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Livermore
Livermore
ZHEN

Barings LLC

SEC CIK
0000009015
Latest filing
Aug 7, 2026

Holdings in Q3 2022

Holdings as of Sep 30, 2022, filed Nov 14, 2022. Long positions only; changes compare share counts with Q2 2022.

Institution overview
Positions
187
−134 vs. Q2 2022
Portfolio value
$2.51B
−$258.6M (−9.3%) vs. Q2 2022
Filed
Nov 14, 2022
SEC
Holdings of Barings LLC in Q3 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
EOSEEos Energy Enterprises, Inc.COM CL A1,204,430$2.01M0.1%00.0%UnchangedHistory
ZHZhihu Inc.ADS1,888,411$2.00M0.1%00.0%UnchangedHistory
TJXTJX Companies IncStock28,666$1.78M0.1%+306+1.1%AddedHistory
BAPCredicorp LtdCOM13,343$1.64M0.1%−4,859−26.7%ReducedHistory
Barings Partn Invs Trust05616B100COM143,404$1.63M0.1%00.0%Unchanged–
VVisa Inc.Stock9,048$1.61M0.1%−6,329−41.2%ReducedHistory
TSNTyson Foods, Inc.Stock23,528$1.55M0.1%−1,417−5.7%ReducedHistory
State Street Health Care Select Sector SPDR ETF81369Y209ETF12,345$1.50M0.1%+755+6.5%Added–
iShares Tr46434V1000-5YR INVT GR CP30,026$1.42M0.1%+30,026New–
DISWalt Disney CoStock14,617$1.38M0.1%−5,124−26.0%ReducedHistory
Copel-ADR20441B605ADR219,048$1.30M0.1%00.0%Unchanged–
GGBGerdau S.A.SPON ADR REP PFD287,104$1.30M0.1%00.0%UnchangedHistory
GOOGLAlphabet Inc.Stock13,490$1.29M0.1%−20,010−59.7%ReducedConverted for a 20-for-1 splitHistory
TTWOTake Two Interactive Software IncCOM11,065$1.21M<0.1%+4,978+81.8%AddedHistory
MAMastercard IncStock4,232$1.20M<0.1%−3,384−44.4%ReducedHistory
GOOGAlphabet Inc.Stock11,760$1.13M<0.1%−8,760−42.7%ReducedConverted for a 20-for-1 splitHistory
CXCemex SAB de CVSPON ADR NEW322,034$1.10M<0.1%00.0%UnchangedHistory
JNJJohnson & JohnsonStock6,289$1.03M<0.1%−14,332−69.5%ReducedHistory
MPVBarings Participation InvestorsSH BEN INT86,128$975.0K<0.1%00.0%UnchangedHistory
VALValaris LtdCL A19,835$971.0K<0.1%00.0%UnchangedHistory
TMOThermo Fisher Scientific Inc.Stock1,888$958.0K<0.1%−547−22.5%ReducedHistory
SYKStryker CorpStock4,357$882.0K<0.1%−1,332−23.4%ReducedHistory
PEPPepsiCo IncStock5,330$870.0K<0.1%−6,949−56.6%ReducedHistory
WFRDWeatherford International plcORD SHS26,861$867.0K<0.1%00.0%UnchangedHistory
NKENIKE, Inc.Stock10,264$853.0K<0.1%−2,975−22.5%ReducedHistory
METAMeta Platforms, Inc.Stock6,238$846.0K<0.1%−6,861−52.4%ReducedHistory
WSCWillScot Holdings CorpCOM CL A19,774$797.0K<0.1%+19,774NewHistory
HEPSD-MARKET Electronic Services & TradingSPONSORED ADS795,836$767.0K<0.1%00.0%UnchangedHistory
LLYEli Lilly & CoStock2,363$764.0K<0.1%−2,171−47.9%ReducedHistory
iShares Tr464288588MBS ETF8,100$742.0K<0.1%00.0%Unchanged–
CRMSalesforce, Inc.Stock4,967$714.0K<0.1%+739+17.5%AddedHistory
NVDANVIDIA CorpStock5,864$712.0K<0.1%−10,031−63.1%ReducedHistory
COSTCostco Wholesale CorpStock1,450$685.0K<0.1%−1,955−57.4%ReducedHistory
Vanguard Morningstar Value ETF922908744ETF5,310$656.0K<0.1%−239,039−97.8%Reduced–
BDXBecton Dickinson & CoStock2,888$644.0K<0.1%−4,207−59.3%ReducedHistory
PGProcter & Gamble CoStock4,781$604.0K<0.1%−8,457−63.9%ReducedHistory
TSLATesla, Inc.Stock2,249$597.0K<0.1%−5,224−69.9%ReducedConverted for a 3-for-1 splitHistory
ADBEAdobe Inc.Stock1,834$505.0K<0.1%−1,379−42.9%ReducedHistory
OIGOrion180 Insurance Group Inc.COM1,007,998$479.0K<0.1%00.0%UnchangedHistory
