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Livermore
Livermore
ZHEN

Barings LLC

SEC CIK
0000009015
Latest filing
Aug 7, 2026

Holdings in Q1 2023

Holdings as of Mar 31, 2023, filed May 9, 2023. Long positions only; changes compare share counts with Q4 2022.

Institution overview
Positions
161
−27 vs. Q4 2022
Portfolio value
$2.91B
+$90.9M (+3.2%) vs. Q4 2022
Filed
May 9, 2023
SEC
Holdings of Barings LLC in Q1 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
NBISNebius Group N.V.Stock1,002,695$00.0%00.0%UnchangedHistory
CURICuriosityStream Inc.COM CL A27,931$37.7K<0.1%00.0%UnchangedHistory
BMTXBM Technologies, Inc.CL A COM31,790$111.9K<0.1%00.0%UnchangedHistory
BGHBarings Global Short Duration High Yield FundCOM11,550$149.0K<0.1%+268+2.4%AddedHistory
BACBank of America CorpStock7,029$201.0K<0.1%−2,682−27.6%ReducedHistory
MDLZMondelez International, Inc.Stock2,951$205.7K<0.1%+2,951NewHistory
SPGIS&P Global Inc.Stock602$207.6K<0.1%+602NewHistory
DHRDanaher CorpStock849$214.0K<0.1%00.0%UnchangedHistory
INFYInfosys LtdSPONSORED ADR12,702$221.5K<0.1%00.0%UnchangedHistory
VRTXVertex Pharmaceuticals IncStock739$232.8K<0.1%+739NewHistory
ABTAbbott LaboratoriesStock2,495$252.6K<0.1%−568−18.5%ReducedHistory
CSCOCisco Systems, Inc.Stock4,835$252.8K<0.1%−3,391−41.2%ReducedHistory
AVGOBroadcom Inc.Stock394$252.8K<0.1%00.0%UnchangedHistory
JNJJohnson & JohnsonStock1,653$256.2K<0.1%−3,978−70.6%ReducedHistory
ACNAccenture plcStock900$257.2K<0.1%−551−38.0%ReducedHistory
AMATApplied Materials IncStock2,146$263.6K<0.1%+2,146NewHistory
BRK.BBerkshire Hathaway IncStock876$270.5K<0.1%−135−13.4%ReducedHistory
ADIAnalog Devices IncStock1,383$272.8K<0.1%+1,383NewHistory
MGRCMcGrath RentcorpCOM2,941$274.4K<0.1%+2,941NewHistory
ADSKAutodesk, Inc.COM1,349$280.8K<0.1%−332−19.8%ReducedHistory
TSLATesla, Inc.Stock1,421$294.8K<0.1%+1,421NewHistory
SNPSSynopsys IncCOM765$295.5K<0.1%−277−26.6%ReducedHistory
HDHome Depot, Inc.Stock1,002$295.7K<0.1%+282+39.2%AddedHistory
WMTWalmart Inc.Stock2,084$307.3K<0.1%00.0%UnchangedHistory
LRCXLam Research CorpCOM592$313.8K<0.1%+592NewHistory
QCOMQualcomm IncStock2,502$319.2K<0.1%−478−16.0%ReducedHistory
ADBEAdobe Inc.Stock852$328.3K<0.1%−889−51.1%ReducedHistory
MRKMerck & Co., Inc.Stock3,170$337.3K<0.1%−242−7.1%ReducedHistory
KOCoca Cola CoStock5,592$346.9K<0.1%00.0%UnchangedHistory
COSTCostco Wholesale CorpStock707$351.3K<0.1%−691−49.4%ReducedHistory
ZTSZoetis Inc.Stock2,121$353.0K<0.1%00.0%UnchangedHistory
