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Principal Securities, Inc.

SEC CIK
0000012600
Latest filing
Aug 4, 2026

Holdings in Q2 2025

Holdings as of Jun 30, 2025, filed Aug 11, 2025. Long positions only; changes compare share counts with Q1 2025.

Institution overview
Positions
3,673
+123 vs. Q1 2025
Portfolio value
$5.32B
+$852.9M (+19.1%) vs. Q1 2025
Filed
Aug 11, 2025
SEC
Holdings of Principal Securities, Inc. in Q2 2025
SecurityClassSharesValue% of portfolioShare changeActionHistory
Principal Exchange Traded FD74255Y870US MEGA CP ETF4,006,418$250.6M4.7%−361,749−8.3%Reduced–
iShares Core S&P 500 ETF464287200ETF209,105$129.8M2.4%+68,528+48.7%Added–
Principal Exchange Traded FD74255Y607PRIN U S SMALL2,247,525$119.7M2.3%+548,537+32.3%Added–
iShares Core U.S. Aggregate Bond ETF464287226ETF1,207,095$119.7M2.2%+154,690+14.7%Added–
Principal Exchange Traded FD74255Y714FOCU BLUE CH ETF2,614,043$95.7M1.8%+752,941+40.5%Added–
Goldman Sachs ETF Tr381430123MARKETBETA US EQ1,118,621$95.7M1.8%+107,586+10.6%Added–
MSFTMicrosoft CorpStock176,720$87.9M1.7%+25,642+17.0%AddedHistory
State Street SPDR Portfolio S&P 500 ETF78464A854ETF999,568$72.7M1.4%+196,879+24.5%Added–
iShares Core S&P US Value ETF464287663ETF733,140$69.4M1.3%+396,094+117.5%Added–
Principal Exchange Traded FD74255Y698INTL EQUITY ETF2,368,994$69.1M1.3%+1,188,727+100.7%Added–
AMZNAmazon Com IncStock303,233$66.5M1.3%+33,730+12.5%AddedHistory
iShares Tr464287622RUS 1000 ETF178,911$60.8M1.1%+12,970+7.8%Added–
NVDANVIDIA CorpStock365,091$57.7M1.1%+41,751+12.9%AddedHistory
Invesco Exch Traded FD Tr II46138E339S&P 500 MOMNTM492,791$55.4M1.0%+251,876+104.5%Added–
Principal Exchange Traded FD74255Y821PRNC INVT GRAD2,558,134$53.2M1.0%+420,214+19.7%Added–
iShares Core MSCI Eafe ETF46432F842ETF607,789$50.7M1.0%−68,933−10.2%Reduced–
AAPLApple Inc.Stock245,764$50.4M0.9%+24,503+11.1%AddedHistory
Goldman Sachs ETF Tr38149W101ACCESS US AGRAT1,197,922$49.5M0.9%+440,979+58.3%Added–
iShares Core S&P U.S. Growth ETF464287671ETF304,934$45.9M0.9%+164,847+117.7%Added–
iShares Core MSCI Emerging Markets ETF46434G103ETF756,255$45.4M0.9%+46,502+6.6%Added–
METAMeta Platforms, Inc.Stock60,881$44.9M0.8%+9,344+18.1%AddedHistory
Vanguard Morningstar Total Stock Market ETF922908769ETF145,769$44.3M0.8%+19,685+15.6%Added–
Goldman Sachs ETF Tr381430107ACTIVEBETA INT1,088,092$43.2M0.8%−69,474−6.0%Reduced–
iShares S&P 500 Growth ETF464287309ETF384,442$42.3M0.8%+47,727+14.2%Added–
Schwab U.S. Large-Cap Growth ETF808524300ETF1,324,545$38.7M0.7%+530,942+66.9%Added–
Schwab US Tips ETF808524870ETF1,413,404$37.7M0.7%+55,519+4.1%Added–
iShares Core MSCI Total International Stock ETF46432F834ETF466,172$36.0M0.7%+52,466+12.7%Added–
Trust for Professional Manag89834G729ACTIVEPASSIVE US926,697$34.8M0.7%+407,397+78.5%Added–
