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Principal Securities, Inc.

SEC CIK
0000012600
Latest filing
Aug 4, 2026

Holdings in Q4 2024

Holdings as of Dec 31, 2024, filed Jan 30, 2025. Long positions only; changes compare share counts with Q3 2024.

Institution overview
Positions
3,545
+111 vs. Q3 2024
Portfolio value
$4.44B
+$305.5M (+7.4%) vs. Q3 2024
Filed
Jan 30, 2025
SEC
Holdings of Principal Securities, Inc. in Q4 2024
SecurityClassSharesValue% of portfolioShare changeActionHistory
Principal Exchange Traded FD74255Y870US MEGA CP ETF4,366,917$262.1M5.9%−44,351−1.0%Reduced–
iShares Core U.S. Aggregate Bond ETF464287226ETF1,042,984$101.1M2.3%+46,657+4.7%Added–
Principal Exchange Traded FD74255Y607PRIN U S SMALL1,698,105$87.1M2.0%+400,614+30.9%Added–
iShares Core S&P 500 ETF464287200ETF139,054$81.9M1.8%−37,783−21.4%Reduced–
Goldman Sachs ETF Tr381430123MARKETBETA US EQ1,011,035$81.7M1.8%+78,234+8.4%Added–
MSFTMicrosoft CorpStock150,417$63.4M1.4%+13,862+10.2%AddedHistory
Principal Exchange Traded FD74255Y714FOCU BLUE CH ETF1,859,734$63.2M1.4%+82,227+4.6%Added–
State Street SPDR Portfolio S&P 500 Growth ETF78464A409ETF697,501$61.3M1.4%+681,859+4,359.2%Added–
AMZNAmazon Com IncStock267,627$58.7M1.3%+5,525+2.1%AddedHistory
State Street SPDR Portfolio S&P 500 ETF78464A854ETF802,689$55.3M1.2%+95,272+13.5%Added–
AAPLApple Inc.Stock219,761$55.0M1.2%+16,880+8.3%AddedHistory
iShares Tr464287622RUS 1000 ETF165,805$53.4M1.2%+5,588+3.5%Added–
iShares Core MSCI Eafe ETF46432F842ETF676,062$47.5M1.1%−797,669−54.1%Reduced–
iShares Tr46435G326CORE MSCI INTL690,887$44.5M1.0%+676,971+4,864.7%Added–
Principal Exchange Traded FD74255Y821PRNC INVT GRAD2,137,920$43.5M1.0%+103,826+5.1%Added–
Principal Exchange Traded FD74255Y300PRNCPL VLU ETF876,530$43.4M1.0%+30,500+3.6%Added–
NVDANVIDIA CorpStock320,175$43.0M1.0%+7,354+2.4%AddedHistory
Goldman Sachs ETF Tr381430107ACTIVEBETA INT1,157,566$38.6M0.9%+80,722+7.5%Added–
iShares Russell Top 200 Growth ETF464289438ETF162,735$38.3M0.9%+152,427+1,478.7%Added–
iShares Core S&P Small Cap ETF464287804ETF327,431$37.7M0.8%+31,613+10.7%Added–
iShares Core MSCI Emerging Markets ETF46434G103ETF709,247$37.0M0.8%+126,339+21.7%Added–
Vanguard Morningstar Total Stock Market ETF922908769ETF126,084$36.5M0.8%+14,120+12.6%Added–
Schwab US Tips ETF808524870ETF1,355,447$35.0M0.8%+1,275,965+1,605.4%AddedConverted for a 2-for-1 split–
iShares S&P 500 Growth ETF464287309ETF336,510$34.2M0.8%+14,974+4.7%Added–
GOOGLAlphabet Inc.Stock170,874$32.3M0.7%+23,021+15.6%AddedHistory
iShares Core S&P US Value ETF464287663ETF337,046$31.2M0.7%+14,511+4.5%Added–
Invesco Exchange Traded FD T46137V464S&P MDCP MOMNTUM248,852$30.7M0.7%+224,413+918.3%Added–
Goldman Sachs ETF Tr38149W101ACCESS US AGRAT756,943$30.5M0.7%+54,095+7.7%Added–
METAMeta Platforms, Inc.Stock51,352$30.1M0.7%+7,080+16.0%AddedHistory
