Barings LLC
- SEC CIK
- 0000009015
- Latest filing
- Aug 7, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 12, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 377
- −6 vs. Q2 2021
- Portfolio value
- $4.39B
- +$66.1M (+1.5%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| VLOValero Energy Corp | Stock | 98,766 | $6.97M | 0.2% | 00.0% | Unchanged | History |
| DEDeere & Co | Stock | 20,915 | $7.01M | 0.2% | −1,480−6.6% | Reduced | History |
| UNHUnitedHealth Group Inc | Stock | 18,344 | $7.17M | 0.2% | +668+3.8% | Added | History |
| HESHess Corp | Stock | 94,065 | $7.35M | 0.2% | 00.0% | Unchanged | History |
| METAMeta Platforms, Inc. | Stock | 22,053 | $7.48M | 0.2% | −3,471−13.6% | Reduced | History |
| NTESNetEase, Inc. | SPONSORED ADS | 90,808 | $7.75M | 0.2% | +7,089+8.5% | Added | History |
| HTHTH World Group Ltd | SPONSORED ADS | 174,699 | $8.01M | 0.2% | +174,699 | New | History |
| EOGEOG Resources Inc | Stock | 101,297 | $8.13M | 0.2% | −16,595−14.1% | Reduced | History |
| Blackstone Mtg Tr Inc09257WAC4 | NOTE 4.750% 3/1 | – | $8.21M | 0.2% | – | – | – |
| Vanguard Scottsdale FDS92206C409 | SHRT TRM CORP BD | 101,030 | $8.33M | 0.2% | −27,561−21.4% | Reduced | – |
| DARDarling Ingredients Inc. | COM | 122,396 | $8.80M | 0.2% | −4,188−3.3% | Reduced | History |
| CFCF Industries Holdings, Inc. | COM | 160,240 | $8.95M | 0.2% | +6,212+4.0% | Added | History |
| BILIBilibili Inc. | SPONS ADS REP Z | 139,776 | $9.25M | 0.2% | −390,204−73.6% | Reduced | History |
| iShares Tr464287788 | U.S. FINLS ETF | 120,298 | $9.93M | 0.2% | −74,254−38.2% | Reduced | – |
| IFFInternational Flavors & Fragrances Inc | COM | 75,681 | $10.1M | 0.2% | −1,239−1.6% | Reduced | History |
| XOMExxonMobil Holdings Corp | COM | 174,288 | $10.3M | 0.2% | +12,370+7.6% | Added | History |
| FMXMexican Economic Development Inc | SPON ADR UNITS | 118,905 | $10.3M | 0.2% | 00.0% | Unchanged | History |
| iShares Tr46429B747 | 0-5 YR TIPS ETF | 98,023 | $10.4M | 0.2% | 00.0% | Unchanged | – |
| MOSMosaic Co | COM | 290,216 | $10.4M | 0.2% | 00.0% | Unchanged | History |
| ITUBItau Unibanco Holding S.A. | SPON ADR REP PFD | 1,996,581 | $10.5M | 0.2% | 00.0% | Unchanged | History |
| WFRDWeatherford International plc | ORD SHS | 537,900 | $10.6M | 0.2% | 00.0% | Unchanged | History |
| iShares Tr464287515 | EXPANDED TECH | 26,587 | $10.6M | 0.2% | +14,010+111.4% | Added | – |
| COPConocoPhillips | Stock | 157,317 | $10.7M | 0.2% | −31,265−16.6% | Reduced | History |
| BBDBank Bradesco | SP ADR PFD NEW | 2,804,565 | $10.7M | 0.2% | 00.0% | Unchanged | History |
| AMZNAmazon Com Inc | Stock | 3,461 | $11.4M | 0.3% | −417−10.8% | Reduced | History |
| REREATRenew Inc. | SPONSORED ADS | 1,150,000 | $11.5M | 0.3% | −683,787−37.3% | Reduced | History |
| iShares Tr46435G102 | CONV BD ETF | 116,683 | $11.6M | 0.3% | +87,990+306.7% | Added | – |
| CTVACorteva, Inc. | Stock | 281,122 | $11.8M | 0.3% | −9,386−3.2% | Reduced | History |
| HEPSD-MARKET Electronic Services & Trading | SPONSORED ADS | 1,750,000 | $12.0M | 0.3% | +1,750,000 | New | History |
| EOSEEos Energy Enterprises, Inc. | COM CL A | 875,769 | $12.3M | 0.3% | +55,213+6.7% | Added | History |
| iShares Core U.S. Aggregate Bond ETF464287226 | ETF | 108,309 | $12.4M | 0.3% | 00.0% | Unchanged | – |
