Mackay Shields LLC
- SEC CIK
- 0000061227
- Latest filing
- Jul 28, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Jan 18, 2022. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 711
- +3 vs. Q2 2021
- Portfolio value
- $10.6B
- −$29.0M (−0.3%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| AESAES Corp | Stock | 103,076 | $2.35M | <0.1% | −2,952−2.8% | Reduced | History |
| BXPBXP, Inc. | COM | 21,831 | $2.37M | <0.1% | −628−2.8% | Reduced | History |
| UDRUDR, Inc. | COM | 44,870 | $2.38M | <0.1% | −3,432−7.1% | Reduced | History |
| PWRQuanta Services, Inc. | COM | 20,926 | $2.38M | <0.1% | −617−2.9% | Reduced | History |
| OMCOmnicom Group Inc. | COM | 32,939 | $2.39M | <0.1% | −950−2.8% | Reduced | History |
| FANGDiamondback Energy, Inc. | Stock | 25,531 | $2.42M | <0.1% | −2,453−8.8% | Reduced | History |
| IEXIdex Corp | COM | 11,679 | $2.42M | <0.1% | −335−2.8% | Reduced | History |
| ISDPGIM High Yield Bond Fund, Inc. | COM | 150,000 | $2.44M | <0.1% | 00.0% | Unchanged | History |
| MKTXMarketaxess Holdings Inc | COM | 5,797 | $2.44M | <0.1% | −168−2.8% | Reduced | History |
| KKellanova | Stock | 38,741 | $2.48M | <0.1% | −1,115−2.8% | Reduced | History |
| TXTTextron Inc | COM | 35,484 | $2.48M | <0.1% | −1,152−3.1% | Reduced | History |
| BIOBio-Rad Laboratories, Inc. | CL A | 3,335 | $2.49M | <0.1% | −96−2.8% | Reduced | History |
| WABWestinghouse Air Brake Technologies Corp | Stock | 28,858 | $2.49M | <0.1% | +958+3.4% | Added | History |
| CAGConagra Brands Inc. | Stock | 73,580 | $2.49M | <0.1% | −2,124−2.8% | Reduced | History |
| NVRNVR Inc | COM | 522 | $2.50M | <0.1% | −16−3.0% | Reduced | History |
| VTRSViatris Inc | Stock | 185,080 | $2.51M | <0.1% | −5,350−2.8% | Reduced | History |
| GHYPGIM Global High Yield Fund, Inc. | COM | 165,657 | $2.55M | <0.1% | 00.0% | Unchanged | History |
| PFGPrincipal Financial Group Inc | COM | 39,659 | $2.56M | <0.1% | −2,022−4.9% | Reduced | History |
| BBWIBath & Body Works, Inc. | COM | 40,818 | $2.57M | <0.1% | +3,508+9.4% | Added | History |
| AKAMAkamai Technologies Inc | COM | 24,874 | $2.60M | <0.1% | −721−2.8% | Reduced | History |
| RJFRaymond James Financial Inc | COM | 28,216 | $2.60M | <0.1% | +8,274+41.5% | Added | History |
| AVYAvery Dennison Corp | COM | 12,611 | $2.61M | <0.1% | −597−4.5% | Reduced | History |
| CINFCincinnati Financial Corp | COM | 22,886 | $2.61M | <0.1% | −663−2.8% | Reduced | History |
| CECelanese Corp | Stock | 17,415 | $2.62M | <0.1% | −499−2.8% | Reduced | History |
| CMSCMS Energy Corp | COM | 44,272 | $2.64M | <0.1% | −1,280−2.8% | Reduced | History |
| WDCWestern Digital Corp | COM | 46,923 | $2.65M | <0.1% | −1,356−2.8% | Reduced | History |
| JJacobs Solutions Inc. | COM | 20,057 | $2.66M | <0.1% | −576−2.8% | Reduced | History |
| GWWW.W. Grainger, Inc. | Stock | 6,774 | $2.66M | <0.1% | −194−2.8% | Reduced | History |