SWKStanley Black & Decker, Inc.COM5,952$448.0K<0.1%−10,827−64.5%ReducedHistory
AMGNAmgen IncStock1,904$429.0K<0.1%−3,194−62.7%ReducedHistory
QCOMQualcomm IncStock3,685$416.0K<0.1%−9,419−71.9%ReducedHistory
INTUIntuit Inc.Stock1,023$396.0K<0.1%+208+25.5%AddedHistory
ACNAccenture plcStock1,531$394.0K<0.1%−3,429−69.1%ReducedHistory
HNRGHallador Energy CoStock69,239$389.0K<0.1%00.0%UnchangedHistory
ABBVAbbVie Inc.Stock2,719$365.0K<0.1%−11,581−81.0%ReducedHistory
KOCoca Cola CoStock6,333$355.0K<0.1%−25,787−80.3%ReducedHistory
ORCLOracle CorpStock5,728$350.0K<0.1%+1,009+21.4%AddedHistory
CLColgate Palmolive CoStock4,921$346.0K<0.1%+1,405+40.0%AddedHistory
HDBHDFC Bank LtdSPONSORED ADS5,780$338.0K<0.1%00.0%UnchangedHistory
ZTSZoetis Inc.Stock2,271$337.0K<0.1%−122−5.1%ReducedHistory
CSCOCisco Systems, Inc.Stock8,295$332.0K<0.1%−25,536−75.5%ReducedHistory
SNPSSynopsys IncCOM1,046$319.0K<0.1%−1,410−57.4%ReducedHistory
ADSKAutodesk, Inc.COM1,687$315.0K<0.1%−155−8.4%ReducedHistory
BLKBlackRock, Inc.COM569$313.0K<0.1%−622−52.2%ReducedHistory
LMTLockheed Martin CorpStock796$307.0K<0.1%−910−53.3%ReducedHistory
ABTAbbott LaboratoriesStock3,107$301.0K<0.1%−4,987−61.6%ReducedHistory
JPMJPMorgan Chase & CoStock2,871$300.0K<0.1%−13,571−82.5%ReducedHistory
MRKMerck & Co., Inc.Stock3,461$298.0K<0.1%−14,428−80.7%ReducedHistory
MUMicron Technology IncStock5,900$295.0K<0.1%−13,177−69.1%ReducedHistory
TXNTexas Instruments IncStock1,876$290.0K<0.1%−8,451−81.8%ReducedHistory
PGRProgressive CorpStock2,457$286.0K<0.1%−2,478−50.2%ReducedHistory
PFEPfizer IncStock6,466$283.0K<0.1%−27,562−81.0%ReducedHistory
SLBSLB LimitedStock7,831$281.0K<0.1%−11,628−59.8%ReducedHistory
MPCMarathon Petroleum CorpStock2,772$275.0K<0.1%−5,607−66.9%ReducedHistory
WMTWalmart Inc.Stock2,114$274.0K<0.1%−1,219−36.6%ReducedHistory
BXBlackstone Inc.COM2,990$250.0K<0.1%−2,485−45.4%ReducedHistory
DHRDanaher CorpStock941$243.0K<0.1%−541−36.5%ReducedHistory
BKNGBooking Holdings Inc.Stock148$243.0K<0.1%−399−72.9%ReducedHistory
HDHome Depot, Inc.Stock876$242.0K<0.1%−3,971−81.9%ReducedHistory
INFYInfosys LtdSPONSORED ADR14,099$239.0K<0.1%00.0%UnchangedHistory
MDTMedtronic plcStock2,932$237.0K<0.1%−8,213−73.7%ReducedHistory
ITWIllinois Tool Works IncStock1,274$230.0K<0.1%−1,749−57.9%ReducedHistory
NOWServiceNow, Inc.Stock605$228.0K<0.1%+605NewHistory
MMM3M CoStock2,039$225.0K<0.1%−3,626−64.0%ReducedHistory
NEENextera Energy IncStock2,816$221.0K<0.1%−1,220−30.2%ReducedHistory
BACBank of America CorpStock7,191$217.0K<0.1%−33,748−82.4%ReducedHistory
LNTAlliant Energy CorpStock4,022$213.0K<0.1%−3,552−46.9%ReducedHistory
BMTXBM Technologies, Inc.CL A COM31,790$213.0K<0.1%00.0%UnchangedHistory
CDNSCadence Design Systems IncStock1,263$206.0K<0.1%−941−42.7%ReducedHistory
TGTTarget CorpStock1,379$205.0K<0.1%−761−35.6%ReducedHistory
AALAmerican Airlines Group Inc.Stock13,310$160.0K<0.1%−44,907−77.1%ReducedHistory
BGHBarings Global Short Duration High Yield FundCOM11,011$135.0K<0.1%+256+2.4%AddedHistory
iShares Tr46434V779MSCI QATAR ETF5,087$107.0K<0.1%00.0%Unchanged–
SABRSabre CorpCOM11,309$58.0K<0.1%−29,187−72.1%ReducedHistory
CURICuriosityStream Inc.COM CL A27,931$41.0K<0.1%00.0%UnchangedHistory
NBISNebius Group N.V.Stock1,703,559$00.0%00.0%UnchangedHistory