| JDJD.com, Inc. | SPON ADS CL A | 182,387 | $13.2M | 0.3% | +11,822+6.9% | Added | History |
| iShares Semiconductor ETF464287523 | ETF | 30,122 | $13.4M | 0.3% | −49,868−62.3% | Reduced | – |
| AAPLApple Inc. | Stock | 95,622 | $13.5M | 0.3% | −12,987−12.0% | Reduced | History |
| MSFTMicrosoft Corp | Stock | 51,310 | $14.5M | 0.3% | −1,573−3.0% | Reduced | History |
| Avaya Hldgs Corp05351XAB7 | NOTE 2.250% 6/1 | – | $15.3M | 0.3% | – | – | – |
| LINLinde PLC | SHS | 53,318 | $15.6M | 0.4% | +2,303+4.5% | Added | History |
| Mfa Finl Inc55272XAA0 | NOTE 6.250% 6/1 | – | $15.8M | 0.4% | – | – | – |
| Vanguard Financials ETF92204A405 | ETF | 172,448 | $16.0M | 0.4% | 00.0% | Unchanged | – |
| iShares Tips Bond ETF464287176 | ETF | 126,875 | $16.2M | 0.4% | −125,826−49.8% | Reduced | – |
| iShares Tr464287440 | 7-10 YR TRSY BD | 142,455 | $16.4M | 0.4% | 00.0% | Unchanged | – |
| Vanguard Morningstar Value ETF922908744 | ETF | 124,457 | $16.8M | 0.4% | −25,031−16.7% | Reduced | – |
| New York Mtg Tr Inc649604AD7 | NOTE 6.250% 1/1 | – | $17.3M | 0.4% | – | – | – |
| Pennymac Corp70932AAD5 | NOTE 5.500%11/0 | – | $17.4M | 0.4% | – | – | – |
| TPG Specialty Lending Inc87265KAD4 | NOTE 4.500% 8/0 | – | $18.3M | 0.4% | – | – | – |
| iShares Inc46434G822 | MSCI JAPAN ETF | 268,608 | $18.9M | 0.4% | +42,473+18.8% | Added | – |
| iShares S&P 500 Value ETF464287408 | ETF | 147,356 | $21.4M | 0.5% | −65,331−30.7% | Reduced | – |
| NIONIO Inc. | ADR | 609,126 | $21.7M | 0.5% | +31,425+5.4% | Added | History |
| TCPCBlackRock TCP Capital Corp. | COM | 1,603,372 | $21.8M | 0.5% | 00.0% | Unchanged | History |
| Colony Cap Inc19624RAA4 | NOTE 5.000% 4/1 | – | $22.1M | 0.5% | – | – | – |
| XPEVXpeng Inc. | ADS | 629,232 | $22.4M | 0.5% | −32,617−4.9% | Reduced | History |
| Mobile Telesystems PJSC607409109 | SPONSORED ADR | 2,388,620 | $23.0M | 0.5% | +2,298,401+2,547.6% | Added | – |
| YUMCYum China Holdings, Inc. | COM | 396,873 | $23.1M | 0.5% | +208,666+110.9% | Added | History |
| State Street SPDR Bloomberg Convertible Securities ETF78464A359 | ETF | 285,791 | $24.4M | 0.6% | +280,872+5,709.9% | Added | – |
| Vanguard Information Technology ETF92204A702 | ETF | 61,585 | $24.7M | 0.6% | +23,619+62.2% | Added | – |
| ZHZhihu Inc. | ADS | 2,940,690 | $27.1M | 0.6% | −1,012,714−25.6% | Reduced | History |
| iShares Tr464287861 | EUROPE ETF | 522,906 | $27.3M | 0.6% | 00.0% | Unchanged | – |
| NTRNutrien Ltd. | COM | 459,680 | $29.8M | 0.7% | +22,539+5.2% | Added | History |
| GDSGDS Holdings Ltd | SPONSORED ADS | 594,172 | $33.6M | 0.8% | −102,241−14.7% | Reduced | History |
| iShares Tr46435G425 | ESG AWR MSCI USA | 375,778 | $37.0M | 0.8% | +301,593+406.5% | Added | – |
| Invesco Exch Traded FD Tr II46138G508 | SR LN ETF | 1,691,917 | $37.4M | 0.9% | −456,052−21.2% | Reduced | – |
| SUSuncor Energy Inc | Stock | 1,822,987 | $37.8M | 0.9% | +1,039,152+132.6% | Added | History |
| Two HBRS Invt Corp90187BAA9 | NOTE 6.250% 1/1 | – | $38.8M | 0.9% | – | – | – |
| iShares Tr46429B655 | FLTG RATE NT ETF | 1,031,000 | $52.4M | 1.2% | 00.0% | Unchanged | – |
| PDDPDD Holdings Inc. | SPONSORED ADS | 601,732 | $54.6M | 1.2% | −14,930−2.4% | Reduced | History |
| DISH Network CORP25470MAB5 | NOTE 3.375% 8/1 | – | $60.5M | 1.4% | – | – | – |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 456,313 | $70.1M | 1.6% | +435,984+2,144.6% | Added | – |
