Principal Securities, Inc.
- SEC CIK
- 0000012600
- Latest filing
- Aug 4, 2026
Holdings in Q4 2023
Holdings as of Dec 31, 2023, filed May 10, 2024. Long positions only.
- Positions
- 3,210
- No filing for Q3 2023
- Portfolio value
- $2.68B
- No filing for Q3 2023
Principal Securities, Inc. did not file a 13F for Q3 2023, so these holdings cannot be compared with the previous quarter and changes are not shown.
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| iShares Core U.S. Aggregate Bond ETF464287226 | ETF | 1,033,622 | $102.6M | 3.8% | – | – | – |
| Principal Exchange Traded FD74255Y870 | US MEGA CP ETF | 1,676,822 | $78.4M | 2.9% | – | – | – |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 1,101,353 | $77.5M | 2.9% | – | – | – |
| iShares Core S&P 500 ETF464287200 | ETF | 125,530 | $60.0M | 2.2% | – | – | – |
| Goldman Sachs ETF Tr381430123 | MARKETBETA US EQ | 797,625 | $52.1M | 1.9% | – | – | – |
| MSFTMicrosoft Corp | Stock | 109,204 | $41.1M | 1.5% | – | – | History |
| Goldman Sachs ETF Tr38149W101 | ACCESS US AGRAT | 945,511 | $39.6M | 1.5% | – | – | – |
| iShares Core S&P Small Cap ETF464287804 | ETF | 303,148 | $32.8M | 1.2% | – | – | – |
| iShares S&P 500 Growth ETF464287309 | ETF | 434,410 | $32.6M | 1.2% | – | – | – |
| iShares Tr464287622 | RUS 1000 ETF | 123,597 | $32.4M | 1.2% | – | – | – |
| Principal Exchange Traded FD74255Y821 | PRNC INVT GRAD | 1,510,652 | $31.7M | 1.2% | – | – | – |
| AMZNAmazon Com Inc | Stock | 194,562 | $29.6M | 1.1% | – | – | History |
| AAPLApple Inc. | Stock | 148,034 | $28.5M | 1.1% | – | – | History |
| Principal Exchange Traded FD74255Y300 | PRNCPL VLU ETF | 611,342 | $26.5M | 1.0% | – | – | – |
| State Street SPDR Portfolio S&P 500 ETF78464A854 | ETF | 458,846 | $25.6M | 1.0% | – | – | – |
| Goldman Sachs ETF Tr381430107 | ACTIVEBETA INT | 782,237 | $25.5M | 1.0% | – | – | – |
| iShares Core MSCI Emerging Markets ETF46434G103 | ETF | 483,410 | $24.5M | 0.9% | – | – | – |
| iShares Core S&P US Value ETF464287663 | ETF | 275,550 | $23.2M | 0.9% | – | – | – |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 96,503 | $22.9M | 0.9% | – | – | – |
| iShares Tr46429B747 | 0-5 YR TIPS ETF | 224,911 | $22.2M | 0.8% | – | – | – |
| iShares S&P Small-Cap 600 Value ETF464287879 | ETF | 203,611 | $21.0M | 0.8% | – | – | – |
| iShares S&P 500 Value ETF464287408 | ETF | 119,006 | $20.7M | 0.8% | – | – | – |
| State Street SPDR Portfolio S&P 500 Value ETF78464A508 | ETF | 435,166 | $20.3M | 0.8% | – | – | – |
| Principal Exchange Traded FD74255Y714 | FOCU BLUE CH ETF | 705,704 | $20.1M | 0.7% | – | – | – |
| iShares Core MSCI Total International Stock ETF46432F834 | ETF | 284,028 | $18.4M | 0.7% | – | – | – |
| Goldman Sachs ETF Tr381430503 | ACTIVEBETA US LG | 192,711 | $18.1M | 0.7% | – | – | – |
| GOOGLAlphabet Inc. | Stock | 127,602 | $17.8M | 0.7% | – | – | History |
| J P Morgan Exchange Traded F46641Q217 | BETABULDRS JAPAN | 334,243 | $17.6M | 0.7% | – | – | – |
| Vanguard Morningstar Value ETF922908744 | ETF | 114,439 | $17.1M | 0.6% | – | – | – |
