Skip to main content
Livermore
Livermore
ZHEN

US Bancorp

SEC CIK
0000036104
Latest filing
Aug 12, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 10, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
4,066
+49 vs. Q2 2021
Portfolio value
$53.2B
−$222.9M (−0.4%) vs. Q2 2021
Filed
Nov 10, 2021
SEC
Holdings of US Bancorp in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
LILAKLiberty Latin America Ltd.COM CL C44$1.00K<0.1%−3−6.4%ReducedHistory
OOMAOoma IncCOM68$1.00K<0.1%00.0%UnchangedHistory
OPYOppenheimer Holdings IncCL A NON VTG27$1.00K<0.1%00.0%UnchangedHistory
WOOFPetco Health & Wellness Company, Inc.CL A COM68$1.00K<0.1%00.0%UnchangedHistory
PLTKPlaytika Holding Corp.COM31$1.00K<0.1%00.0%UnchangedHistory
RXTRackspace Technology, Inc.COM41$1.00K<0.1%−1,359−97.1%ReducedHistory
RRGBRed Robin Gourmet Burgers IncCOM33$1.00K<0.1%−222−87.1%ReducedHistory
RLMDRelmada Therapeutics, Inc.COM28$1.00K<0.1%+28NewHistory
RCKYRocky Brands, Inc.COM14$1.00K<0.1%+14NewHistory
TBPHTheravance Biopharma, Inc.COM149$1.00K<0.1%+109+272.5%AddedHistory
VITLVital Farms, Inc.COM38$1.00K<0.1%+38NewHistory
XNCRXencor IncCOM43$1.00K<0.1%+26+152.9%AddedHistory
AEYAddvantage Technologies Group IncCOM NEW250$1.00K<0.1%00.0%UnchangedHistory
ELTXElicio Therapeutics, Inc.COM105$1.00K<0.1%+105NewHistory
Bit Minin-SP ADR055474100ADR97$1.00K<0.1%+46+90.2%Added–
BMTXBM Technologies, Inc.CL A COM162$1.00K<0.1%00.0%UnchangedHistory
Banco Santander Mexico SA05969B103SPONSORED ADS B200$1.00K<0.1%00.0%Unchanged–
BDSIBiodelivery Sciences International IncCOM200$1.00K<0.1%−638−76.1%ReducedHistory
BOXLBoxlight CorpCOM CL A500$1.00K<0.1%00.0%UnchangedHistory
BCOVBrightcove IncCOM82$1.00K<0.1%−80−49.4%ReducedHistory
TVRDTvardi Therapeutics, Inc.COM58$1.00K<0.1%00.0%UnchangedHistory
CASACasa Systems IncCOM182$1.00K<0.1%00.0%UnchangedHistory
CMLSQCumulus Media IncCOM CL A100$1.00K<0.1%00.0%UnchangedHistory
DSPGDSP Group IncCOM61$1.00K<0.1%00.0%UnchangedHistory
DMRCDigimarc CorpCOM27$1.00K<0.1%−8−22.9%ReducedHistory
Direxion Shs ETF Tr25459W755DLY R/E BULL3X25$1.00K<0.1%00.0%Unchanged–
Enable Midstream Partners, LP292480100COM UNIT RP IN130$1.00K<0.1%−94−42.0%Reduced–
EVFMEvofem Biosciences, Inc.COM820$1.00K<0.1%00.0%UnchangedHistory
Falcon Minerals Corp30607B109CL A COM194$1.00K<0.1%00.0%Unchanged–
FTAIFTAI Aviation Ltd.COM REP LTD LIAB34$1.00K<0.1%00.0%UnchangedHistory
GRXGabelli Healthcare & WellnessRx TrustSHS87$1.00K<0.1%00.0%UnchangedHistory
GATOGatos Silver, Inc.COM48$1.00K<0.1%+30+166.7%AddedHistory
HARPHarpoon Therapeutics, Inc.COM89$1.00K<0.1%−242−73.1%ReducedHistory
HIBBHibbett IncCOM14$1.00K<0.1%−260−94.9%ReducedHistory
VTAInvesco Dynamic Credit Opportunities FundCOM46$1.00K<0.1%00.0%UnchangedHistory
MTRMesa Royalty TrustUNIT BEN INT100$1.00K<0.1%00.0%UnchangedHistory
NGNENeurogene Inc.COM164$1.00K<0.1%+164NewHistory
ROCCBaytex Energy USA, Inc.COM30$1.00K<0.1%−278−90.3%ReducedHistory
