Mackay Shields LLC
- SEC CIK
- 0000061227
- Latest filing
- Jul 28, 2026
Holdings in Q4 2021
Holdings as of Dec 31, 2021, filed Feb 4, 2022. Long positions only; changes compare share counts with Q3 2021.
- Positions
- 717
- +6 vs. Q3 2021
- Portfolio value
- $12.0B
- +$1.43B (+13.4%) vs. Q3 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| 8X8 Inc282914AB6 | NOTE 0.500% 2/0 | – | $50.0K | <0.1% | – | – | – |
| Dexcom Inc252131AH0 | NOTE 0.750%12/0 | – | $59.0K | <0.1% | – | – | – |
| Vocera Communications, Inc.92857FAB3 | BOND | – | $60.0K | <0.1% | – | – | – |
| Tabula Rasa HealthCare, Inc.873379AA9 | NOTE 1.750% 2/1 | – | $62.0K | <0.1% | – | – | – |
| Aerie Pharmaceuticals Inc00771VAB4 | NOTE 1.500%10/0 | – | $65.0K | <0.1% | – | – | – |
| Air Transport Services Grp I00922RAB1 | NOTE 1.125%10/1 | – | $73.0K | <0.1% | – | – | – |
| Karyopharm Therapeutics Inc.48576UAA4 | NOTE 3.000%10/1 | – | $76.0K | <0.1% | – | – | – |
| Redwood Tr Inc758075AC9 | NOTE 4.750% 8/1 | – | $82.0K | <0.1% | – | – | – |
| Allegheny Technologies Inc01741RAG7 | NOTE 4.750% 7/0 | – | $86.0K | <0.1% | – | – | – |
| Osi Systems Inc671044AD7 | NOTE 1.250% 9/0 | – | $89.0K | <0.1% | – | – | – |
| Avaya Hldgs Corp05351XAB7 | NOTE 2.250% 6/1 | – | $90.0K | <0.1% | – | – | – |
| Veeco Instrs Inc Del922417AD2 | CONVERTIBLE BOND | – | $97.0K | <0.1% | – | – | – |
| INSMED Inc457669AA7 | NOTE 1.750% 1/1 | – | $98.0K | <0.1% | – | – | – |
| Clovis Oncology, Inc.189464AC4 | CONVERTIBLE BOND | – | $99.0K | <0.1% | – | – | – |
| Bloomin' Brands, Inc.094235AB4 | NOTE 5.000% 5/0 | – | $99.0K | <0.1% | – | – | – |
| Pennymac Corp70932AAD5 | NOTE 5.500%11/0 | – | $100.0K | <0.1% | – | – | – |
| Winnebago Inds Inc974637AB6 | NOTE 1.500% 4/0 | – | $100.0K | <0.1% | – | – | – |
| Q2 Hldgs Inc74736LAB5 | NOTE 0.750% 2/1 | – | $101.0K | <0.1% | – | – | – |
| United States STL Corp New912909AT5 | NOTE 5.000%11/0 | – | $109.0K | <0.1% | – | – | – |
| Invitae Corp46185LAB9 | NOTE 2.000% 9/0 | – | $114.0K | <0.1% | – | – | – |
| Ironwood Pharmaceuticals Inc46333XAD0 | DBCV 2.250% 6/1 | – | $114.0K | <0.1% | – | – | – |
| Nanostring Technologies Inc63009RAD1 | NOTE 2.625% 5/0 | – | $119.0K | <0.1% | – | – | – |
| NTRANatera, Inc. | CONV BD US | – | $121.0K | <0.1% | – | – | History |
| Transocean Ltd.893830BJ7 | DEB 0.500% 1/3 | – | $122.0K | <0.1% | – | – | – |
| Royal Caribbean Group780153BF8 | NOTE 2.875%11/1 | – | $122.0K | <0.1% | – | New | – |
| DocuSign, Inc.256163AB2 | NOTE 0.500% 9/1 | – | $128.0K | <0.1% | – | – | – |
| Ares Capital Corp04010LAT0 | NOTE 3.750% 2/0 | – | $132.0K | <0.1% | – | – | – |
| Fti Consulting, Inc302941AP4 | NOTE 2.000% 8/1 | – | $132.0K | <0.1% | – | – | – |
| Ironwood Pharmaceuticals Inc46333XAF5 | NOTE 0.750% 6/1 | – | $134.0K | <0.1% | – | – | – |
| Blackline, Inc.09239BAB5 | NOTE 0.125% 8/0 | – | $136.0K | <0.1% | – | – | – |
| Insight Enterprises Inc45765UAB9 | NOTE 0.750% 2/1 | – | $136.0K | <0.1% | – | – | – |
| Alteryx, Inc.02156BAD5 | NOTE 0.500% 8/0 | – | $137.0K | <0.1% | – | – | – |