| Vanguard Total Bond Market ETF921937835 | ETF | 232,363 | $17.1M | 0.6% | – | – | – |
| iShares Russell Top 200 Growth ETF464289438 | ETF | 96,890 | $17.0M | 0.6% | – | – | – |
| Global X FDS37954Y483 | NASDAQ 100 COVER | 918,255 | $15.9M | 0.6% | – | – | – |
| Invesco QQQ Trust Series I46090E103 | ETF | 38,450 | $15.7M | 0.6% | – | – | – |
| METAMeta Platforms, Inc. | Stock | 40,738 | $14.4M | 0.5% | – | – | History |
| Global X FDS37954Y475 | S&P 500 COVERED | 364,533 | $14.4M | 0.5% | – | – | – |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 282,360 | $13.5M | 0.5% | – | – | – |
| Vanguard Long-Term Treasury ETF92206C847 | ETF | 219,375 | $13.5M | 0.5% | – | – | – |
| NVDANVIDIA Corp | Stock | 26,641 | $13.2M | 0.5% | – | – | History |
| State Street SPDR S&P 400 Mid Cap Value ETF78464A839 | ETF | 177,423 | $13.0M | 0.5% | – | – | – |
| VVisa Inc. | Stock | 48,790 | $12.7M | 0.5% | – | – | History |
| Principal Exchange Traded FD74255Y201 | QUALITY ETF | 204,378 | $12.5M | 0.5% | – | – | – |
| Invesco Nasdaq 100 ETF46138G649 | ETF | 73,827 | $12.4M | 0.5% | – | – | – |
| Vanguard Morningstar Mid-Cap ETF922908629 | ETF | 52,617 | $12.2M | 0.5% | – | – | – |
| iShares Tr46435G334 | MSCI UK ETF NEW | 367,143 | $12.1M | 0.5% | – | – | – |
| Vanguard Index FDS922908652 | EXTEND MKT ETF | 71,515 | $11.8M | 0.4% | – | – | – |
| iShares Core S&P U.S. Growth ETF464287671 | ETF | 112,540 | $11.7M | 0.4% | – | – | – |
| BRK.BBerkshire Hathaway Inc | Stock | 32,709 | $11.7M | 0.4% | – | – | History |
| Vanguard Scottsdale FDS92206C409 | SHRT TRM CORP BD | 147,104 | $11.4M | 0.4% | – | – | – |
| GOOGAlphabet Inc. | Stock | 80,680 | $11.4M | 0.4% | – | – | History |
| ETYEaton Vance Tax-Managed Diversified Equity Income Fund | COM | 916,649 | $11.2M | 0.4% | – | – | History |
| Schwab U.S. Large-Cap Growth ETF808524300 | ETF | 127,403 | $10.6M | 0.4% | – | – | – |
| UNHUnitedHealth Group Inc | Stock | 20,051 | $10.6M | 0.4% | – | – | History |
| iShares MSCI USA Min Vol Factor ETF46429B697 | ETF | 132,796 | $10.4M | 0.4% | – | – | – |
| iShares Tr46434V456 | MSCI INTL QUALTY | 269,993 | $10.1M | 0.4% | – | – | – |
| MAMastercard Inc | Stock | 23,720 | $10.1M | 0.4% | – | – | History |
| iShares MSCI Eafe Min Vol Factor ETF46429B689 | ETF | 144,908 | $10.0M | 0.4% | – | – | – |
| Vanguard Scottsdale FDS92206C706 | INTER TERM TREAS | 168,908 | $10.0M | 0.4% | – | – | – |
| Schwab US Dividend Equity ETF808524797 | ETF | 130,512 | $9.94M | 0.4% | – | – | – |
| Invesco Actively Managed Exc46090A887 | ULTRA SHRT DUR | 196,618 | $9.81M | 0.4% | – | – | – |
| JPMJPMorgan Chase & Co | Stock | 56,650 | $9.64M | 0.4% | – | – | History |
| Vanguard Communication Services ETF92204A884 | ETF | 81,111 | $9.55M | 0.4% | – | – | – |
| Principal Exchange Traded FD74255Y607 | PRIN U S SMALL | 206,416 | $9.49M | 0.4% | – | – | – |
| iShares Tr46432F370 | MSCI USA SZE FT | 69,383 | $9.15M | 0.3% | – | – | – |
| iShares Core Dividend Growth ETF46434V621 | ETF | 163,419 | $8.80M | 0.3% | – | – | – |