Principal Exchange Traded FD74255Y698INTL EQUITY ETF1,180,267$28.5M0.6%+1,180,267New–
iShares S&P 500 Value ETF464287408ETF143,452$27.4M0.6%+16,448+13.0%Added–
iShares Core MSCI Total International Stock ETF46432F834ETF413,665$27.4M0.6%−1,444−0.3%Reduced–
Vanguard Total Bond Market ETF921937835ETF374,079$26.9M0.6%+90,724+32.0%Added–
Goldman Sachs ETF Tr381430503ACTIVEBETA US LG213,145$24.6M0.6%+1,738+0.8%Added–
SPDR Series Trust78464A664ST LON TREAS ETF932,737$24.4M0.6%+41,364+4.6%Added–
Vanguard Morningstar Value ETF922908744ETF142,957$24.2M0.5%+653+0.5%Added–
Invesco Exch Traded FD Tr II46138E339S&P 500 MOMNTM240,915$22.9M0.5%−80,945−25.1%Reduced–
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM397,336$22.9M0.5%+62,223+18.6%Added–
Invesco QQQ Trust Series I46090E103ETF43,628$22.3M0.5%+920+2.2%Added–
Schwab U.S. Large-Cap Growth ETF808524300ETF793,563$22.1M0.5%+32,855+4.3%AddedConverted for a 4-for-1 split–
Vanguard Long-Term Treasury ETF92206C847ETF399,363$22.1M0.5%+26,178+7.0%Added–
VVisa Inc.Stock68,959$21.8M0.5%+3,659+5.6%AddedHistory
Vanguard Ftse Developed Markets ETF921943858ETF448,632$21.5M0.5%+84,404+23.2%Added–
Global X FDS37954Y483NASDAQ 100 COVER1,104,897$20.1M0.5%+52,888+5.0%Added–
AVGOBroadcom Inc.Stock86,315$20.0M0.5%+21,603+33.4%AddedHistory
Principal Exchange Traded FD74255Y201QUALITY ETF277,335$19.8M0.4%+5,166+1.9%Added–
GOOGAlphabet Inc.Stock102,609$19.5M0.4%+2,854+2.9%AddedHistory
iShares Core S&P U.S. Growth ETF464287671ETF140,087$19.5M0.4%+2,156+1.6%Added–
BRK.BBerkshire Hathaway IncStock42,440$19.2M0.4%+2,921+7.4%AddedHistory
Trust for Professional Manag89834G729ACTIVEPASSIVE US519,300$18.6M0.4%+163,634+46.0%Added–
JPMJPMorgan Chase & CoStock77,193$18.5M0.4%+4,148+5.7%AddedHistory
iShares Tr46434V613CORE UNIVRSL USD400,685$18.1M0.4%+169,697+73.5%Added–
Global X FDS37954Y475S&P 500 COVERED413,191$17.3M0.4%+4,690+1.1%Added–
Principal Exchange Traded FD74255Y102ACTIVE HIGH YL849,222$16.3M0.4%+117,399+16.0%Added–
MAMastercard IncStock30,552$16.1M0.4%+2,851+10.3%AddedHistory
ETYEaton Vance Tax-Managed Diversified Equity Income FundCOM1,055,303$15.8M0.4%+19,419+1.9%AddedHistory
iShares Tr464288513IBOXX HI YD ETF195,529$15.4M0.3%+26,669+15.8%Added–
TSMTaiwan Semiconductor Manufacturing Co LtdADR75,415$14.9M0.3%+2,298+3.1%AddedHistory
Vanguard Communication Services ETF92204A884ETF95,503$14.8M0.3%+2,100+2.2%Added–
iShares Tr46435G334MSCI UK ETF NEW417,422$14.2M0.3%+17,682+4.4%Added–
iShares Tr46432F370MSCI USA SZE FT93,384$13.9M0.3%+2,614+2.9%Added–
LLYEli Lilly & CoStock17,851$13.8M0.3%+2,662+17.5%AddedHistory
UNHUnitedHealth Group IncStock26,354$13.3M0.3%+2,628+11.1%AddedHistory
Vanguard Index FDS922908652EXTEND MKT ETF70,095$13.3M0.3%−922−1.3%Reduced–
Goldman Sachs ETF Tr381430479ACCESS INVT GR290,494$13.1M0.3%+17,088+6.3%Added–
