Mackay Shields LLC
- SEC CIK
- 0000061227
- Latest filing
- Jul 28, 2026
Holdings in Q4 2021
Holdings as of Dec 31, 2021, filed Feb 4, 2022. Long positions only; changes compare share counts with Q3 2021.
- Positions
- 717
- +6 vs. Q3 2021
- Portfolio value
- $12.0B
- +$1.43B (+13.4%) vs. Q3 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| PRUPrudential Financial Inc | Stock | 56,537 | $6.12M | 0.1% | −2,589−4.4% | Reduced | History |
| PPGPPG Industries Inc | Stock | 35,507 | $6.12M | 0.1% | −800−2.2% | Reduced | History |
| PXDPioneer Natural Resources Co | COM | 33,788 | $6.15M | 0.1% | −749−2.2% | Reduced | History |
| STZConstellation Brands, Inc. | Stock | 24,584 | $6.17M | 0.1% | −1,297−5.0% | Reduced | History |
| EBAYeBay Inc | COM | 94,148 | $6.26M | 0.1% | −5,416−5.4% | Reduced | History |
| LHXL3HARRIS Technologies, Inc. | Stock | 29,378 | $6.26M | 0.1% | −1,367−4.4% | Reduced | History |
| SRESempra | Stock | 47,419 | $6.27M | 0.1% | −1,087−2.2% | Reduced | History |
| DOWDow Inc. | Stock | 110,823 | $6.29M | 0.1% | −3,762−3.3% | Reduced | History |
| SLBSLB Limited | Stock | 209,947 | $6.29M | 0.1% | −4,357−2.0% | Reduced | History |
| DDDuPont de Nemours, Inc. | COM | 78,061 | $6.31M | 0.1% | −2,524−3.1% | Reduced | History |
| SBACSba Communications Corp | CL A | 16,309 | $6.34M | 0.1% | −700−4.1% | Reduced | History |
| Pacira BioSciences, Inc.695127AD2 | NOTE 2.375% 4/0 | – | $6.40M | 0.1% | – | – | – |
| BAXBaxter International Inc | Stock | 74,682 | $6.41M | 0.1% | −2,138−2.8% | Reduced | History |
| HLTHilton Worldwide Holdings Inc. | COM | 41,665 | $6.50M | 0.1% | −967−2.3% | Reduced | History |
| PAYXPaychex Inc | Stock | 47,953 | $6.55M | 0.1% | −1,072−2.2% | Reduced | History |
| AZOAutoZone Inc | COM | 3,124 | $6.55M | 0.1% | −173−5.2% | Reduced | History |
| HPQHP Inc | Stock | 174,403 | $6.57M | 0.1% | −11,430−6.2% | Reduced | History |
| TROWPrice T Rowe Group Inc | Stock | 33,546 | $6.60M | 0.1% | −1,124−3.2% | Reduced | History |
| BNYBank of New York Mellon Corp | Stock | 114,034 | $6.62M | 0.1% | −7,740−6.4% | Reduced | History |
| AEPAmerican Electric Power Co Inc | Stock | 75,144 | $6.69M | 0.1% | −1,211−1.6% | Reduced | History |
| METMetlife Inc | Stock | 107,141 | $6.70M | 0.1% | −4,426−4.0% | Reduced | History |
| MARMarriott International Inc | Stock | 40,909 | $6.76M | 0.1% | −928−2.2% | Reduced | History |
| Square Inc852234AD5 | NOTE 0.500% 5/1 | – | $6.81M | 0.1% | – | – | – |
| MSIMotorola Solutions, Inc. | Stock | 25,213 | $6.85M | 0.1% | −717−2.8% | Reduced | History |
| Snap Inc83304AAB2 | NOTE 0.750% 8/0 | – | $6.92M | 0.1% | – | – | – |
| CTSHCognizant Technology Solutions Corp | CL A | 78,510 | $6.96M | 0.1% | −2,199−2.7% | Reduced | History |
| CARRCarrier Global Corp | Stock | 129,155 | $7.01M | 0.1% | −3,115−2.4% | Reduced | History |
| AIGAmerican International Group, Inc. | Stock | 124,035 | $7.05M | 0.1% | −7,142−5.4% | Reduced | History |
| ORLYO Reilly Automotive Inc | Stock | 10,082 | $7.12M | 0.1% | −462−4.4% | Reduced | History |
| CNCCentene Corp | Stock | 86,751 | $7.15M | 0.1% | −1,967−2.2% | Reduced | History |
| KMBKimberly Clark Corp | Stock | 50,368 | $7.20M | 0.1% | −1,312−2.5% | Reduced | History |