| POOLPool Corp | COM | 6,134 | $2.67M | <0.1% | −177−2.8% | Reduced | History |
| IQIInvesco Quality Municipal Income Trust | COM | 202,838 | $2.67M | <0.1% | −135,698−40.1% | Reduced | History |
| DPZDominos Pizza Inc | COM | 5,630 | $2.69M | <0.1% | −473−7.8% | Reduced | History |
| Oil STS Intl Inc678026AH8 | NOTE 1.500% 2/1 | – | $2.69M | <0.1% | – | – | – |
| KTFDWS Municipal Income Trust | COM | 226,012 | $2.69M | <0.1% | 00.0% | Unchanged | History |
| CORCencora, Inc. | Stock | 22,711 | $2.71M | <0.1% | −655−2.8% | Reduced | History |
| MGMMGM Resorts International | Stock | 62,946 | $2.72M | <0.1% | −1,801−2.8% | Reduced | History |
| GPCGenuine Parts Co | Stock | 22,451 | $2.72M | <0.1% | +115+0.5% | Added | History |
| DGXQuest Diagnostics Inc | COM | 18,829 | $2.74M | <0.1% | −1,869−9.0% | Reduced | History |
| TTWOTake Two Interactive Software Inc | COM | 17,770 | $2.74M | <0.1% | −511−2.8% | Reduced | History |
| DREDuke Realty Corp | COM NEW | 57,316 | $2.74M | <0.1% | −1,659−2.8% | Reduced | History |
| DOCHealthpeak Properties, Inc. | COM | 82,739 | $2.77M | <0.1% | −2,385−2.8% | Reduced | History |
| TERTeradyne, Inc | Stock | 25,878 | $2.83M | <0.1% | +49+0.2% | Added | History |
| TYLTyler Technologies Inc | COM | 6,218 | $2.85M | <0.1% | −181−2.8% | Reduced | History |
| HPEHewlett Packard Enterprise Co | COM | 201,327 | $2.87M | <0.1% | −5,779−2.8% | Reduced | History |
| QRVOQorvo, Inc. | Stock | 17,208 | $2.88M | <0.1% | −499−2.8% | Reduced | History |
| HOLXHologic Inc | COM | 39,432 | $2.91M | <0.1% | −1,134−2.8% | Reduced | History |
| TECHBIO-TECHNE Corp | COM | 6,023 | $2.92M | <0.1% | +6,023 | New | History |
| NADNuveen Quality Municipal Income Fund | COM | 188,362 | $2.94M | <0.1% | 00.0% | Unchanged | History |
| RVTYRevvity, Inc. | COM | 17,004 | $2.95M | <0.1% | −494−2.8% | Reduced | History |
| MTBM&T Bank Corp | COM | 19,722 | $2.95M | <0.1% | −569−2.8% | Reduced | History |
| ANETArista Networks, Inc. | COM | 8,592 | $2.95M | <0.1% | −92−1.1% | Reduced | History |
| HALHalliburton Co | Stock | 136,820 | $2.96M | <0.1% | −3,937−2.8% | Reduced | History |
| FEFirstenergy Corp | COM | 83,184 | $2.96M | <0.1% | −2,406−2.8% | Reduced | History |
| BRBroadridge Financial Solutions, Inc. | Stock | 17,841 | $2.97M | <0.1% | −514−2.8% | Reduced | History |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | 121,191 | $3.03M | <0.1% | −3,532−2.8% | Reduced | History |
| TDYTeledyne Technologies Inc | COM | 7,074 | $3.04M | <0.1% | −206−2.8% | Reduced | History |
| ULTAUlta Beauty, Inc. | Stock | 8,424 | $3.04M | <0.1% | −242−2.8% | Reduced | History |
| ETREntergy Corp | COM | 30,736 | $3.05M | <0.1% | −887−2.8% | Reduced | History |
| DRIDarden Restaurants Inc | COM | 20,151 | $3.05M | <0.1% | −579−2.8% | Reduced | History |
| VRSNVerisign Inc | COM | 15,000 | $3.08M | <0.1% | −721−4.6% | Reduced | History |