| SESea Ltd | SPONSORD ADS | 242,937 | $77.4M | 1.8% | −10,738−4.2% | Reduced | History |
| iShares MSCI USA Quality Factor ETF46432F339 | ETF | 683,191 | $90.0M | 2.1% | +674,084+7,401.8% | Added | – |
| NBISNebius Group N.V. | Stock | 1,395,064 | $111.2M | 2.5% | −82,814−5.6% | Reduced | History |
| BABAAlibaba Group Holding Ltd | ADR | 819,650 | $121.3M | 2.8% | −98,922−10.8% | Reduced | History |
| BBDCBarings BDC, Inc. | COM | 13,639,681 | $150.3M | 3.4% | 00.0% | Unchanged | History |
| Invesco QQQ Trust Series I46090E103 | ETF | 895,000 | $320.4M | 7.3% | 00.0% | Unchanged | – |
| iShares Russell 2000 Growth ETF464287648 | ETF | 1,096,000 | $321.8M | 7.3% | +100,000+10.0% | Added | – |
| iShares Tr464288646 | ISHS 1-5YR INVS | 7,479,200 | $408.7M | 9.3% | −4,500−0.1% | Reduced | – |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | 3,155,874 | $419.8M | 9.6% | +3,002,000+1,950.9% | Added | – |
| iShares Core S&P 500 ETF464287200 | ETF | 1,635,630 | $704.7M | 16.1% | +61,712+3.9% | Added | – |
Sold out since Q2 2021 (73)
Positions held at the end of Q2 2021 that are gone from this filing.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| DQDaqo New Energy Corp. | SPNSRD ADS NEW | 488,371 | $31.8M | 0.7% | History |
| iShares Tr46432F388 | MSCI USA VALUE | 287,627 | $30.2M | 0.7% | – |
| TUYATuya Inc. | SPONSERED ADS | 999,403 | $24.5M | 0.6% | History |
| iShares Tr464287796 | U.S. ENERGY ETF | 653,518 | $19.0M | 0.4% | – |
| iShares Tr464288695 | GLOBAL MATER ETF | 168,651 | $15.3M | 0.4% | – |
| Vanguard Consumer Discretionary ETF92204A108 | ETF | 44,426 | $13.9M | 0.3% | – |
| iShares Inc46434G772 | MSCI TAIWAN ETF | 213,728 | $13.7M | 0.3% | – |
| iShares Tr464287341 | GLOBAL ENERG ETF | 498,978 | $13.3M | 0.3% | – |
| iShares Tr46429B291 | A RATE CP BD ETF | 157,880 | $8.97M | 0.2% | – |
| EDUNew Oriental Education & Technology Group Inc. | SPON ADR | 1,094,142 | $8.96M | 0.2% | History |
| Iclick Interactive Asia Grou45113Y104 | SPONSORED ADR | 770,839 | $8.51M | 0.2% | – |
| YSGYatsen Holding Ltd | ADS | 908,021 | $8.51M | 0.2% | History |
| TALTAL Education Group | SPONSORED ADS | 335,660 | $8.47M | 0.2% | History |
| SICSelect Interior Concepts, Inc. | CL A | 657,433 | $6.18M | 0.1% | History |
| LYBLyondellBasell Industries N.V. | SHS - A - | 56,876 | $5.85M | 0.1% | History |
| iShares Inc464286350 | MSCI AGR PRO ETF | 133,124 | $5.26M | 0.1% | – |
| iShares Tr464288729 | GLOB INDSTRL ETF | 38,445 | $4.59M | 0.1% | – |
| VNETVNET Group, Inc. | SPONSORED ADS A | 197,323 | $4.53M | 0.1% | History |
| First Trust Dow Jones Internet Index Fund33733E302 | ETF | 13,194 | $3.23M | 0.1% | – |
| iShares Tr464287838 | U.S. BAS MTL ETF | 24,077 | $3.14M | 0.1% | – |
| PAGSPagSeguro Digital Ltd. | COM CL A | 54,256 | $3.03M | 0.1% | History |
| WTTRSelect Water Solutions, Inc. | CL A COM | 415,500 | $2.51M | 0.1% | History |
| DIDIYDiDi Global Inc. | SPONSORED ADS | 120,000 | $1.70M | <0.1% | History |
| HBMDHoward Bancorp Inc | COM | 103,900 | $1.68M | <0.1% | History |
| State Street Consumer Discretionary Select Sector SPDR ETF81369Y407 | ETF | 9,336 | $1.67M | <0.1% | – |
| BYNDBeyond Meat, Inc. | COM | 10,460 | $1.65M | <0.1% | History |
| CLPRClipper Realty Inc. | COM | 212,025 | $1.56M | <0.1% | History |
