |
| ELSEquity Lifestyle Properties Inc | COM | 2,606 | $204.0K | <0.1% | History |
| Cleveland-Cliffs Inc.185899AA9 | DBCV 1.500% 1/1 | – | $195.0K | <0.1% | – |
| Rapid7, Inc.753422AB0 | NOTE 1.250% 8/0 | – | $150.0K | <0.1% | – |
| Cree Inc225447AB7 | NOTE 0.875% 9/0 | – | $148.0K | <0.1% | – |
| BRWSaba Capital Income & Opportunities Fund | SHARES | 28,978 | $132.0K | <0.1% | History |
| Liberty Media Corp Del531229AE2 | DEB 2.250% 9/3 | – | $52.0K | <0.1% | – |
| Isis Pharmaceuticals Inc Del464337AJ3 | NOTE 1.000%11/1 | – | $42.0K | <0.1% | – |
| Flexion Therapeutics Inc33938JAB2 | NOTE 3.375% 5/0 | – | $40.0K | <0.1% | – |
| Lexicon Pharmaceuticals, Inc.528872AB0 | NOTE 5.250%12/0 | – | $29.0K | <0.1% | – |