| NovoCure Ltd67011XAB9 | NOTE 11/0 | – | $138.0K | <0.1% | – | New | – |
| Guidewire Software, Inc.40171VAA8 | NOTE 1.250% 3/1 | – | $140.0K | <0.1% | – | – | – |
| Vishay Intertechnology Inc928298AP3 | NOTE 2.250% 6/1 | – | $140.0K | <0.1% | – | – | – |
| Workiva Inc98139AAB1 | NOTE 1.125% 8/1 | – | $142.0K | <0.1% | – | – | – |
| New Relic, Inc.64829BAB6 | NOTE 0.500% 5/0 | – | $143.0K | <0.1% | – | – | – |
| Infinera Corp45667GAC7 | NOTE 2.125% 9/0 | – | $155.0K | <0.1% | – | – | – |
| II-VI Inc902104AB4 | NOTE 0.250% 9/0 | – | $156.0K | <0.1% | – | – | – |
| Evolent Health, Inc.30050BAD3 | NOTE 1.500%10/1 | – | $165.0K | <0.1% | – | – | – |
| Liveperson Inc538146AD3 | NOTE 12/1 | – | $170.0K | <0.1% | – | New | – |
| Repligen Corp759916AB5 | NOTE 0.375% 7/1 | – | $171.0K | <0.1% | – | – | – |
| Lyft, Inc.55087PAB0 | NOTE 1.500% 5/1 | – | $175.0K | <0.1% | – | – | – |
| Ionis Pharmaceuticals Inc462222AB6 | NOTE 0.125%12/1 | – | $178.0K | <0.1% | – | – | – |
| Pure Storage Inc74624MAB8 | NOTE 0.125% 4/1 | – | $186.0K | <0.1% | – | New | – |
| Carnival Corp143658BE1 | NOTE 5.750% 4/0 | – | $186.0K | <0.1% | – | New | – |
| Penn Natl Gaming Inc707569AU3 | NOTE 2.750% 5/1 | – | $188.0K | <0.1% | – | – | – |
| Sarepta Therapeutics, Inc.803607AB6 | DBCV 1.500%11/1 | – | $198.0K | <0.1% | – | – | – |
| Colony Starwood Homes19625XAB8 | NOTE 3.500% 1/1 | – | $201.0K | <0.1% | – | – | – |
| Cyberark Software Ltd23248VAB1 | NOTE 11/1 | – | $202.0K | <0.1% | – | – | – |
| Fireeye Inc31816QAF8 | NOTE 0.875% 6/0 | – | $209.0K | <0.1% | – | – | – |
| SNOWSnowflake Inc. | Stock | 621 | $210.0K | <0.1% | +621 | New | History |
| RH74967XAD5 | NOTE 9/1 | – | $210.0K | <0.1% | – | – | – |
| MELIMercadolibre Inc | COM | 163 | $220.0K | <0.1% | 00.0% | Unchanged | History |
| Cheniere Energy, Inc.16411RAG4 | NOTE 4.250% 3/1 | – | $220.0K | <0.1% | – | – | – |
| Lci Inds501812AB7 | NOTE 1.125% 5/1 | – | $221.0K | <0.1% | – | New | – |
| BXBlackstone Inc. | COM | 1,900 | $246.0K | <0.1% | 00.0% | Unchanged | History |
| Wayfair Inc.94419LAM3 | NOTE 0.625%10/0 | – | $256.0K | <0.1% | – | – | – |
| TPBTurning Point Brands, Inc. | COM | 6,802 | $257.0K | <0.1% | 00.0% | Unchanged | History |
| JDJD.com, Inc. | SPON ADS CL A | 3,699 | $259.0K | <0.1% | 00.0% | Unchanged | History |
| iShares Tr464288588 | MBS ETF | 2,737 | $294.0K | <0.1% | 00.0% | Unchanged | – |
| Envista Holdings Corp29415FAB0 | NOTE 2.375% 6/0 | – | $294.0K | <0.1% | – | – | – |
| Twitter, Inc.90184LAF9 | NOTE 0.250% 6/1 | – | $300.0K | <0.1% | – | – | – |
| Sailpoint Technologies Hldgs78781PAB1 | NOTE 0.125% 9/1 | – | $312.0K | <0.1% | – | – | – |
| VSTVistra Corp. | Stock | 13,918 | $317.0K | <0.1% | −306,057−95.7% | Reduced | History |
| NBONeuberger Berman New York Municipal Fund Inc. | COM | 25,745 | $335.0K | <0.1% | 00.0% | Unchanged | History |
| Jazz Investments I Ltd472145AF8 | NOTE 2.000% 6/1 | – | $337.0K | <0.1% | – | New | – |