PLURPluri Inc.COM NEW500$1.00K<0.1%00.0%UnchangedHistory
ProShares Tr74347R313PSHS ULSHT 7-10Y40$1.00K<0.1%00.0%Unchanged–
QUOTQuotient Technology Inc.COM160$1.00K<0.1%−1,935−92.4%ReducedHistory
RVICRetail Value Inc.COM27$1.00K<0.1%+27NewHistory
FTHFaeth Therapeutics, Inc.COM91$1.00K<0.1%+91NewHistory
FIRYFiry Inc.COM100$1.00K<0.1%00.0%UnchangedHistory
SPPISpectrum Pharmaceuticals IncCOM625$1.00K<0.1%−386−38.2%ReducedHistory
DVLTDatavault AI Inc.COM NEW500$1.00K<0.1%00.0%UnchangedHistory
THQabrdn Healthcare Opportunities FundSHS30$1.00K<0.1%00.0%UnchangedHistory
Titan Med Inc88830X819COM NEW611$1.00K<0.1%00.0%Unchanged–
XXII22nd Century Group, Inc.COM200$1.00K<0.1%−800−80.0%ReducedHistory
VRSBillerud Americas CorpCL A48$1.00K<0.1%+48NewHistory
WisdomTree Tr97717W869EUROPE SMCP DV8$1.00K<0.1%00.0%Unchanged–
WWWW International, Inc.COM59$1.00K<0.1%+51+637.5%AddedHistory
ITRMIterum Therapeutics plcSHS2,000$1.00K<0.1%00.0%UnchangedHistory
Sapiens Intl Corp N VG7T16G103SHS32$1.00K<0.1%−7−17.9%Reduced–
LFWDLifeward Ltd.SHS500$1.00K<0.1%00.0%UnchangedHistory
Siren Nexgen Economy ETF829658202ETF35$2.00K<0.1%00.0%Unchanged–
UECUranium Energy CorpCOM595$2.00K<0.1%00.0%UnchangedHistory
BVNBuenaventura Mining Co IncSPONSORED ADR361$2.00K<0.1%−94−20.7%ReducedHistory
IBCPIndependent Bank CorpCOM NEW72$2.00K<0.1%+20+38.5%AddedHistory
ENVXEnovix CorpCOM100$2.00K<0.1%+100NewHistory
Invesco Exch Traded FD Tr II46138E594KBW PREM YIELD102$2.00K<0.1%−2,848−96.5%Reduced–
FSTRFoster L B CoCOM141$2.00K<0.1%00.0%UnchangedHistory
DFINDonnelley Financial Solutions, Inc.COM59$2.00K<0.1%+59NewHistory
First Tr Exchange-Traded FD33734X127ENERGY ALPHADX147$2.00K<0.1%00.0%Unchanged–
Goldman Sachs ETF Tr381430602ACTIVEBETA US35$2.00K<0.1%+35New–
OPTTOcean Power Technologies, Inc.COM NEW800$2.00K<0.1%00.0%UnchangedHistory
MDGLMadrigal Pharmaceuticals, Inc.COM26$2.00K<0.1%−79−75.2%ReducedHistory
SPDR Series Trust78464A664ST LON TREAS ETF43$2.00K<0.1%00.0%Unchanged–
SPDR Series Trust78464A151SST SPDR BLOOMBE59$2.00K<0.1%00.0%Unchanged–
TDWTidewater IncCOM136$2.00K<0.1%00.0%UnchangedHistory
LNSRLENSAR, Inc.COM215$2.00K<0.1%00.0%UnchangedHistory
PHKPIMCO High Income FundCOM SHS388$2.00K<0.1%−10,563−96.5%ReducedHistory
CRVLCorvel CorpCOM10$2.00K<0.1%+10NewHistory
iShares Tr464287192US TRSPRTION10$2.00K<0.1%00.0%Unchanged–
HTDJohn Hancock Tax-Advantaged Dividend Income FundCOM97$2.00K<0.1%+58+148.7%AddedHistory
INSWInternational Seaways, Inc.COM135$2.00K<0.1%00.0%UnchangedHistory
First Tr Exch Traded FD III33739P202EME MRK BD ETF58$2.00K<0.1%−103−64.0%Reduced–
SPDR Series Trust78464A771ST STR SP CAPMKT17$2.00K<0.1%00.0%Unchanged–
TVTXTravere Therapeutics, Inc.COM101$2.00K<0.1%−26−20.5%ReducedHistory
ETDEthan Allen Interiors IncCOM89$2.00K<0.1%−169−65.5%ReducedHistory
AGROAdecoagro S.A.COM210$2.00K<0.1%−104−33.1%ReducedHistory
ALXAlexanders IncCOM9$2.00K<0.1%−5−35.7%ReducedHistory