| ALGNAlign Technology Inc | COM | 10,953 | $7.20M | 0.1% | −269−2.4% | Reduced | History |
| MCHPMicrochip Technology Inc | Stock | 82,753 | $7.21M | 0.1% | −807−1.0% | ReducedConverted for a 2-for-1 split | History |
| GDGeneral Dynamics Corp | Stock | 34,580 | $7.21M | 0.1% | −826−2.3% | Reduced | History |
| AAgilent Technologies, Inc. | COM | 45,285 | $7.23M | 0.1% | −1,187−2.6% | Reduced | History |
| FTNTFortinet, Inc. | Stock | 20,245 | $7.28M | 0.1% | −462−2.2% | Reduced | History |
| NEMNEWMONT Corp | Stock | 119,215 | $7.39M | 0.1% | −3,405−2.8% | Reduced | History |
| CMGChipotle Mexican Grill Inc | COM | 4,235 | $7.40M | 0.1% | −103−2.4% | Reduced | History |
| Akamai Technologies Inc00971TAJ0 | NOTE 0.125% 5/0 | – | $7.42M | 0.1% | – | – | – |
| DLRDigital Realty Trust, Inc. | COM | 42,207 | $7.46M | 0.1% | −683−1.6% | Reduced | History |
| MSCIMSCI Inc. | Stock | 12,287 | $7.53M | 0.1% | −295−2.3% | Reduced | History |
| MQYBlackRock Muniyield Quality Fund, Inc. | COM | 468,775 | $7.57M | 0.1% | −15,411−3.2% | Reduced | History |
| NQPNuveen Pennsylvania Quality Municipal Income Fund | COM | 517,097 | $7.71M | 0.1% | 00.0% | Unchanged | History |
| CDNSCadence Design Systems Inc | Stock | 41,434 | $7.72M | 0.1% | −1,156−2.7% | Reduced | History |
| ATVIActivision Blizzard, Inc. | COM | 116,297 | $7.74M | 0.1% | −2,498−2.1% | Reduced | History |
| ROPRoper Technologies Inc | Stock | 15,766 | $7.75M | 0.1% | −339−2.1% | Reduced | History |
| EOGEOG Resources Inc | Stock | 87,382 | $7.76M | 0.1% | −1,866−2.1% | Reduced | History |
| DXCMDexcom Inc | COM | 14,510 | $7.79M | 0.1% | −314−2.1% | Reduced | History |
| SPGSimon Property Group Inc. | REIT | 48,979 | $7.83M | 0.1% | −1,160−2.3% | Reduced | History |
| APHAmphenol Corp | CL A | 89,480 | $7.83M | 0.1% | −2,071−2.3% | Reduced | History |
| XLNXXilinx Inc | COM | 36,943 | $7.83M | 0.1% | −577−1.5% | Reduced | History |
| VMMDelaware Investments Minnesota Municipal Income Fund II, Inc | COM | 564,399 | $7.96M | 0.1% | 00.0% | Unchanged | History |
| IQVIQVIA Holdings Inc. | Stock | 28,474 | $8.03M | 0.1% | −774−2.6% | Reduced | History |
| Parsons Corp70202LAB8 | NOTE 0.250% 8/1 | – | $8.12M | 0.1% | – | – | – |
| DGDollar General Corp | COM | 34,924 | $8.24M | 0.1% | −1,267−3.5% | Reduced | History |
| EMREmerson Electric Co | Stock | 89,447 | $8.32M | 0.1% | −2,419−2.6% | Reduced | History |
| IDXXIDEXX Laboratories Inc | COM | 12,632 | $8.32M | 0.1% | −376−2.9% | Reduced | History |
| VRTXVertex Pharmaceuticals Inc | Stock | 37,983 | $8.34M | 0.1% | −1,594−4.0% | Reduced | History |
| NCL Corp Ltd62886HAT8 | NOTE 6.000% 5/1 | – | $8.36M | 0.1% | – | – | – |
| SNPSSynopsys Inc | COM | 22,868 | $8.43M | 0.1% | −552−2.4% | Reduced | History |
| EXCExelon Corp | Stock | 145,987 | $8.43M | 0.1% | −3,316−2.2% | Reduced | History |
| PSAPublic Storage | COM | 22,817 | $8.55M | 0.1% | −493−2.1% | Reduced | History |
| InterDigital, Inc.45867GAB7 | NOTE 2.000% 6/0 | – | $8.61M | 0.1% | – | – | – |
| NOCNorthrop Grumman Corp | Stock | 22,250 | $8.61M | 0.1% | −633−2.8% | Reduced | History |
| ECLEcolab Inc. | Stock | 37,154 | $8.72M | 0.1% | −806−2.1% | Reduced | History |
| Q2 Hldgs Inc74736LAD1 | NOTE 0.750% 6/0 | – | $8.83M | 0.1% | – | – | – |