| BYMBlackRock Municipal Income Quality Trust | COM | 21,958 | $343.0K | <0.1% | 00.0% | Unchanged | History |
| CNX Res Corp12653CAG3 | NOTE 2.250% 5/0 | – | $358.0K | <0.1% | – | – | – |
| Tesla, Inc.88160RAG6 | NOTE 2.000% 5/1 | – | $374.0K | <0.1% | – | – | – |
| HubSpot Inc443573AD2 | NOTE 0.375% 6/0 | – | $374.0K | <0.1% | – | – | – |
| Dick's Sporting Goods, Inc.253393AD4 | NOTE 3.250% 4/1 | – | $379.0K | <0.1% | – | – | – |
| Wayfair Inc.94419LAF8 | NOTE 1.000% 8/1 | – | $384.0K | <0.1% | – | – | – |
| Boston Scientific Corp101137206 | 5.50% CNV PFD A | 3,400 | $388.0K | <0.1% | +3,400 | New | – |
| NWSNews Corp | CL B | 17,843 | $402.0K | <0.1% | −415−2.3% | Reduced | History |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | 3,300 | $437.0K | <0.1% | 00.0% | Unchanged | – |
| Global X FDS37954Y483 | NASDAQ 100 COVER | 20,422 | $453.0K | <0.1% | 00.0% | Unchanged | – |
| iShares Tr464288257 | MSCI ACWI ETF | 4,713 | $499.0K | <0.1% | +1,559+49.4% | Added | – |
| Golar LNG Ltd38046YAB7 | NOTE 2.750% 2/1 | – | $500.0K | <0.1% | – | – | – |
| Insulet Corp45784PAK7 | NOTE 0.375% 9/0 | – | $503.0K | <0.1% | – | – | – |
| GAPGap Inc | COM | 31,375 | $554.0K | <0.1% | +183+0.6% | Added | History |
| UAUnder Armour, Inc. | CL C | 31,532 | $569.0K | <0.1% | +2,313+7.9% | Added | History |
| Fortive Corp34959JAK4 | NOTE 0.875% 2/1 | – | $573.0K | <0.1% | – | – | – |
| WBDWarner Bros. Discovery, Inc. | COM SER A | 24,792 | $584.0K | <0.1% | −536−2.1% | Reduced | History |
| UAAUnder Armour, Inc. | Stock | 27,642 | $586.0K | <0.1% | −639−2.3% | Reduced | History |
| Granite PT Mtg Tr Inc38741LAC1 | NOTE 6.375%10/0 | – | $707.0K | <0.1% | – | – | – |
| FOXFox Corp | CL B COM | 21,576 | $739.0K | <0.1% | −3,327−13.4% | Reduced | History |
| Teradyne, Inc880770AG7 | NOTE 1.250%12/1 | – | $750.0K | <0.1% | – | – | – |
| EIMEaton Vance Municipal Bond Fund | COM | 60,261 | $818.0K | <0.1% | 00.0% | Unchanged | History |
| RLRalph Lauren Corp | CL A | 7,139 | $849.0K | <0.1% | −95−1.3% | Reduced | History |
| BFZBlackRock California Municipal Income Trust | SH BEN INT | 60,663 | $883.0K | <0.1% | 00.0% | Unchanged | History |
| IPGPIpg Photonics Corp | COM | 5,234 | $901.0K | <0.1% | −143−2.7% | Reduced | History |
| ALKAlaska Air Group, Inc. | COM | 18,353 | $956.0K | <0.1% | −271−1.5% | Reduced | History |
| VNOVornado Realty Trust | SH BEN INT | 23,286 | $975.0K | <0.1% | −244−1.0% | Reduced | History |
| Discovery Inc25470F302 | COM SER C | 46,288 | $1.06M | <0.1% | −632−1.3% | Reduced | – |
| DVADavita Inc. | COM | 9,561 | $1.09M | <0.1% | −934−8.9% | Reduced | History |
| PVHPVH Corp. | COM | 10,412 | $1.11M | <0.1% | −249−2.3% | Reduced | History |
| PBCTPeople's United Financial, Inc. | COM | 62,717 | $1.12M | <0.1% | −1,507−2.3% | Reduced | History |
| OGNOrganon & Co. | Stock | 37,149 | $1.13M | <0.1% | −787−2.1% | Reduced | History |
| ROLRollins Inc | COM | 33,138 | $1.13M | <0.1% | −69−0.2% | Reduced | History |
Sold out since Q3 2021 (28)
Positions held at the end of Q3 2021 that are gone from this filing.