AMSFAmerisafe IncCOM37$2.00K<0.1%+36+3,600.0%AddedHistory
SPRYARS Pharmaceuticals, Inc.COM246$2.00K<0.1%−68−21.7%ReducedHistory
ASPNAspen Aerogels IncCOM48$2.00K<0.1%+48NewHistory
AVIRAtea Pharmaceuticals, Inc.COM47$2.00K<0.1%+32+213.3%AddedHistory
BRTBRT Apartments Corp.COM105$2.00K<0.1%00.0%UnchangedHistory
CERSCerus CorpCOM281$2.00K<0.1%−3,672−92.9%ReducedHistory
VLRSControladora Vuela Compania de Aviacion, S.A.B. de C.V.SPON ADR RP 1071$2.00K<0.1%00.0%UnchangedHistory
DACDanaos CorpSHS21$2.00K<0.1%−11−34.4%ReducedHistory
DGICADonegal Group IncCL A143$2.00K<0.1%00.0%UnchangedHistory
LOCOEl Pollo Loco Holdings, Inc.COM98$2.00K<0.1%00.0%UnchangedHistory
MSNEmerson Radio CorpCOM NEW2,000$2.00K<0.1%00.0%UnchangedHistory
INBKFirst Internet BancorpCOM50$2.00K<0.1%00.0%UnchangedHistory
FMBHFirst Mid Bancshares, Inc.COM45$2.00K<0.1%00.0%UnchangedHistory
HFWAHeritage Financial CorpCOM61$2.00K<0.1%−1,314−95.6%ReducedHistory
HTTHigh Templar Tech LtdSPON ADS1,364$2.00K<0.1%+260+23.6%AddedHistory
IDTIdt CorpCL B NEW45$2.00K<0.1%+45NewHistory
JYNTJOINT CorpCOM17$2.00K<0.1%00.0%UnchangedHistory
KROSKeros Therapeutics, Inc.COM41$2.00K<0.1%+41NewHistory

Options (41)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of US Bancorp in Q3 2021
SecurityClassPutsCalls
SPYSPDR S&P 500 ETF TrustETF$549.0K$558.0K
TSLATesla, Inc.Stock$41.0K$271.0K
iShares MSCI Eafe ETF464287465ETF$163.0K–
ITWIllinois Tool Works IncStock$148.0K–
DCIDonaldson Co IncStock$11.0K$120.0K
MSFTMicrosoft CorpStock$71.0K–
iShares Core S&P Small Cap ETF464287804ETF$50.0K–
MSTRStrategy IncStock$41.0K–
AAPLApple Inc.Stock$37.0K–
TXNTexas Instruments IncStock$36.0K–
UNPUnion Pacific CorpStock$34.0K–
EMREmerson Electric CoStock$28.0K–
LOWLowes Companies IncStock$27.0K–
iShares Tr464287234MSCI EMG MKT ETF$27.0K–
iShares S&P 500 Growth ETF464287309ETF$21.0K–
BRK.BBerkshire Hathaway IncStock$20.0K–
ADPAutomatic Data Processing IncStock$15.0K–
iShares S&P 500 Value ETF464287408ETF$15.0K–
GOOGLAlphabet Inc.Stock$13.0K–
HONHoneywell International IncCOM$13.0K–
PGProcter & Gamble CoStock$12.0K–
JPMJPMorgan Chase & CoStock$12.0K–
VVisa Inc.Stock$11.0K–
FISFidelity National Information Services, Inc.Stock$10.0K–
MDYSPDR S&P Midcap 400 ETF TrustETF$9.00K–
DHRDanaher CorpStock$6.00K–
MAMastercard IncStock$5.00K–
LLYEli Lilly & CoStock$5.00K–
iShares S&P Mid-Cap 400 Growth ETF464287606ETF$5.00K–
CVXChevron CorpStock$4.00K–
JNJJohnson & JohnsonStock$3.00K–
KOCoca Cola CoStock$3.00K–
BDXBecton Dickinson & CoStock$3.00K–
iShares S&P Mid-Cap 400 Value ETF464287705ETF$3.00K–
IEXIdex CorpCOM$3.00K–
WMTWalmart Inc.Stock$2.00K–
CLColgate Palmolive CoStock$2.00K–
VanEck ETF Trust92189F106GOLD MINERS ETF–$2.00K
PFEPfizer IncStock$1.00K–
VanEck ETF Trust92189F791JUNIOR GOLD MINE–$1.00K
CHDChurch & Dwight Co IncCOM$1.00K–

Sold out since Q2 2021 (173)

Positions held at the end of Q2 2021 that are gone from this filing.