| Vanguard Financials ETF92204A405 | ETF | 94,932 | $8.76M | 0.3% | – | – | – |
| PCNPIMCO Corporate & Income Strategy Fund | COM | 679,309 | $8.43M | 0.3% | – | – | History |
| SPYSPDR S&P 500 ETF Trust | ETF | 17,418 | $8.28M | 0.3% | – | – | History |
| iShares Inc464286806 | MSCI GERMANY ETF | 274,700 | $8.16M | 0.3% | – | – | – |
| Invesco S&P 500 Quality ETF46137V241 | ETF | 143,192 | $7.74M | 0.3% | – | – | – |
| iShares Tr464288281 | JPMORGAN USD EMG | 84,813 | $7.55M | 0.3% | – | – | – |
| Goldman Sachs ETF Tr381430206 | ACTIVEBETA EME | 245,686 | $7.54M | 0.3% | – | – | – |
| Vanguard Morningstar Small-Cap ETF922908751 | ETF | 35,275 | $7.53M | 0.3% | – | – | – |
| BKNGBooking Holdings Inc. | Stock | 2,084 | $7.39M | 0.3% | – | – | History |
| Vanguard Health Care ETF92204A504 | ETF | 29,275 | $7.34M | 0.3% | – | – | – |
| ADBEAdobe Inc. | Stock | 12,149 | $7.25M | 0.3% | – | – | History |
| Vanguard Short-Term Bond ETF921937827 | ETF | 93,427 | $7.20M | 0.3% | – | – | – |
| TSLATesla, Inc. | Stock | 28,763 | $7.15M | 0.3% | – | – | History |
| Vanguard Ftse All-World Ex-US Small-Cap ETF922042718 | ETF | 61,026 | $7.02M | 0.3% | – | – | – |
| iShares Tr464287457 | 1 3 YR TREAS BD | 83,452 | $6.85M | 0.3% | – | – | – |
| Vanguard BD Index FDS921937793 | LONG TERM BOND | 90,482 | $6.75M | 0.3% | – | – | – |
| Global X FDS37954Y293 | GLB X MLP ENRG I | 150,517 | $6.72M | 0.3% | – | – | – |
| iShares Tr464288653 | 10-20 YR TRS ETF | 61,376 | $6.64M | 0.2% | – | – | – |
| iShares Tr464288513 | IBOXX HI YD ETF | 85,469 | $6.61M | 0.2% | – | – | – |
| Goldman Sachs ETF Tr381430602 | ACTIVEBETA US | 104,693 | $6.61M | 0.2% | – | – | – |
| iShares Tr464288588 | MBS ETF | 69,717 | $6.56M | 0.2% | – | – | – |
| iShares U S ETF Tr46431W598 | BLOOMBERG ROLL | 138,542 | $6.52M | 0.2% | – | – | – |
| AMDAdvanced Micro Devices Inc | Stock | 42,814 | $6.31M | 0.2% | – | – | History |
| CIIBlackRock Enhanced Large Cap Core Fund, Inc. | COM | 330,765 | $6.28M | 0.2% | – | – | History |
| SCHWSchwab Charles Corp | Stock | 90,344 | $6.22M | 0.2% | – | – | History |
| Vanguard Consumer Staples ETF92204A207 | ETF | 32,455 | $6.20M | 0.2% | – | – | – |
| Exchange Traded Concepts Tru301505707 | ROBO GLB ETF | 106,879 | $6.12M | 0.2% | – | – | – |
| iShares U.S. Treasury Bond ETF46429B267 | ETF | 264,379 | $6.09M | 0.2% | – | – | – |
| Schwab Fundamental U.S. Large Company ETF808524771 | ETF | 98,334 | $6.09M | 0.2% | – | – | – |
| XOMExxonMobil Holdings Corp | COM | 60,352 | $6.03M | 0.2% | – | – | History |
| Global X FDS37954Y780 | INTERNET OF THNG | 169,130 | $5.97M | 0.2% | – | – | – |
| Schwab Strategic Tr808524680 | LONG TERM US | 168,478 | $5.91M | 0.2% | – | – | – |
| CVXChevron Corp | Stock | 37,928 | $5.66M | 0.2% | – | – | History |
| SPDR Series Trust78464A664 | ST LON TREAS ETF | 194,071 | $5.63M | 0.2% | – | – | – |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 66,803 | $5.60M | 0.2% | – | – | – |
| iShares Tr46434V613 | CORE UNIVRSL USD | 120,804 | $5.57M | 0.2% | – | – | – |