MUMicron Technology IncStock5,863$353.8K<0.1%+268+4.8%AddedHistory
HDBHDFC Bank LtdSPONSORED ADS5,780$385.4K<0.1%00.0%UnchangedHistory
CRMSalesforce, Inc.Stock1,981$395.8K<0.1%−2,501−55.8%ReducedHistory
NETCloudflare, Inc.CL A COM6,419$395.8K<0.1%+6,419NewHistory
JPMJPMorgan Chase & CoStock3,524$459.2K<0.1%+365+11.6%AddedHistory
BDXBecton Dickinson & CoStock2,176$538.6K<0.1%−496−18.6%ReducedHistory
IFFInternational Flavors & Fragrances IncCOM5,931$545.4K<0.1%00.0%UnchangedHistory
PGProcter & Gamble CoStock4,058$603.4K<0.1%−312−7.1%ReducedHistory
OIGOrion180 Insurance Group Inc.COM4,199,992$612.8K<0.1%+1,518,004+56.6%AddedHistory
HNRGHallador Energy CoStock69,239$636.3K<0.1%00.0%UnchangedHistory
URIUnited Rentals, Inc.COM1,888$747.2K<0.1%+1,888NewHistory
iShares Tr464288588MBS ETF8,100$767.3K<0.1%00.0%Unchanged–
FISFidelity National Information Services, Inc.Stock14,455$785.3K<0.1%−16,822−53.8%ReducedHistory
State Street SPDR Bloomberg Convertible Securities ETF78464A359ETF12,161$815.6K<0.1%+12,161New–
SYKStryker CorpStock3,147$898.4K<0.1%−635−16.8%ReducedHistory
VanEck ETF Trust92189F411BDC INCOME ETF61,234$908.1K<0.1%+39,069+176.3%Added–
METAMeta Platforms, Inc.Stock4,291$909.4K<0.1%−2,128−33.2%ReducedHistory
iShares Tr46434V1000-5YR INVT GR CP19,081$925.0K<0.1%−138,052−87.9%Reduced–
WSCWillScot Holdings CorpCOM CL A19,774$927.0K<0.1%00.0%UnchangedHistory
NVDANVIDIA CorpStock3,508$974.4K<0.1%−1,646−31.9%ReducedHistory
GOOGAlphabet Inc.Stock9,385$976.0K<0.1%−1,279−12.0%ReducedHistory
TTWOTake Two Interactive Software IncCOM8,306$990.9K<0.1%−2,701−24.5%ReducedHistory
GOOGLAlphabet Inc.Stock10,010$1.04M<0.1%−2,007−16.7%ReducedHistory
MAMastercard IncStock2,880$1.05M<0.1%−1,007−25.9%ReducedHistory
HEPSD-MARKET Electronic Services & TradingSPONSORED ADS795,836$1.07M<0.1%00.0%UnchangedHistory
DISWalt Disney CoStock10,822$1.08M<0.1%−3,778−25.9%ReducedHistory
PEPPepsiCo IncStock5,977$1.09M<0.1%+678+12.8%AddedHistory
MPVBarings Participation InvestorsSH BEN INT86,128$1.10M<0.1%00.0%UnchangedHistory
ASAIYSendas Distributor S.A.SPON ADS74,110$1.16M<0.1%+34,110+85.3%AddedHistory
BAPCredicorp LtdCOM9,193$1.22M<0.1%−4,150−31.1%ReducedHistory
TMOThermo Fisher Scientific Inc.Stock2,204$1.27M<0.1%+394+21.8%AddedHistory
VALValaris LtdCL A19,835$1.28M<0.1%00.0%UnchangedHistory
TJXTJX Companies IncStock19,274$1.51M0.1%−4,126−17.6%ReducedHistory
VVisa Inc.Stock6,839$1.54M0.1%−2,055−23.1%ReducedHistory
WFRDWeatherford International plcORD SHS26,861$1.59M0.1%00.0%UnchangedHistory