| ILMNIllumina, Inc. | COM | 23,316 | $8.87M | 0.1% | +989+4.4% | Added | History |
| HUMHumana Inc | Stock | 19,273 | $8.94M | 0.1% | −530−2.7% | Reduced | History |
| PGRProgressive Corp | Stock | 87,329 | $8.96M | 0.1% | −2,050−2.3% | Reduced | History |
| BSXBoston Scientific Corp | Stock | 212,625 | $9.03M | 0.1% | −4,470−2.1% | Reduced | History |
| Omnicell Com68213NAD1 | NOTE 0.250% 9/1 | – | $9.05M | 0.1% | – | – | – |
| FCXFreeport-McMoran Inc | Stock | 219,801 | $9.17M | 0.1% | −4,795−2.1% | Reduced | History |
| HCAHCA Healthcare, Inc. | COM | 35,873 | $9.22M | 0.1% | −1,867−4.9% | Reduced | History |
| FISVFiserv Inc | Stock | 88,839 | $9.22M | 0.1% | −2,328−2.6% | Reduced | History |
| COFCapital One Financial Corp | Stock | 63,602 | $9.23M | 0.1% | −4,523−6.6% | Reduced | History |
| ADSKAutodesk, Inc. | COM | 32,909 | $9.25M | 0.1% | −811−2.4% | Reduced | History |
| Danaher Corp235851409 | 5% CONV PFD B | 5,299 | $9.27M | 0.1% | +5,299 | New | – |
| MCOMoodys Corp | Stock | 24,212 | $9.46M | 0.1% | −467−1.9% | Reduced | History |
| FDXFedEx Corp | Stock | 36,703 | $9.49M | 0.1% | −1,065−2.8% | Reduced | History |
| DDominion Energy, Inc | Stock | 120,845 | $9.49M | 0.1% | −2,380−1.9% | Reduced | History |
| WMWaste Management Inc | Stock | 57,416 | $9.58M | 0.1% | −1,910−3.2% | Reduced | History |
| MHIPioneer Municipal High Income Fund, Inc. | COM SHS | 787,359 | $9.63M | 0.1% | −3,209−0.4% | Reduced | History |
| KLACKLA Corp | COM NEW | 22,727 | $9.78M | 0.1% | −793−3.4% | Reduced | History |
| Cree Inc225447AD3 | NOTE 1.750% 5/0 | – | $9.90M | 0.1% | – | – | – |
| FISFidelity National Information Services, Inc. | Stock | 91,146 | $9.95M | 0.1% | −3,389−3.6% | Reduced | History |
| REGNRegeneron Pharmaceuticals, Inc. | COM | 15,801 | $9.98M | 0.1% | −221−1.4% | Reduced | History |
| APDAir Products & Chemicals, Inc. | Stock | 32,955 | $10.0M | 0.1% | −782−2.3% | Reduced | History |
| TMUST-Mobile US, Inc. | Stock | 87,918 | $10.2M | 0.1% | −1,939−2.2% | Reduced | History |
| Spirit Airls Inc848577AB8 | NOTE 1.000% 5/1 | – | $10.3M | 0.1% | – | – | – |
| ITWIllinois Tool Works Inc | Stock | 42,779 | $10.6M | 0.1% | −1,291−2.9% | Reduced | History |
| CLColgate Palmolive Co | Stock | 126,073 | $10.8M | 0.1% | −3,477−2.7% | Reduced | History |
| BDXBecton Dickinson & Co | Stock | 42,808 | $10.8M | 0.1% | −975−2.2% | Reduced | History |
| BridgeBio Pharma, Inc.10806XAB8 | NOTE 2.500% 3/1 | – | $10.8M | 0.1% | – | – | – |
| NSCNorfolk Southern Corp | Stock | 36,327 | $10.8M | 0.1% | −1,374−3.6% | Reduced | History |
| SOSouthern Co | Stock | 157,883 | $10.8M | 0.1% | −3,606−2.2% | Reduced | History |
| NRKNuveen New York Amt-Free Quality Municipal Income Fund | COM | 791,405 | $10.9M | 0.1% | 00.0% | Unchanged | History |
| EQIXEquinix Inc | COM | 13,452 | $11.4M | 0.1% | −250−1.8% | Reduced | History |
| CICigna Group | Stock | 49,592 | $11.4M | 0.1% | −2,430−4.7% | Reduced | History |
| USBUS Bancorp DE | COM NEW | 202,884 | $11.4M | 0.1% | −4,565−2.2% | Reduced | History |
| ICEIntercontinental Exchange, Inc. | Stock | 83,904 | $11.5M | 0.1% | −1,915−2.2% | Reduced | History |
Sold out since Q3 2021 (28)
Positions held at the end of Q3 2021 that are gone from this filing.