Principal Exchange Traded FD74255Y300PRNCPL VLU ETF684,709$33.9M0.6%−192,046−21.9%Reduced–
iShares Tr46435G326CORE MSCI INTL438,386$33.3M0.6%−252,501−36.5%Reduced–
GOOGLAlphabet Inc.Stock181,452$32.0M0.6%+10,198+6.0%AddedHistory
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM560,284$31.9M0.6%+161,516+40.5%Added–
AVGOBroadcom Inc.Stock109,731$30.2M0.6%+23,284+26.9%AddedHistory
Goldman Sachs ETF Tr381430503ACTIVEBETA US LG242,264$29.4M0.6%+29,119+13.7%Added–
iShares Core S&P Small Cap ETF464287804ETF268,461$29.3M0.6%−59,703−18.2%Reduced–
Principal Exchange Traded FD74255Y201QUALITY ETF390,157$28.7M0.5%+112,622+40.6%Added–
Vanguard Ftse Developed Markets ETF921943858ETF491,118$28.0M0.5%+40,145+8.9%Added–
Principal Exchange Traded FD74255Y102ACTIVE HIGH YL1,442,664$27.9M0.5%+592,842+69.8%Added–
VVisa Inc.Stock75,317$26.7M0.5%+6,048+8.7%AddedHistory
Vanguard Total Bond Market ETF921937835ETF350,471$25.8M0.5%−23,608−6.3%Reduced–
JPMJPMorgan Chase & CoStock88,215$25.6M0.5%+10,692+13.8%AddedHistory
iShares S&P 500 Value ETF464287408ETF124,400$24.3M0.5%−19,156−13.3%Reduced–
Vanguard Morningstar Value ETF922908744ETF135,372$23.9M0.4%−8,804−6.1%Reduced–
Invesco QQQ Trust Series I46090E103ETF42,362$23.4M0.4%−1,301−3.0%Reduced–
BRK.BBerkshire Hathaway IncStock44,867$21.8M0.4%+2,138+5.0%AddedHistory
State Street SPDR Portfolio S&P 500 Growth ETF78464A409ETF227,380$21.7M0.4%−470,121−67.4%Reduced–
iShares Tr46434V613CORE UNIVRSL USD467,574$21.6M0.4%+65,520+16.3%Added–
iShares Tr464287150CORE S&P TTL STK159,024$21.5M0.4%+103,987+188.9%Added–
iShares Tr464288513IBOXX HI YD ETF261,156$21.1M0.4%+65,570+33.5%Added–
GOOGAlphabet Inc.Stock108,948$19.3M0.4%+5,587+5.4%AddedHistory
Vanguard Long-Term Treasury ETF92206C847ETF343,644$19.3M0.4%−55,719−14.0%Reduced–
TSMTaiwan Semiconductor Manufacturing Co LtdADR83,645$18.9M0.4%+8,065+10.7%AddedHistory
iShares MSCI USA Momentum Factor ETF46432F396ETF76,497$18.4M0.3%+63,649+495.4%Added–
Trust for Professional Manag89834G737ACTIVEPASSIVE EQ548,884$18.3M0.3%+212,684+63.3%Added–
ETYEaton Vance Tax-Managed Diversified Equity Income FundCOM1,134,479$17.6M0.3%+75,819+7.2%AddedHistory
Global X FDS37954Y483NASDAQ 100 COVER1,042,214$17.4M0.3%−68,055−6.1%Reduced–
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF156,394$17.1M0.3%+91,622+141.5%Added–
Schwab Fundamental U.S. Large Company ETF808524771ETF691,363$17.0M0.3%+400,639+137.8%Added–
iShares Tr46435G334MSCI UK ETF NEW423,890$16.8M0.3%+6,468+1.5%Added–
Global X FDS37954Y475S&P 500 COVERED417,860$16.3M0.3%+2,270+0.5%Added–
MAMastercard IncStock28,822$16.2M0.3%−1,730−5.7%ReducedHistory
iShares Tr464288588MBS ETF172,478$16.2M0.3%+59,311+52.4%Added–
iShares MSCI USA Quality Factor ETF46432F339ETF88,152$16.1M0.3%+28,836+48.6%Added–
Schwab Fundamental Emerging Markets Equity ETF808524730ETF468,365$15.5M0.3%+114,225+32.3%Added–