| VRTXVertex Pharmaceuticals Inc | Stock | 5,671 | $1.14M | <0.1% | History |
| LEGHLegacy Housing Corp | COM | 58,804 | $994.0K | <0.1% | History |
| iShares Tr464288513 | IBOXX HI YD ETF | 10,032 | $883.0K | <0.1% | – |
| EMREmerson Electric Co | Stock | 6,956 | $670.0K | <0.1% | History |
| ARWArrow Electronics, Inc. | COM | 5,221 | $594.0K | <0.1% | History |
| CARRCarrier Global Corp | Stock | 11,489 | $558.0K | <0.1% | History |
| EBAYeBay Inc | COM | 7,653 | $537.0K | <0.1% | History |
| KMBKimberly Clark Corp | Stock | 3,980 | $532.0K | <0.1% | History |
| KEYSKeysight Technologies, Inc. | Stock | 3,413 | $527.0K | <0.1% | History |
| CBChubb Ltd | Stock | 3,302 | $525.0K | <0.1% | History |
| EMNEastman Chemical Co | Stock | 4,283 | $500.0K | <0.1% | History |
| HCAHCA Healthcare, Inc. | COM | 2,310 | $477.0K | <0.1% | History |
| RGAReinsurance Group of America Inc | COM NEW | 4,096 | $467.0K | <0.1% | History |
| BBYBest Buy Co Inc | Stock | 4,023 | $462.0K | <0.1% | History |
| CTSHCognizant Technology Solutions Corp | CL A | 6,490 | $449.0K | <0.1% | History |
| LBTYKLiberty Global Ltd. | SHS CL C | 16,381 | $443.0K | <0.1% | History |
| LHXL3HARRIS Technologies, Inc. | Stock | 2,033 | $439.0K | <0.1% | History |
| ELEstee Lauder Companies Inc | CL A | 1,370 | $436.0K | <0.1% | History |
| HUMHumana Inc | Stock | 977 | $433.0K | <0.1% | History |
| WCNWaste Connections, Inc. | COM | 3,535 | $423.0K | <0.1% | History |
| NOCNorthrop Grumman Corp | Stock | 1,139 | $414.0K | <0.1% | History |
| NTAPNetApp, Inc. | Stock | 5,037 | $412.0K | <0.1% | History |
| CECelanese Corp | Stock | 2,714 | $411.0K | <0.1% | History |
| CNCCentene Corp | Stock | 5,369 | $391.0K | <0.1% | History |
| APTVAptiv PLC | SHS | 2,475 | $389.0K | <0.1% | History |
| VRSKVerisk Analytics, Inc. | COM | 2,207 | $385.0K | <0.1% | History |
| AXTAAxalta Coating Systems Ltd. | COM | 12,448 | $380.0K | <0.1% | History |
| PKGPackaging Corp of America | Stock | 2,762 | $374.0K | <0.1% | History |
| TDGTransDigm Group INC | COM | 570 | $369.0K | <0.1% | History |
| GILDGilead Sciences, Inc. | Stock | 5,313 | $365.0K | <0.1% | History |
| MNSTMonster Beverage Corp | COM | 3,949 | $361.0K | <0.1% | History |
| CLXClorox Co | Stock | 1,978 | $356.0K | <0.1% | History |
| REGNRegeneron Pharmaceuticals, Inc. | COM | 629 | $351.0K | <0.1% | History |
| AKAMAkamai Technologies Inc | COM | 2,935 | $342.0K | <0.1% | History |
| MARMarriott International Inc | Stock | 2,487 | $340.0K | <0.1% | History |
| OMCOmnicom Group Inc. | COM | 4,016 | $321.0K | <0.1% | History |
| MLMMartin Marietta Materials Inc | COM | 911 | $321.0K | <0.1% | History |
| TWLOTwilio Inc | CL A | 787 | $310.0K | <0.1% | History |
| CHRWC. H. Robinson Worldwide, Inc. | COM NEW | 3,258 | $306.0K | <0.1% | History |
| MPCMarathon Petroleum Corp | Stock | 5,057 | $305.0K | <0.1% | History |
| TMUST-Mobile US, Inc. | Stock | 1,875 | $271.0K | <0.1% | History |
| GLGlobe Life Inc. | COM | 2,697 | $257.0K | <0.1% | History |
| SYYSysco Corp | Stock | 2,797 | $217.0K | <0.1% | History |
| HBANHuntington Bancshares Inc | COM | 14,383 | $206.0K | <0.1% | History |
| FLLFull House Resorts Inc | COM | 19,069 | $190.0K | <0.1% | History |
| VVNTVivint Smart Home, Inc. | COM CL A | 10,809 | $143.0K | <0.1% | History |