The largest 100 of 173 by value last quarter.

Positions of US Bancorp sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
MXIMMaxim Integrated Products IncCOM179,492$18.9M<0.1%History
PFPTProofpoint IncCOM28,136$4.89M<0.1%History
ALXNAlexion Pharmaceuticals, Inc.COM18,327$3.37M<0.1%History
Lydall Inc550819106COM35,922$2.17M<0.1%–
PRAHPRA Health Sciences, Inc.COM9,358$1.55M<0.1%History
iShares Tr464288869MICRO-CAP ETF9,717$1.48M<0.1%–
Fly Leasing Ltd34407D109SPONSORED ADR54,494$923.0K<0.1%–
QTSQTS Realty Trust, Inc.COM CL A9,160$708.0K<0.1%History
KNLKnoll IncCOM NEW21,458$558.0K<0.1%History
Magal Security Sys LtdM6786D104ORD99,527$471.0K<0.1%–
WRIWeingarten Realty InvestorsSH BEN INT14,534$467.0K<0.1%History
CORECore-Mark Holding Company, LLCCOM8,188$368.0K<0.1%History
IIFMorgan Stanley India Investment Fund, Inc.COM10,500$259.0K<0.1%History
WORKSlack Technologies, Inc.COM CL A5,383$238.0K<0.1%History
AFBIAffinity Bancshares, Inc.COM18,137$235.0K<0.1%History
SYKESykes Enterprises IncCOM3,591$192.0K<0.1%History
AMAntero Midstream CorpStock17,189$179.0K<0.1%History
MUCBlackRock Muniholdings California Quality Fund, Inc.CEF9,545$152.0K<0.1%History
Apex Technology Acquisition03768F102COM CL A10,000$123.0K<0.1%–
GRAW R Grace & CoCOM1,548$108.0K<0.1%History
Churchill Capital Corp IV171439102CL A3,471$100.0K<0.1%–
LMNXLuminex CorpCOM2,338$86.0K<0.1%History
Invesco Exch Traded FD Tr II46138E206CALIF AMT MUN2,944$83.0K<0.1%–
Brookfield Property Partrs LG16249107UNIT LTD PARTN3,963$75.0K<0.1%–
USCRU.S. Concrete, Inc.COM896$66.0K<0.1%History
GDVGabelli Dividend & Income TrustCOM2,285$60.0K<0.1%History
Nuveen Enhanced Mun Value FD67074M101COM3,400$59.0K<0.1%–
HOMEAt Home Group Inc.COM1,530$56.0K<0.1%History
SPDR Series Trust78468R200ST STR RATE ETF1,802$55.0K<0.1%–
New York Life Investments Et45409B107HEDGE MULTI STRA1,472$47.0K<0.1%–
NAVNavistar International CorpCOM1,055$47.0K<0.1%History
Washington Prime Group Inc.93964W405COM21,138$46.0K<0.1%–
Climate Change Crisis Real I18716C100CL A COM3,000$45.0K<0.1%–
Landcadia Holdings III Inc51476H100COM CL A3,535$44.0K<0.1%–
WisdomTree Tr97717X628FLOATNG RAT TREA1,754$44.0K<0.1%–
ANVSAnnovis Bio, Inc.COM500$43.0K<0.1%History
WisdomTree Tr97717W851JAPN HEDGE EQT693$42.0K<0.1%–
GRDXGridAI Technologies Corp.COM51,020$42.0K<0.1%History
CFBCrossfirst Bankshares, Inc.COM3,082$42.0K<0.1%History
Brookfield Ppty REIT Inc11282X103CL A2,150$40.0K<0.1%–
RPRXRoyalty Pharma plcSHS CLASS A928$38.0K<0.1%History
Invesco Exch Traded FD Tr II46138G631NASDAQNXTGEN1001,086$37.0K<0.1%–
PDACPeridot Acquisition Corp.SHS CL A3,000$37.0K<0.1%History
Invesco Exch Traded FD Tr II46138E800CHINA TECHNLGY426$36.0K<0.1%–
KRUSKura Sushi USA, Inc.CL A COM900$34.0K<0.1%History
Golden Ocean Group LtdG39637205SHS NEW3,078$34.0K<0.1%–
VanEck ETF Trust92189F536LONG MUNI ETF1,515$33.0K<0.1%–
International FLAVORS&FRAGRA459506309UNIT 09/15/2021605$31.0K<0.1%–