PCNPIMCO Corporate & Income Strategy FundCOM966,636$13.0M0.3%+65,867+7.3%AddedHistory
Vanguard Financials ETF92204A405ETF107,931$12.7M0.3%+1,759+1.7%Added–
Pacer US Cash Cows 100 ETF69374H881ETF219,592$12.4M0.3%+13,321+6.5%Added–
iShares Tr46434V456MSCI INTL QUALTY331,274$12.3M0.3%+16,386+5.2%Added–
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF150,169$12.1M0.3%+7,937+5.6%Added–
Vanguard Morningstar Mid-Cap ETF922908629ETF44,066$11.6M0.3%+1,034+2.4%Added–
BKNGBooking Holdings Inc.Stock2,311$11.5M0.3%−312−11.9%ReducedHistory
Invesco S&P 500 Quality ETF46137V241ETF170,903$11.5M0.3%+2,527+1.5%Added–
iShares Tr46428743220 YR TR BD ETF130,956$11.4M0.3%+56,527+75.9%Added–
TSLATesla, Inc.Stock27,858$11.3M0.3%−12,993−31.8%ReducedHistory
Vanguard Morningstar Small-Cap ETF922908751ETF46,384$11.1M0.3%+3,211+7.4%Added–
iShares Core S&P Mid-Cap ETF464287507ETF178,111$11.1M0.2%+12,690+7.7%Added–
CRMSalesforce, Inc.Stock32,673$10.9M0.2%+5,262+19.2%AddedHistory
iShares U S ETF Tr46431W598BLOOMBERG ROLL225,401$10.7M0.2%+13,844+6.5%Added–
iShares MSCI USA Quality Factor ETF46432F339ETF59,323$10.6M0.2%+25,347+74.6%Added–
SPYSPDR S&P 500 ETF TrustETF17,767$10.4M0.2%−378−2.1%ReducedHistory
iShares Tr464288588MBS ETF113,057$10.4M0.2%−738−0.6%Reduced–
iShares Tr46435U853BROAD USD HIGH280,270$10.3M0.2%+87,355+45.3%Added–
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD131,932$10.3M0.2%−4,007−2.9%Reduced–
Schwab Fundamental Emerging Markets Equity ETF808524730ETF354,140$10.3M0.2%+20,640+6.2%Added–
Global X FDS37954Y293GLB X MLP ENRG I168,781$10.2M0.2%−3,678−2.1%Reduced–
Vanguard Health Care ETF92204A504ETF39,572$10.0M0.2%+111+0.3%Added–
SCHWSchwab Charles CorpStock133,843$9.91M0.2%+5,663+4.4%AddedHistory
XOMExxonMobil Holdings CorpCOM91,519$9.84M0.2%+5,277+6.1%AddedHistory
Vanguard Ftse All-World Ex-US Small-Cap ETF922042718ETF84,458$9.67M0.2%−7,578−8.2%Reduced–
Principal Exchange Traded FD74255Y763SPECTRUM PREFERR508,096$9.65M0.2%+15,677+3.2%Added–
Vanguard Ftse Emerging Markets ETF922042858ETF217,139$9.56M0.2%+10,680+5.2%Added–
SPDR Series Trust78468R606ST PORT HIGH ETF403,614$9.47M0.2%+91,784+29.4%Added–
Schwab US Dividend Equity ETF808524797ETF345,972$9.45M0.2%+11,940+3.6%AddedConverted for a 3-for-1 split–
Trust for Professional Manag89834G737ACTIVEPASSIVE EQ336,200$9.42M0.2%+109,937+48.6%Added–
Invesco Actively Managed Exc46090A887ULTRA SHRT DUR187,832$9.41M0.2%+9,618+5.4%Added–
WMTWalmart Inc.Stock103,402$9.34M0.2%+12,371+13.6%AddedHistory
Schwab U.S. REIT ETF808524847ETF438,915$9.24M0.2%+12,930+3.0%Added–
iShares Tr464288877EAFE VALUE ETF173,292$9.09M0.2%+69,118+66.3%Added–
iShares Tr464287721U.S. TECH ETF56,500$9.01M0.2%+9,527+20.3%Added–

Sold out since Q3 2024 (131)

Positions held at the end of Q3 2024 that are gone from this filing.

The largest 100 of 131 by value last quarter.