| Security | Class | Shares in Q3 2021 | Value in Q3 2021 | % of portfolio in Q3 2021 | History |
|---|---|---|---|---|---|
| Wix.com Ltd.92940WAB5 | NOTE 7/0 | – | $14.7M | 0.1% | – |
| Atlas Air Worldwide Hldgs IN049164BH8 | NOTE 2.250% 6/0 | – | $5.90M | 0.1% | – |
| KSUKansas City Southern | COM NEW | 14,057 | $3.81M | <0.1% | History |
| GHYPGIM Global High Yield Fund, Inc. | COM | 165,657 | $2.55M | <0.1% | History |
| ISDPGIM High Yield Bond Fund, Inc. | COM | 150,000 | $2.44M | <0.1% | History |
| HIOWestern Asset High Income Opportunity Fund Inc. | COM | 241,565 | $1.25M | <0.1% | History |
| FRTFederal Realty Investment Trust | SH BEN INT NEW | 10,626 | $1.25M | <0.1% | History |
| WUWestern Union CO | Stock | 61,615 | $1.25M | <0.1% | History |
| NLYAnnaly Capital Management Inc | COM | 143,472 | $1.21M | <0.1% | History |
| HBIHanesbrands Inc. | COM | 52,299 | $898.0K | <0.1% | History |
| LEGLeggett & Platt Inc | Stock | 19,940 | $894.0K | <0.1% | History |
| AWFAlliancebernstein Global High Income Fund Inc | COM | 67,463 | $828.0K | <0.1% | History |
| HYTBlackRock Corporate High Yield Fund, Inc. | COM | 63,317 | $772.0K | <0.1% | History |
| Newpark Res Inc651718AE8 | CONVERTIBLE BOND | – | $597.0K | <0.1% | – |
| ARDCAres Dynamic Credit Allocation Fund, Inc. | COM | 27,018 | $437.0K | <0.1% | History |
| MongoDB, Inc.60937PAB2 | NOTE 0.750% 6/1 | – | $242.0K | <0.1% | – |
| XYZBlock, Inc. | CL A | 1,000 | $240.0K | <0.1% | History |
| BIDUBaidu, Inc. | ADR | 1,447 | $222.0K | <0.1% | History |
| JILLJ.Jill, Inc. | COM | 12,465 | $217.0K | <0.1% | History |
| ELSEquity Lifestyle Properties Inc | COM | 2,606 | $204.0K | <0.1% | History |
| Cleveland-Cliffs Inc.185899AA9 | DBCV 1.500% 1/1 | – | $195.0K | <0.1% | – |
| Rapid7, Inc.753422AB0 | NOTE 1.250% 8/0 | – | $150.0K | <0.1% | – |
| Cree Inc225447AB7 | NOTE 0.875% 9/0 | – | $148.0K | <0.1% | – |
| BRWSaba Capital Income & Opportunities Fund | SHARES | 28,978 | $132.0K | <0.1% | History |
| Liberty Media Corp Del531229AE2 | DEB 2.250% 9/3 | – | $52.0K | <0.1% | – |
| Isis Pharmaceuticals Inc Del464337AJ3 | NOTE 1.000%11/1 | – | $42.0K | <0.1% | – |
| Flexion Therapeutics Inc33938JAB2 | NOTE 3.375% 5/0 | – | $40.0K | <0.1% | – |
| Lexicon Pharmaceuticals, Inc.528872AB0 | NOTE 5.250%12/0 | – | $29.0K | <0.1% | – |