VISTVista Energy, S.A.B. de C.V.SPONSORED ADS80,828$1.60M0.1%−120,777−59.9%ReducedHistory
SBSCompanhia de Saneamento Basico Do Estado de Sao Paulo-SabespSPONSORED ADR161,760$1.62M0.1%+50,057+44.8%AddedHistory
Barings Partn Invs Trust05616B100COM143,404$1.84M0.1%00.0%Unchanged–
BLFSBiolife Solutions IncCOM NEW91,316$1.99M0.1%00.0%UnchangedHistory
AAPLApple Inc.Stock12,729$2.10M0.1%−3,171−19.9%ReducedHistory
PBRPetrobras - Petroleo Brasileiro SASPONSORED ADR214,013$2.23M0.1%00.0%UnchangedHistory
MCDMcDonalds CorpStock8,545$2.39M0.1%+169+2.0%AddedHistory
iShares Tr46435G102CONV BD ETF33,764$2.45M0.1%+33,764New–
iShares Tr464288182MSCI AC ASIA ETF40,146$2.72M0.1%−13,745−25.5%Reduced–
ABEVAmbev S.A.SPONSORED ADR1,006,832$2.84M0.1%−163,187−13.9%ReducedHistory
Vanguard Scottsdale FDS92206C706INTER TERM TREAS50,188$3.01M0.1%00.0%Unchanged–
EOSEEos Energy Enterprises, Inc.COM CL A1,204,430$3.10M0.1%00.0%UnchangedHistory
Babson Cap Corporate Inv05617K109COM219,664$3.11M0.1%00.0%Unchanged–
AMZNAmazon Com IncStock31,289$3.23M0.1%−214−0.7%ReducedHistory
iShares Core MSCI Europe ETF46434V738ETF61,707$3.23M0.1%+50,951+473.7%Added–
iShares Tr464288257MSCI ACWI ETF36,247$3.30M0.1%+5,657+18.5%Added–
UNHUnitedHealth Group IncStock7,360$3.48M0.1%+389+5.6%AddedHistory
AONAon plcCL A11,703$3.69M0.1%−2,130−15.4%ReducedHistory
FMCFMC CorpCOM NEW30,719$3.75M0.1%00.0%UnchangedHistory
TDCX Inc87190U100ADS433,217$3.86M0.1%+72,173+20.0%Added–
iShares Tr464288646ISHS 1-5YR INVS76,800$3.88M0.1%00.0%Unchanged–
CIBGrupo Cibest S.A.SPON ADR PREF166,457$4.18M0.1%00.0%UnchangedHistory
SQMChemical & Mining Co of Chile IncSPON ADR SER B56,886$4.61M0.2%−26,671−31.9%ReducedHistory
iShares MSCI USA Quality Factor ETF46432F339ETF40,251$4.99M0.2%−315,707−88.7%Reduced–
LYBLyondellBasell Industries N.V.SHS - A -53,262$5.00M0.2%+53,262NewHistory
Vanguard Information Technology ETF92204A702ETF14,257$5.50M0.2%+14,257New–
iShares Inc464286871MSCI HONG KG ETF278,634$5.73M0.2%−141,392−33.7%Reduced–
AMCRAmcor plcORD507,256$5.77M0.2%00.0%UnchangedHistory
Invesco Exch Traded FD Tr II46138G706SOLAR ETF75,348$5.85M0.2%−41,751−35.7%Reduced–
LILi Auto Inc.SPONSORED ADS244,323$6.10M0.2%00.0%UnchangedHistory
ZTOZTO Express (Cayman) Inc.SPONSORED ADS A219,334$6.29M0.2%−920,323−80.8%ReducedHistory
MSFTMicrosoft CorpStock22,013$6.35M0.2%+50.0%AddedHistory
First Tr Exch Traded FD III33739E108PFD SECS INC ETF405,523$6.47M0.2%+89,972+28.5%Added–
ITUBItau Unibanco Holding S.A.SPON ADR REP PFD1,376,861$6.71M0.2%−115,808−7.8%ReducedHistory