Vanguard Communication Services ETF92204A884ETF88,093$15.1M0.3%−7,483−7.8%Reduced–
Goldman Sachs ETF Tr381430479ACCESS INVT GR324,781$14.9M0.3%+34,287+11.8%Added–
LLYEli Lilly & CoStock19,148$14.9M0.3%+1,241+6.9%AddedHistory
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF177,243$14.7M0.3%+26,608+17.7%Added–
BlackRock ETF Trust09290C103ISHARES US EQUIT269,612$14.7M0.3%+133,114+97.5%Added–
iShares Tr46435U853BROAD USD HIGH390,542$14.6M0.3%+110,272+39.3%Added–
Trust for Professional Manag89834G752ACTIVEPASSIVE CR478,359$14.2M0.3%+198,914+71.2%Added–
SPDR Series Trust78468R606ST PORT HIGH ETF582,944$13.9M0.3%+179,330+44.4%Added–
BKNGBooking Holdings Inc.Stock2,383$13.8M0.3%+70+3.0%AddedHistory
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD172,205$13.7M0.3%+38,588+28.9%Added–
Vanguard Index FDS922908652EXTEND MKT ETF70,137$13.5M0.3%−622−0.9%Reduced–
PMPhilip Morris International Inc.Stock74,127$13.5M0.3%+11,374+18.1%AddedHistory
ORCLOracle CorpStock60,905$13.3M0.3%+21,064+52.9%AddedHistory
SCHWSchwab Charles CorpStock143,926$13.1M0.2%+10,083+7.5%AddedHistory
iShares U S ETF Tr46431W598BLOOMBERG ROLL253,016$12.8M0.2%+27,615+12.3%Added–
Invesco S&P 500 Quality ETF46137V241ETF174,560$12.4M0.2%+3,657+2.1%Added–
NFLXNetflix IncStock9,226$12.4M0.2%+819+9.7%AddedHistory
SPYSPDR S&P 500 ETF TrustETF19,872$12.3M0.2%+2,105+11.8%AddedHistory
Vanguard Health Care ETF92204A504ETF48,092$11.9M0.2%+8,520+21.5%Added–
Goldman Sachs ETF Tr381430206ACTIVEBETA EME318,162$11.8M0.2%+79,698+33.4%Added–
Vanguard Morningstar Mid-Cap ETF922908629ETF41,617$11.6M0.2%−3,455−7.7%Reduced–
WMTWalmart Inc.Stock117,283$11.5M0.2%+13,519+13.0%AddedHistory
COSTCostco Wholesale CorpStock11,579$11.5M0.2%+2,295+24.7%AddedHistory
Vanguard Ftse Emerging Markets ETF922042858ETF229,457$11.3M0.2%+10,910+5.0%Added–
Invesco Actively Managed Exc46090A887ULTRA SHRT DUR225,079$11.3M0.2%+35,694+18.8%Added–
iShares Core S&P Mid-Cap ETF464287507ETF181,884$11.3M0.2%+3,773+2.1%Added–
Simplify Exchange Traded Fun82889N632ENHANCED INM ETF463,219$11.2M0.2%+135,767+41.5%Added–
HDHome Depot, Inc.Stock30,399$11.1M0.2%+9,445+45.1%AddedHistory
Vanguard S&P 500 ETF922908363ETF19,463$11.1M0.2%+4,195+27.5%Added–
Global X FDS37954Y293GLB X MLP ENRG I175,551$11.0M0.2%+6,770+4.0%Added–
XOMExxonMobil Holdings CorpCOM100,486$10.8M0.2%+8,803+9.6%AddedHistory
Principal Exchange Traded FD74255Y680CAP APP SEL ETF401,778$10.8M0.2%+401,778New–
Capital Group Dividend Value14020W106SHS CREAT UNIT272,431$10.8M0.2%+45,083+19.8%Added–
ABBVAbbVie Inc.Stock57,871$10.7M0.2%+12,131+26.5%AddedHistory
Invesco Exchange Traded FD T46137V449S&P 100 EQL WIGH96,369$10.6M0.2%+52,745+120.9%Added–
TSLATesla, Inc.Stock33,076$10.5M0.2%+5,002+17.8%AddedHistory

Sold out since Q1 2025 (278)

Positions held at the end of Q1 2025 that are gone from this filing.

The largest 100 of 278 by value last quarter.