Positions of Principal Securities, Inc. sold out since Q3 2024
SecurityClassShares in Q3 2024Value in Q3 2024% of portfolio in Q3 2024History
iShares Tr46436E874IBONDS 24 TRM TS12,781$306.7K<0.1%–
iShares Tr46434VBG4IBONDS DEC24 ETF12,105$305.2K<0.1%–
State Street SPDR S&P Bank ETF78464A797ETF5,328$281.8K<0.1%–
Invesco Exch TRD SLF Idx FD46138J841BULSHS 2024 CB10,915$230.5K<0.1%–
ENVEnvestnet, Inc.COM3,411$213.6K<0.1%History
iShares Tr46435U184IBONDS 24 TRM HG7,249$168.8K<0.1%–
FOXFFox Factory Holding CorpCOM2,743$113.8K<0.1%History
SRCLStericycle IncCOM1,863$113.6K<0.1%History
MBUUMalibu Boats, Inc.COM CL A2,257$87.6K<0.1%History
RBB FD Inc74933W478US TREASRY 12 MT1,737$87.3K<0.1%–
iShares Tr46435U697IBONDS DEC3,037$79.3K<0.1%–
CBSHCommerce Bancshares IncStock984$58.5K<0.1%History
PIMCO ETF Tr72201R718ENHNCD LW DUR AC593$56.9K<0.1%–
MROMarathon Oil CorpCOM1,538$41.0K<0.1%History
CAMTCamtek LtdORD500$39.9K<0.1%History
NTGTortoise Midstream Energy Fund, Inc.COM737$35.0K<0.1%History
ORANYOrangeSPONSORED ADR2,885$33.1K<0.1%History
LXRXLexicon Pharmaceuticals, Inc.COM NEW20,000$31.4K<0.1%History
CTLTCatalent, Inc.COM505$30.6K<0.1%History
WSCWillScot Holdings CorpCOM CL A812$30.5K<0.1%History
AB Active ETFs Inc00039J830SHOR DU YIEL ETF848$30.5K<0.1%–
CHWCalamos Global Dynamic Income FundCOM4,135$29.6K<0.1%History
CALXCalix, IncCOM742$28.8K<0.1%History
GCVGabelli Convertible & Income Securities Fund IncCOM7,289$26.8K<0.1%History
NFJVirtus Dividend, Interest & Premium Strategy FundCOM1,821$23.7K<0.1%History
RBB FD Inc74933W460US TRSRY 6 MNTH442$22.2K<0.1%–
Invesco Exch TRD SLF Idx FD46138J833BULSHS 2024 HY808$18.4K<0.1%–
PFNPIMCO Income Strategy Fund IICOM2,340$17.8K<0.1%History
AXNXAxonics, Inc.COM230$16.0K<0.1%History
iShares Inc464286350MSCI AGR PRO ETF415$15.8K<0.1%–
Legg Mason ETF Invt524682309FRAN CLE ENH ETF312$15.7K<0.1%–
HLIOHelios Technologies, Inc.COM275$13.1K<0.1%History
PKPark Hotels & Resorts Inc.COM878$12.4K<0.1%History
UWMCUWM Holdings CorpCOM CL A1,386$11.8K<0.1%History
ICHRIchor Holdings, Ltd.SHS362$11.5K<0.1%History
JHIJohn Hancock Investors TrustCOM773$10.9K<0.1%History
ARCArc Document Solutions, Inc.COM3,000$10.1K<0.1%History
USCIUnited States Commodity Index Funds TrustCOMM IDX FND159$9.92K<0.1%History
Indexiq ETF Tr45409B628US RL EST SMCP439$9.73K<0.1%–
ARK ETF Tr00214Q302GENOMIC REV ETF377$9.65K<0.1%–
Graniteshares ETF Tr38747R108BBG COMMD K 1434$8.89K<0.1%–
DHTDHT Holdings, Inc.SHS NEW805$8.88K<0.1%History
UGPUltrapar Holdings IncSP ADR REP COM2,243$8.70K<0.1%History
NATLNCR Atleos CorpCOM SHS300$8.56K<0.1%History
VYXNCR Voyix CorpCOM600$8.14K<0.1%History
BTOJohn Hancock Financial Opportunities FundSH BEN INT NEW225$7.46K<0.1%History