| Security | Class | Shares in Q3 2021 | Value in Q3 2021 | % of portfolio in Q3 2021 | History |
|---|---|---|---|---|---|
| Wix.com Ltd.92940WAB5 | NOTE 7/0 | – | $14.7M | 0.1% | – |
| Atlas Air Worldwide Hldgs IN049164BH8 | NOTE 2.250% 6/0 | – | $5.90M | 0.1% | – |
| KSUKansas City Southern | COM NEW | 14,057 | $3.81M | <0.1% | History |
| GHYPGIM Global High Yield Fund, Inc. | COM | 165,657 | $2.55M | <0.1% | History |
| ISDPGIM High Yield Bond Fund, Inc. | COM | 150,000 | $2.44M | <0.1% | History |
| HIOWestern Asset High Income Opportunity Fund Inc. | COM | 241,565 | $1.25M | <0.1% | History |
| FRTFederal Realty Investment Trust | SH BEN INT NEW | 10,626 | $1.25M | <0.1% | History |
| WUWestern Union CO | Stock | 61,615 | $1.25M | <0.1% | History |
| NLYAnnaly Capital Management Inc | COM | 143,472 | $1.21M | <0.1% | History |
| HBIHanesbrands Inc. | COM | 52,299 | $898.0K | <0.1% | History |
| LEGLeggett & Platt Inc | Stock | 19,940 | $894.0K | <0.1% | History |
| AWFAlliancebernstein Global High Income Fund Inc | COM | 67,463 | $828.0K | <0.1% | History |
| HYTBlackRock Corporate High Yield Fund, Inc. | COM | 63,317 | $772.0K | <0.1% | History |
| Newpark Res Inc651718AE8 | CONVERTIBLE BOND | – | $597.0K | <0.1% | – |
| ARDCAres Dynamic Credit Allocation Fund, Inc. | COM | 27,018 | $437.0K | <0.1% | History |
| MongoDB, Inc.60937PAB2 | NOTE 0.750% 6/1 | – | $242.0K | <0.1% | – |
| XYZBlock, Inc. | CL A | 1,000 | $240.0K | <0.1% | History |
| BIDUBaidu, Inc. | ADR | 1,447 | $222.0K | <0.1% | History |
| JILLJ.Jill, Inc. | COM | 12,465 | $217.0K | <0.1% | History |
| ELSEquity Lifestyle Properties Inc | COM | 2,606 | $204.0K | <0.1% | History |
| Cleveland-Cliffs Inc.185899AA9 | DBCV 1.500% 1/1 | – | $195.0K | <0.1% | – |
| Rapid7, Inc.753422AB0 | NOTE 1.250% 8/0 | – | $150.0K | <0.1% | – |
| Cree Inc225447AB7 | NOTE 0.875% 9/0 | – | $148.0K | <0.1% | – |
| BRWSaba Capital Income & Opportunities Fund | SHARES | 28,978 | $132.0K | <0.1% | History |
| Liberty Media Corp Del531229AE2 | DEB 2.250% 9/3 | – | $52.0K | <0.1% | – |
| Isis Pharmaceuticals Inc Del464337AJ3 | NOTE 1.000%11/1 | – | $42.0K | <0.1% | – |
| Flexion Therapeutics Inc33938JAB2 | NOTE 3.375% 5/0 | – | $40.0K | <0.1% | – |
| Lexicon Pharmaceuticals, Inc.528872AB0 | NOTE 5.250%12/0 | – | $29.0K | <0.1% | – |