Positions of Principal Securities, Inc. sold out since Q1 2025
SecurityClassShares in Q1 2025Value in Q1 2025% of portfolio in Q1 2025History
DFSDiscover Financial ServicesCOM10,349$1.79M<0.1%History
Simplify Exchange Traded Fun82889N863VOLATILITY PREM71,342$1.48M<0.1%–
Amplify ETF Tr032108102ONLIN RETL ETF4,954$320.3K<0.1%–
ADXAdams Diversified Equity Fund, Inc.COM15,723$317.6K<0.1%History
Natixis ETF Trust II63875W406NATIXIS LOOMIS5,222$202.8K<0.1%–
RBB FD Inc74933W486US TREASY 2 YR3,416$164.2K<0.1%–
Innovator ETFs Trust45783Y285INTL DE PW JUNE6,456$158.9K<0.1%–
CARSCars.com Inc.COM8,786$152.3K<0.1%History
RBB FD Inc74933W510US TREAS 5 YR NT3,030$144.9K<0.1%–
BECNQxo Building Products, Inc.COM1,381$140.3K<0.1%History
Matthews Asia FDS577125834CHINA ACTIVE ETF5,670$125.0K<0.1%–
Managed Portfolio Series56167N720TORTOISE NRAM PI3,463$118.1K<0.1%–
AGFirst Majestic Silver CorpCOM21,500$118.0K<0.1%History
AZPNAspen Technology, Inc.COM456$113.7K<0.1%History
SUMSummit Materials, Inc.CL A1,922$97.3K<0.1%History
First Trust Nasdaq Clean Edge Green Energy Index Fund33733E500ETF2,526$85.7K<0.1%–
Barrick Gold Corp067901108COM4,848$75.1K<0.1%–
Global X FDS37954Y269NASDQ 100 CVRDGW2,639$74.1K<0.1%–
DNBDun & Bradstreet Holdings, Inc.COM5,210$64.9K<0.1%History
Global X FDS37954Y277S&P 500 COVERED2,327$64.9K<0.1%–
CABOCable One, Inc.COM178$64.5K<0.1%History
Fidelity Covington Trust316092329FIDELITY MAGELAN2,000$61.9K<0.1%–
Fidelity Covington Trust316092279SUSTAINABILIT US2,000$53.6K<0.1%–
ProShares Tr74347G804K1 FRE CRD OIL1,146$50.6K<0.1%–
HTLFHeartland Financial USA IncCOM787$48.2K<0.1%History
Silvercrest Metals Inc828363101COM5,000$45.5K<0.1%–
HUTHut 8 Corp.COM2,200$45.1K<0.1%History
Dimensional ETF Trust25434V849NATL MUN BD ETF831$39.7K<0.1%–
ALTRAltair Engineering Inc.COM CL A333$36.3K<0.1%History
Flexshares Tr33939L886ULTR SHO INC FD450$33.8K<0.1%–
QGENQiagen N.V.Stock746$33.2K<0.1%History
PSNParsons CorpCOM358$33.0K<0.1%History
Innovator Premiu I40 Bar Jan45783Y640ETP1,336$33.0K<0.1%–
Advisorshares Tr00768Y818DOUBLELIN VAL EQ281$32.7K<0.1%–
NVGNuveen AMT-Free Municipal Credit Income FundCEF2,577$31.6K<0.1%History
Innovator ETFs Trust45784N882EQUITY DEFINED P1,175$29.9K<0.1%–
iShares Tr464288729GLOB INDSTRL ETF202$28.5K<0.1%–
Invesco Exch TRD SLF Idx FD46139W791BULLE MUN ETF1,082$27.9K<0.1%–
iShares 1-10 Year U.S. Aggregate Bond ETF464288596ETF272$27.8K<0.1%–
Trust for Professional Manag89834G760CONVERGENCE LNG1,167$26.7K<0.1%–
SPDR Index Shs FDS78463X152ST STR SP N AM517$26.4K<0.1%–
VISTVista Energy, S.A.B. de C.V.SPONSORED ADS488$26.4K<0.1%History
Innov Prem Inc 30 Barr - Jan45783Y376ETP1,040$25.6K<0.1%–
Invesco Actively Managed Exc46090A721AAA CLO FLTNG RT1,000$25.6K<0.1%–
HLHecla Mining CoCOM5,054$24.8K<0.1%History
DBX ETF Tr233051630XTRACK MSCI EAFE1,021$24.8K<0.1%–
CIMChimera Investment CorpCOM SHS1,711$24.0K<0.1%History
First Tr Exchng Traded FD VI33740F631FT VEST US600$23.4K<0.1%–