HYIWestern Asset High Yield Opportunity Fund Inc.COM2,000$31.0K<0.1%History
FTHMFathom Holdings Inc.COM915$30.0K<0.1%History
Tortoise Essential Assets IN89148A103COM SH BEN INT2,000$30.0K<0.1%–
DAOYoudao, Inc.SPONSORED ADS1,229$28.0K<0.1%History
iShares Tr464287580US CONSUM DISCRE337$26.0K<0.1%–
Falcon Capital Acquisitn Cor30606L116*W EXP 08/20/20214,797$26.0K<0.1%–
iShares U S ETF Tr46431W705INT RT HDG C B261$25.0K<0.1%–
Falcon Capital Acquisitn Cor30606L108COM CL A2,743$25.0K<0.1%–
BLBDBlue Bird CorpCOM975$24.0K<0.1%History
CMRCCommerce.com, Inc.COM SER 1363$24.0K<0.1%History
EBCEastern Bankshares, Inc.COM1,172$24.0K<0.1%History
Goldman Sachs ETF Tr381430396JUST US LRG CP349$22.0K<0.1%–
BMBLBumble Inc.COM CL A375$22.0K<0.1%History
Boston Private Finl Hldgs IN101119105COM1,471$22.0K<0.1%–
Invesco Exch Traded FD Tr II46138G656S&P ULTRA DIVIDE504$21.0K<0.1%–
AVIDAvid Technology, Inc.COM534$21.0K<0.1%History
Score Media & Gaming Inc80919D202CL A SUB VTG SHS1,033$21.0K<0.1%–
BFKBlackRock Municipal Income TrustSH BEN INT1,250$19.0K<0.1%History
Twitter, Inc.90184LAD4NOTE 1.000% 9/1–$19.0K<0.1%–
iShares Inc464286806MSCI GERMANY ETF500$17.0K<0.1%–
Invesco Exch Traded FD Tr II46138E222S&P INTL MOMNT514$17.0K<0.1%–
ORBCOMM Inc.68555P100COM1,556$17.0K<0.1%–
Renaissance Cap Greenwich FD759937303INTNTL IPO ETF470$17.0K<0.1%–
Translate Bio, Inc.89374L104COM562$15.0K<0.1%–
First Tr Exchange-Traded FD33739Q705FT VEST S&P 500263$14.0K<0.1%–
MSG Network Inc553573106CL A976$14.0K<0.1%–
Stable RD Acquisition Corp85236Q109COM CL A1,000$14.0K<0.1%–
DSXDiana Shipping Inc.COM2,704$14.0K<0.1%History
AGDabrdn Global Dynamic Dividend FundCOM1,000$12.0K<0.1%History
PQ Group Hldgs Inc73943T103COM773$12.0K<0.1%–
ABCLAbCellera Biologics Inc.COM500$11.0K<0.1%History
Sogou Inc83409V104ADR REPSTG A1,345$11.0K<0.1%–
State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788ETF240$10.0K<0.1%–
PRVAPrivia Health Group, Inc.COM228$10.0K<0.1%History
iShares Tr46435G193ESG AWRE USD ETF342$10.0K<0.1%–
MDLAMedallia, Inc.COM300$10.0K<0.1%History
Newhold Investment Corp651448102COM CL A955$10.0K<0.1%–
BCVBancroft Fund LtdCOM278$9.00K<0.1%History
CBBCincinnati Bell IncCOM NEW519$8.00K<0.1%History
iShares Tr464288422INTL DEVPPTY ETF222$8.00K<0.1%–
RJETRepublic Airways Holdings Inc.COM NEW804$8.00K<0.1%History
BFLYButterfly Network, Inc.COM CL A500$7.00K<0.1%History
CNTYCentury Casinos IncCOM549$7.00K<0.1%History
CM Life Sciences Inc18978W109COM CL A502$7.00K<0.1%–
New Sr Invt Group Inc648691103COM741$7.00K<0.1%–
RGSRegis CorpCOM772$7.00K<0.1%History
Invesco Exchange Traded FD T46137V365S&P500 EQL ENR125$6.00K<0.1%–
Amplify ETF Tr032108847CEF HIGH INCOME355$6.00K<0.1%–
AHTAshford Hospitality Trust IncCOM SHS1,405$6.00K<0.1%History
MSGMMotorsport Games Inc.COM CL A400$6.00K<0.1%History
STABStatera Biopharma, Inc.COM NEW1,000$5.00K<0.1%History
Decarbonization Plus Acqu Co242797108COM CL A500$5.00K<0.1%–