Sold out since Q2 2022 (146)

Positions held at the end of Q2 2022 that are gone from this filing.

The largest 100 of 146 by value last quarter.

Positions of Barings LLC sold out since Q2 2022
SecurityClassShares in Q2 2022Value in Q2 2022% of portfolio in Q2 2022History
iShares Tr46429B7470-5 YR TIPS ETF364,865$37.0M1.3%–
iShares Tips Bond ETF464287176ETF257,365$29.3M1.1%–
NIONIO Inc.ADR1,102,095$23.9M0.9%History
iShares Tr464288513IBOXX HI YD ETF275,585$20.3M0.7%–
iShares Tr46429B671MSCI CHINA ETF342,594$19.1M0.7%–
Vanguard Energy ETF92204A306ETF188,889$18.8M0.7%–
DBX ETF Tr233051879XTRACK HRVST CSI519,648$17.8M0.6%–
Green Plains Inc.393222AF1CONVERTIBLE BOND–$16.0M0.6%–
TPG Specialty Lending Inc87265KAD4NOTE 4.500% 8/0–$15.6M0.6%–
iShares S&P 500 Value ETF464287408ETF110,622$15.2M0.5%–
Ssga Active ETF Tr78467V608ST STR BL LN ETF191,771$7.99M0.3%–
iShares Tr46432F388MSCI USA VALUE77,703$7.03M0.3%–
Invesco Exchange Traded FD T46137V720LEISU ENTMT ETF180,511$6.55M0.2%–
iShares Semiconductor ETF464287523ETF18,711$6.54M0.2%–
iShares Tr46435G102CONV BD ETF77,910$5.40M0.2%–
PPGPPG Industries IncStock40,280$4.61M0.2%History
AVGOBroadcom Inc.Stock5,134$2.49M0.1%History
GDSGDS Holdings LtdSPONSORED ADS59,589$1.99M0.1%History
SPYSPDR S&P 500 ETF TrustETF4,348$1.64M0.1%History
INTCIntel CorpStock39,635$1.48M0.1%History
VZVerizon Communications IncStock29,125$1.48M0.1%History
PMPhilip Morris International Inc.Stock10,870$1.07M<0.1%History
AMDAdvanced Micro Devices IncStock13,618$1.04M<0.1%History
CMCSAComcast CorpStock25,449$999.0K<0.1%History
NXPINXP Semiconductors N.V.COM6,522$966.0K<0.1%History
UALUnited Airlines Holdings, Inc.COM25,572$906.0K<0.1%History
UNPUnion Pacific CorpStock4,075$869.0K<0.1%History
U.S. Global Jets ETF26922A842ETF51,457$849.0K<0.1%–
TAT&T Inc.Stock38,776$813.0K<0.1%History
KLACKLA CorpCOM NEW2,433$776.0K<0.1%History
DALDelta Air Lines, Inc.COM NEW26,221$759.0K<0.1%History
LUVSouthwest Airlines CoCOM20,759$750.0K<0.1%History
LRCXLam Research CorpCOM1,744$743.0K<0.1%History
BRK.BBerkshire Hathaway IncStock2,572$702.0K<0.1%History
AMATApplied Materials IncStock7,556$687.0K<0.1%History
ADIAnalog Devices IncStock4,695$686.0K<0.1%History
Invesco Exch Traded FD Tr II46138G508SR LN ETF33,755$684.0K<0.1%–
IBMInternational Business Machines CorpStock4,347$613.0K<0.1%History
RTXRTX CorpStock6,267$602.0K<0.1%History
GILDGilead Sciences, Inc.Stock9,743$602.0K<0.1%History
ASMLASML Holding NVADR1,229$584.0K<0.1%History
SYYSysco CorpStock6,838$579.0K<0.1%History
RYAAYRyanair Holdings PLCSPONSORED ADR8,585$577.0K<0.1%History
UPSUnited Parcel Service IncStock3,080$562.0K<0.1%History
MOAltria Group, Inc.Stock12,942$541.0K<0.1%History
WFCWells Fargo & CompanyStock13,652$535.0K<0.1%History
SPGIS&P Global Inc.Stock1,559$526.0K<0.1%History
AMTAmerican Tower CorpREIT2,044$523.0K<0.1%History