Pacer FDS Tr69374H550ETP800$23.3K<0.1%–
AUAngloGold Ashanti PLCCOM SHS1,000$23.1K<0.1%History
AWFAlliancebernstein Global High Income Fund IncCOM2,000$21.5K<0.1%History
iShares Tr46434V696CORE MSCI PAC350$21.4K<0.1%–
PSIXPower Solutions International, Inc.Stock705$21.0K<0.1%History
TSEMTower Semiconductor LtdSHS NEW400$20.6K<0.1%History
Pacer FDS Tr69374H568SWAN SOS FD OF650$19.0K<0.1%–
TDSTelephone & Data Systems IncCOM NEW555$18.9K<0.1%History
EEFTEuronet Worldwide, Inc.COM183$18.8K<0.1%History
NUVNuveen Municipal Value Fund IncCOM2,187$18.8K<0.1%History
ITCIIntra-Cellular Therapies, Inc.COM212$17.7K<0.1%History
Barnes Group Inc067806109COM369$17.4K<0.1%–
PWPPerella Weinberg PartnersCLASS A COM724$17.3K<0.1%History
Flexshares Tr33939L779DISCP DUR MBS850$17.2K<0.1%–
GDVGabelli Dividend & Income TrustCOM700$16.9K<0.1%History
Pacer FDS Tr69374H584SWAN SOS CNS DEC600$16.6K<0.1%–
CLFDClearfield, Inc.COM500$15.5K<0.1%History
VanEck ETF Trust92189F700AGRIBUSINESS ETF230$14.8K<0.1%–
Innov Prem Inc 20 Barr - Jan45783Y657ETP594$14.6K<0.1%–
J P Morgan Exchange Traded F46641Q779US MOMENTUM236$13.8K<0.1%–
ALTMArcadium Lithium plcStock2,498$12.8K<0.1%History
VACMarriott Vacations Worldwide CorpCOM136$12.2K<0.1%History
Invesco Exch Traded FD Tr II46138E578KBW REGL BKG200$12.0K<0.1%–
Invesco Exchange Traded FD T46137V662PHARMACEUTICALS140$11.6K<0.1%–
CSQCalamos Strategic Total Return FundCOM SH BEN INT643$11.4K<0.1%History
Invesco Exch Traded FD Tr II46138G805TAXABLE MUN BD435$11.4K<0.1%–
Pacer FDS Tr69374H519SWAN SOS MODERAT400$11.2K<0.1%–
GCTGigaCloud Technology IncStock600$11.1K<0.1%History
Strategy Shares Nasdaq 7HANDL Index ETF86280R506ETF500$10.7K<0.1%–
Prospect Cap Corp74348TAT9NOTE 6.375% 3/0–$9.90K<0.1%–
Franklin Templeton ETF Tr35473P736FTSE MEXICO428$9.85K<0.1%–
JWNNordstrom IncStock407$9.83K<0.1%History
CHTChunghwa Telecom Co LtdSPON ADR NEW11255$9.60K<0.1%History
FOLDAmicus Therapeutics, Inc.COM958$9.02K<0.1%History
VanEck Vectors ETF Tr92189F635ISRAEL ETF200$8.71K<0.1%–
PLYMPlymouth Industrial REIT, Inc.COM487$8.67K<0.1%History
iShares Tr464287713US TELECOM ETF317$8.51K<0.1%–
KRPKimbell Royalty Partners, LPUNIT500$8.12K<0.1%History
iShares Tr464288356CALIF MUN BD ETF138$7.91K<0.1%–
CMCOColumbus McKinnon CorpCOM209$7.78K<0.1%History
WisdomTree Tr97717W430HEDGED HI YLD BD347$7.72K<0.1%–
WGSGeneDx Holdings Corp.COM CL A100$7.69K<0.1%History
XUnited States Steel CorpCOM224$7.61K<0.1%History
First Tr Exchng Traded FD VI33740F854FT VEST U.S.190$7.54K<0.1%–
BRF SA10552T107SPONSORED ADR1,846$7.51K<0.1%–
WisdomTree Tr97717W109US TOTAL DIVIDND97$7.36K<0.1%–
PDCOPatterson Companies, Inc.COM228$7.04K<0.1%History
Kraneshares Tr500767827ELEC VEH FUTUR330$6.91K<0.1%–
DACDanaos CorpSHS85$6.81K<0.1%History
First Tr Exchng Traded FD VI33740U760VEST BUFFERED300$6.73K<0.1%–
CLSKCleanspark, Inc.COM NEW715$6.58K<0.1%History
First Tr Exchange-Traded FD33736Q104UT COM SHS ETF116$6.42K<0.1%–