Sold out since Q4 2022 (46)

Positions held at the end of Q4 2022 that are gone from this filing.

Positions of Barings LLC sold out since Q4 2022
SecurityClassShares in Q4 2022Value in Q4 2022% of portfolio in Q4 2022History
Vanguard Dividend Appreciation ETF921908844ETF583,507$88.6M3.1%–
iShares Core High Dividend ETF46429B663ETF774,204$80.7M2.9%–
First Tr Exchange-Traded FD336917109SHS728,680$26.6M0.9%–
iShares Tr464287325GLOB HLTHCRE ETF148,956$12.6M0.4%–
BEKEKE Holdings Inc.SPONSORED ADS729,629$10.2M0.4%History
iShares Tr464287762US HLTHCARE ETF33,473$9.50M0.3%–
iShares Global Clean Energy ETF464288224ETF467,451$9.28M0.3%–
SPDR Series Trust78468R622ST BLOO HIGH ETF100,000$9.00M0.3%–
APDAir Products & Chemicals, Inc.Stock28,079$8.66M0.3%History
Vanguard High Dividend Yield Index ETF921946406ETF75,643$8.19M0.3%–
Blackstone Mtg Tr Inc09257WAC4NOTE 4.750% 3/1–$5.96M0.2%–
SPYSPDR S&P 500 ETF TrustETF15,535$5.94M0.2%History
First Trust Nasdaq Clean Edge Green Energy Index Fund33733E500ETF121,158$5.72M0.2%–
iShares Tr46434V4070-5YR HI YL CP137,505$5.62M0.2%–
AXIAYAXIA Energia S.A.SPONSORED ADR649,975$5.15M0.2%History
Royal Caribbean Group780153BB7NOTE 4.250% 6/1–$4.98M0.2%–
ALBAlbemarle CorpStock19,732$4.28M0.2%History
WPMWheaton Precious Metals Corp.COM71,758$2.80M0.1%History
ZHZhihu Inc.ADS1,888,411$2.45M0.1%History
iShares Tr464287515EXPANDED TECH9,305$2.38M0.1%–
GGBGerdau S.A.SPON ADR REP PFD287,104$1.59M0.1%History
State Street Health Care Select Sector SPDR ETF81369Y209ETF11,590$1.57M0.1%–
Vanguard Morningstar Value ETF922908744ETF5,310$745.4K<0.1%–
LLYEli Lilly & CoStock1,889$691.1K<0.1%History
NKENIKE, Inc.Stock4,146$485.1K<0.1%History
ORCLOracle CorpStock5,410$442.2K<0.1%History
BLKBlackRock, Inc.COM618$437.9K<0.1%History
SLBSLB LimitedStock7,783$416.1K<0.1%History
CLColgate Palmolive CoStock4,891$385.4K<0.1%History
INTUIntuit Inc.Stock965$375.6K<0.1%History
AMGNAmgen IncStock1,414$371.4K<0.1%History
PGRProgressive CorpStock2,445$317.1K<0.1%History
TXNTexas Instruments IncStock1,863$307.8K<0.1%History
PFEPfizer IncStock5,812$297.8K<0.1%History
LMTLockheed Martin CorpStock606$294.8K<0.1%History
MPCMarathon Petroleum CorpStock2,495$290.4K<0.1%History
NOWServiceNow, Inc.Stock745$289.3K<0.1%History
AWKAmerican Water Works Company, Inc.Stock1,655$252.3K<0.1%History
MMM3M CoStock2,022$242.5K<0.1%History
ITWIllinois Tool Works IncStock1,053$232.0K<0.1%History
WTRGEssential Utilities, Inc.COM4,847$231.3K<0.1%History
LNTAlliant Energy CorpStock4,004$221.1K<0.1%History
SCHWSchwab Charles CorpStock2,613$217.6K<0.1%History
TGTTarget CorpStock1,379$205.5K<0.1%History
CDNSCadence Design Systems IncStock1,254$201.4K<0.1%History
iShares Tr46434V779MSCI QATAR ETF5,087$93.3K<0.1%–