MRVLMarvell Technology, Inc.COM11,820$515.0K<0.1%History
BMYBristol Myers Squibb CoStock6,584$507.0K<0.1%History
VRTXVertex Pharmaceuticals IncStock1,723$486.0K<0.1%History
ASYSAmtech Systems IncCOM PAR $0.01N65,000$475.0K<0.1%History
EXPEExpedia Group, Inc.Stock4,853$460.0K<0.1%History
ISRGIntuitive Surgical IncCOM NEW2,272$456.0K<0.1%History
CVSCVS Health CorpStock4,758$441.0K<0.1%History
EWEdwards Lifesciences CorpStock4,631$440.0K<0.1%History
MPWRMonolithic Power Systems, Inc.COM1,134$435.0K<0.1%History
TSMTaiwan Semiconductor Manufacturing Co LtdADR5,220$426.0K<0.1%History
HONHoneywell International IncCOM2,431$423.0K<0.1%History
MCHPMicrochip Technology IncStock7,276$422.0K<0.1%History
FOXAFox CorpCL A COM12,271$394.0K<0.1%History
MMYTMakeMyTrip LtdStock15,263$392.0K<0.1%History
AXPAmerican Express CoStock2,818$391.0K<0.1%History
WMBWilliams Companies, Inc.COM12,242$382.0K<0.1%History
MARMarriott International IncStock2,796$380.0K<0.1%History
ELEstee Lauder Companies IncCL A1,486$378.0K<0.1%History
MSMorgan StanleyStock4,928$374.0K<0.1%History
LYVLive Nation Entertainment, Inc.COM4,432$366.0K<0.1%History
ELVElevance Health, Inc.Stock752$363.0K<0.1%History
HALHalliburton CoStock11,411$358.0K<0.1%History
AMCAMC Entertainment Holdings, Inc.CL A COM25,960$352.0K<0.1%History
LOWLowes Companies IncStock1,965$343.0K<0.1%History
CLNEClean Energy Fuels Corp.COM75,000$336.0K<0.1%History
CCICrown Castle Inc.REIT1,909$322.0K<0.1%History
ETF Managers Tr26924G771ETFMG TRAVEL TEC18,339$322.0K<0.1%–
KMIKinder Morgan, Inc.Stock18,975$318.0K<0.1%History
SCHWSchwab Charles CorpStock5,019$317.0K<0.1%History
BKRBaker Hughes CoCL A10,916$315.0K<0.1%History
iShares Tr46434V423MSCI SAUDI ARBIA7,213$299.0K<0.1%–
RMDResmed IncCOM1,403$294.0K<0.1%History
TRIPTripAdvisor, Inc.COM16,546$294.0K<0.1%History
VEEVVeeva Systems IncStock1,477$293.0K<0.1%History
ECLEcolab Inc.Stock1,893$291.0K<0.1%History
UBERUber Technologies, IncStock14,163$290.0K<0.1%History
ONOn Semiconductor CorpStock5,729$289.0K<0.1%History
EQIXEquinix IncCOM440$289.0K<0.1%History
BSXBoston Scientific CorpStock7,572$283.0K<0.1%History
ATOAtmos Energy CorpCOM2,523$283.0K<0.1%History
ENTGEntegris IncCOM3,063$282.0K<0.1%History
MDLZMondelez International, Inc.Stock4,534$281.0K<0.1%History
TFCTruist Financial CorpCOM5,877$279.0K<0.1%History
SBUXStarbucks CorpStock3,594$275.0K<0.1%History
NSCNorfolk Southern CorpStock1,207$275.0K<0.1%History
BAXBaxter International IncStock4,268$274.0K<0.1%History
CSXCSX CorpStock9,341$272.0K<0.1%History
MTDMettler Toledo International IncCOM237$272.0K<0.1%History
BNYBank of New York Mellon CorpStock6,415$268.0K<0.1%History
CTRACoterra Energy Inc.Stock10,381$268.0K<0.1%History
LNGCheniere Energy, Inc.COM NEW2,003$266.0K<0.1%History
NEMNEWMONT CorpStock4,424$264.0K<0.1%History