Simplify Exchange Traded Fun82889N566COMM ST NO K ETF283$7.13K<0.1%–
ARK ETF Tr00214Q609ISRAEL INOVATE354$7.01K<0.1%–
Kraneshares Tr500767587QUADRATIC DEFLA470$6.78K<0.1%–
SWNSouthwestern Energy CoCOM949$6.75K<0.1%History
EVEREverQuote, Inc.COM CL A314$6.62K<0.1%History
BSTZBlackRock Science & Technology Term TrustSHS BEN INT338$6.49K<0.1%History
Invesco Exch TRD SLF Idx FD46138J536BULSHS 2024 MUNI250$6.21K<0.1%–
DBX ETF Tr233051143XTRACKRS S&P 500115$6.05K<0.1%–
VanEck ETF Trust92189F429PREFERRED SECURT300$5.48K<0.1%–
Nuvei Corp67079A102COM150$5.00K<0.1%–
iShares Tr464289123NEW ZEALAND ETF99$4.89K<0.1%–
Tidal ETF Tr886364207SOFI SELCT 500225$4.68K<0.1%–
AGRAvangrid, Inc.COM127$4.54K<0.1%History
PGPPIMCO Global StocksPLUS & Income FundCOM495$4.15K<0.1%History
Tidal ETF Tr886364660ZEGA BUY AND HED200$4.10K<0.1%–
STVNStevanato Group S.p.A.ORD SHS204$4.08K<0.1%History
VSTOVista Outdoor Inc.COM100$3.92K<0.1%History
TRMDTORM plcSHS CL A109$3.73K<0.1%History
JOUTJohnson Outdoors IncCL A102$3.69K<0.1%History
NVMINova Ltd.COM17$3.54K<0.1%History
DMOWestern Asset Mortgage Opportunity Fund Inc.COM293$3.51K<0.1%History
J P Morgan Exchange Traded F46654Q732U S TEC LEA ETF50$3.43K<0.1%–
AEYEAudioeye IncCOM NEW150$3.43K<0.1%History
LESLLeslie's, Inc.COM954$3.02K<0.1%History
GAUGaliano Gold Inc.COM2,000$2.84K<0.1%History
PRMWPrimo Water CorpCOM111$2.80K<0.1%History
IEPIcahn Enterprises L.P.DEPOSITARY UNIT200$2.70K<0.1%History
ONCYOncolytics Biotech IncCOM NEW3,000$2.61K<0.1%History
TGBTrekor Metals LtdCOM1,000$2.52K<0.1%History
IRTCiRhythm Holdings, Inc.COM31$2.30K<0.1%History
FROFrontline plcCOM100$2.29K<0.1%History
NCVVirtus Convertible & Income FundCOM616$2.16K<0.1%History
DEAEasterly Government Properties, Inc.COM155$2.10K<0.1%History
Global X FDS37954Y459RUSSELL 2000130$2.10K<0.1%–
CNACna Financial CorpCOM39$1.91K<0.1%History
CNSLConsolidated Communications Holdings, Inc.COM392$1.82K<0.1%History
CUBICustomers Bancorp, Inc.COM37$1.72K<0.1%History
JBLUJetBlue Airways CorpCOM247$1.62K<0.1%History
SSYSStratasys Ltd.SHS190$1.58K<0.1%History
SITCSITE Centers Corp.COM25$1.51K<0.1%History
ALXAlexanders IncCOM6$1.45K<0.1%History
WisdomTree Tr97717X511YIELD ENHANCD US32$1.43K<0.1%–
MQMarqeta, Inc.CLASS A COM290$1.43K<0.1%History
Hartford FDS Exchange Traded41653L305TOTAL RTRN ETF39$1.36K<0.1%–
TMDXTransMedics Group, Inc.COM8$1.26K<0.1%History
LPROOpen Lending CorpCOM184$1.13K<0.1%History
TUTelus CorpCOM67$1.12K<0.1%History
PGNYProgyny, Inc.COM67$1.12K<0.1%History
TDWTidewater IncCOM12$861<0.1%History
Alps Clean Energy ETF00162Q460ETF29$853<0.1%–
MRNSMarinus Pharmaceuticals, Inc.COM NEW457$804<0.1%History
RMRRMR Group Inc.CL A31$787<0.1%History
EQCEQC Liquidating TrustCOM SH BEN INT39$776<0.1%History
MEDMedifast IncCOM38$727<0.1%History