| NTAPNetApp, Inc. | Stock | 34,277 | $3.08M | <0.1% | −984−2.8% | Reduced | History |
| CFGCitizens Financial Group Inc | COM | 65,568 | $3.08M | <0.1% | −1,884−2.8% | Reduced | History |
| IRIngersoll Rand Inc. | COM | 61,299 | $3.09M | <0.1% | +3,065+5.3% | Added | History |
| MKCMcCormick & Co Inc | Stock | 38,195 | $3.10M | <0.1% | −1,103−2.8% | Reduced | History |
| ENPHEnphase Energy, Inc. | Stock | 20,678 | $3.10M | <0.1% | −602−2.8% | Reduced | History |
| CHDChurch & Dwight Co Inc | COM | 37,634 | $3.11M | <0.1% | −1,084−2.8% | Reduced | History |
| EXPDExpeditors International of Washington Inc | COM | 26,119 | $3.11M | <0.1% | −1,086−4.0% | Reduced | History |
| BKRBaker Hughes Co | CL A | 125,886 | $3.11M | <0.1% | +11,765+10.3% | Added | History |
| COOCooper Companies, Inc. | COM NEW | 7,596 | $3.14M | <0.1% | −218−2.8% | Reduced | History |
| AEEAmeren Corp | COM | 38,882 | $3.15M | <0.1% | −1,129−2.8% | Reduced | History |
| RFRegions Financial Corp | COM | 148,066 | $3.15M | <0.1% | −4,255−2.8% | Reduced | History |
| CLXClorox Co | Stock | 19,078 | $3.16M | <0.1% | −551−2.8% | Reduced | History |
| TRMBTrimble Inc. | COM | 38,530 | $3.17M | <0.1% | −1,110−2.8% | Reduced | History |
| VTRVentas, Inc. | REIT | 57,438 | $3.17M | <0.1% | −1,661−2.8% | Reduced | History |
| CRLCharles River Laboratories International, Inc. | COM | 7,690 | $3.17M | <0.1% | −455−5.6% | Reduced | History |
| ESSEssex Property Trust, Inc. | COM | 9,935 | $3.18M | <0.1% | −287−2.8% | Reduced | History |
| CERNCERNER Corp | COM | 45,242 | $3.19M | <0.1% | −2,243−4.7% | Reduced | History |
| KMXCarMax Inc | COM | 25,000 | $3.20M | <0.1% | −723−2.8% | Reduced | History |
| EIXEdison International | Stock | 57,984 | $3.22M | <0.1% | −1,679−2.8% | Reduced | History |
| KEYKeycorp | COM | 148,956 | $3.22M | <0.1% | −4,295−2.8% | Reduced | History |
| MPWRMonolithic Power Systems, Inc. | COM | 6,659 | $3.23M | <0.1% | −191−2.8% | Reduced | History |
| MLMMartin Marietta Materials Inc | COM | 9,568 | $3.27M | <0.1% | −275−2.8% | Reduced | History |
| PPLPPL Corp | COM | 117,956 | $3.29M | <0.1% | −3,403−2.8% | Reduced | History |
| HESHess Corp | Stock | 42,126 | $3.29M | <0.1% | −1,213−2.8% | Reduced | History |
| DTEDte Energy Co | COM | 29,455 | $3.29M | <0.1% | −857−2.8% | Reduced | History |
| VFCV F Corp | Stock | 49,194 | $3.29M | <0.1% | −1,423−2.8% | Reduced | History |
| MAAMid America Apartment Communities Inc. | COM | 17,694 | $3.31M | <0.1% | −507−2.8% | Reduced | History |
| CPAYCorpay, Inc. | COM | 12,808 | $3.35M | <0.1% | −369−2.8% | Reduced | History |
| IPInternational Paper Co | COM | 60,331 | $3.37M | <0.1% | −1,734−2.8% | Reduced | History |
| WATWaters Corp | COM | 9,465 | $3.38M | <0.1% | −274−2.8% | Reduced | History |
| DLTRDollar Tree, Inc. | COM | 35,535 | $3.40M | <0.1% | −1,026−2.8% | Reduced | History |
| XYLXylem Inc. | COM | 27,543 | $3.41M | <0.1% | −797−2.8% | Reduced | History |
| DOVDOVER Corp | COM | 21,916 | $3.41M | <0.1% | −636−2.8% | Reduced | History |
| NTRSNorthern Trust Corp | COM | 31,834 | $3.43M | <0.1% | −921−2.8% | Reduced | History |
| VMCVulcan Materials CO | COM | 20,324 | $3.44M | <0.1% | −587−2.8% | Reduced | History |
| NDAQNasdaq, Inc. | COM | 17,856 | $3.45M | <0.1% | −203−1.1% | Reduced | History |
| DVNDevon Energy Corp | Stock | 97,318 | $3.46M | <0.1% | +1,774+1.9% | Added | History |
| EXRExtra Space Storage Inc. | COM | 20,584 | $3.46M | <0.1% | −591−2.8% | Reduced | History |
| CTLTCatalent, Inc. | COM | 26,082 | $3.47M | <0.1% | −754−2.8% | Reduced | History |
| HBANHuntington Bancshares Inc | COM | 225,091 | $3.48M | <0.1% | −6,530−2.8% | Reduced | History |
| TSNTyson Foods, Inc. | Stock | 45,295 | $3.58M | <0.1% | −1,303−2.8% | Reduced | History |
Sold out since Q2 2021 (24)
Positions held at the end of Q2 2021 that are gone from this filing.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| Microchip Technology Inc595017AD6 | NOTE 1.625% 2/1 | – | $72.3M | 0.7% | – |
| Microchip Technology Inc595017AF1 | NOTE 1.625% 2/1 | – | $40.0M | 0.4% | – |
| Priceline Grp Inc741503AX4 | NOTE 0.900% 9/1 | – | $38.6M | 0.4% | – |
| Slack Technologies, Inc.83088VAB8 | NOTE 0.500% 4/1 | – | $27.6M | 0.3% | – |
| Cantel Med Corp138098AB4 | NOTE 3.250% 5/1 | – | $16.4M | 0.2% | – |
| Nice Sys Inc65366HAB9 | NOTE 1.250% 1/1 | – | $15.5M | 0.1% | – |
| ALXNAlexion Pharmaceuticals, Inc. | COM | 34,871 | $6.41M | 0.1% | History |
| MXIMMaxim Integrated Products Inc | COM | 42,291 | $4.46M | <0.1% | History |
| PMOFranklin Municipal Opportunities Trust | SH BEN INT | 134,024 | $1.90M | <0.1% | History |
| VKIInvesco Advantage Municipal Income Trust II | SH BEN INT | 112,398 | $1.37M | <0.1% | History |
| VGMInvesco Trust for Investment Grade Municipals | COM | 77,998 | $1.09M | <0.1% | History |
| NOVNOV Inc. | COM | 60,397 | $925.0K | <0.1% | History |
| UNMUnum Group | Stock | 31,447 | $893.0K | <0.1% | History |
| Zillow Group, Inc.98954MAC5 | NOTE 1.500% 7/0 | – | $809.0K | <0.1% | – |
| DMBBNY Mellon Municipal Bond Infrastructure Fund, Inc. | COM SHS | 50,575 | $743.0K | <0.1% | History |
| VKQInvesco Municipal Trust | COM | 38,647 | $530.0K | <0.1% | History |
| Twitter, Inc.90184LAD4 | NOTE 1.000% 9/1 | – | $260.0K | <0.1% | – |
| SYNAPTICS Inc87157DAD1 | NOTE 0.500% 6/1 | – | $242.0K | <0.1% | – |
| Proofpoint Inc743424AF0 | NOTE 0.250% 8/1 | – | $220.0K | <0.1% | – |
| Jazz Investments I Ltd472145AB7 | NOTE 1.875% 8/1 | – | $216.0K | <0.1% | – |
| J2 Global Inc48123VAC6 | NOTE 3.250% 6/1 | – | $213.0K | <0.1% | – |
| WIWWestern Asset Inflation-Linked Opportunities & Income Fund | CEF | 14,400 | $189.0K | <0.1% | History |
| EMDWestern Asset Emerging Markets Debt Fund Inc. | COM | 13,258 | $186.0K | <0.1% | History |
| Clovis Oncology, Inc.189464AB6 | NOTE 2.500% 9/1 | – | $110.0K | <0.1% | – |