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Livermore
Livermore
ZHEN

Barings LLC

SEC CIK
0000009015
Latest filing
Aug 7, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 12, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
377
−6 vs. Q2 2021
Portfolio value
$4.39B
+$66.1M (+1.5%) vs. Q2 2021
Filed
Nov 12, 2021
SEC
Holdings of Barings LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
MPVBarings Participation InvestorsSH BEN INT86,128$1.19M<0.1%00.0%UnchangedHistory
BAPCredicorp LtdCOM10,762$1.19M<0.1%−11,747−52.2%ReducedHistory
WYWeyerhaeuser CoCOM NEW34,556$1.23M<0.1%−23,373−40.3%ReducedHistory
MDTMedtronic plcStock9,940$1.25M<0.1%+1,638+19.7%AddedHistory
NFLXNetflix IncStock2,061$1.26M<0.1%−1,945−48.6%ReducedHistory
ABTAbbott LaboratoriesStock10,671$1.26M<0.1%−3,915−26.8%ReducedHistory
ADSKAutodesk, Inc.COM4,436$1.26M<0.1%+1,767+66.2%AddedHistory
HONHoneywell International IncCOM6,093$1.29M<0.1%+393+6.9%AddedHistory
BNTXBioNTech SESPONSORED ADS4,800$1.31M<0.1%+2,450+104.3%AddedHistory
ZMZoom Communications, Inc.Stock5,101$1.33M<0.1%+2,271+80.2%AddedHistory
UNPUnion Pacific CorpStock6,929$1.36M<0.1%+1,132+19.5%AddedHistory
COSTCostco Wholesale CorpStock3,199$1.44M<0.1%+1,130+54.6%AddedHistory
iShares Inc464286772MSCI STH KOR ETF17,910$1.45M<0.1%+17,910New–
ABBVAbbVie Inc.Stock14,159$1.53M<0.1%+5,541+64.3%AddedHistory
NKENIKE, Inc.Stock10,738$1.56M<0.1%−705−6.2%ReducedHistory
FMCFMC CorpCOM NEW17,521$1.60M<0.1%00.0%UnchangedHistory
MRKMerck & Co., Inc.Stock21,606$1.62M<0.1%+5,109+31.0%AddedHistory
CLNEClean Energy Fuels Corp.COM200,000$1.63M<0.1%00.0%UnchangedHistory
BIDUBaidu, Inc.ADR10,667$1.64M<0.1%−20,518−65.8%ReducedHistory
TSNTyson Foods, Inc.Stock20,985$1.66M<0.1%−4,117−16.4%ReducedHistory
TTWOTake Two Interactive Software IncCOM10,778$1.66M<0.1%+2,395+28.6%AddedHistory
TXNTexas Instruments IncStock8,750$1.68M<0.1%+2,282+35.3%AddedHistory
PBRPetrobras - Petroleo Brasileiro SASPONSORED ADR169,939$1.76M<0.1%00.0%UnchangedHistory
iShares Tr464288281JPMORGAN USD EMG16,186$1.78M<0.1%00.0%Unchanged–
IQVIQVIA Holdings Inc.Stock7,462$1.79M<0.1%00.0%UnchangedHistory
MMM3M CoStock11,186$1.96M<0.1%−8,066−41.9%ReducedHistory
Barings Partn Invs Trust05616B100COM143,404$1.98M<0.1%−67,416−32.0%Reduced–
PFEPfizer IncStock48,125$2.07M<0.1%+12,140+33.7%AddedHistory
CMCSAComcast CorpStock37,120$2.08M<0.1%+8,442+29.4%AddedHistory
NOWServiceNow, Inc.Stock3,382$2.10M<0.1%+1,553+84.9%AddedHistory
AVGOBroadcom Inc.Stock4,442$2.15M<0.1%+2,332+110.5%AddedHistory
CNHCNH Industrial N.V.SHS130,370$2.17M<0.1%00.0%UnchangedHistory
ABEVAmbev S.A.SPONSORED ADR791,835$2.19M<0.1%00.0%UnchangedHistory
CSCOCisco Systems, Inc.Stock40,359$2.20M0.1%+10,835+36.7%AddedHistory
ACNAccenture plcStock6,981$2.23M0.1%+1,573+29.1%AddedHistory
BACBank of America CorpStock53,036$2.25M0.1%+15,602+41.7%AddedHistory
KOCoca Cola CoStock43,007$2.26M0.1%+16,974+65.2%AddedHistory
PGProcter & Gamble CoStock16,248$2.27M0.1%+6,895+73.7%AddedHistory
CXCemex SAB de CVSPON ADR NEW322,034$2.31M0.1%00.0%UnchangedHistory
PEPPepsiCo IncStock15,857$2.38M0.1%−1,327−7.7%ReducedHistory
DISWalt Disney CoStock14,362$2.43M0.1%−1,726−10.7%ReducedHistory
WPMWheaton Precious Metals Corp.COM68,400$2.57M0.1%+25,357+58.9%AddedHistory
PYPLPayPal Holdings, Inc.Stock9,932$2.58M0.1%−6,004−37.7%ReducedHistory
SWKStanley Black & Decker, Inc.COM14,789$2.59M0.1%−2,468−14.3%ReducedHistory
BDXBecton Dickinson & CoStock10,932$2.69M0.1%−9,657−46.9%ReducedHistory
SWNSouthwestern Energy CoCOM495,495$2.75M0.1%00.0%UnchangedHistory
iShares Inc464286319EM MKTS DIV ETF71,219$2.77M0.1%+71,219New–
FISFidelity National Information Services, Inc.Stock22,932$2.79M0.1%−2,297−9.1%ReducedHistory
JNJJohnson & JohnsonStock17,477$2.82M0.1%+8,299+90.4%AddedHistory
INTUIntuit Inc.Stock5,293$2.86M0.1%−113−2.1%ReducedHistory
HDHome Depot, Inc.Stock9,086$2.98M0.1%+1,671+22.5%AddedHistory
ORCLOracle CorpStock34,249$2.98M0.1%+21,323+165.0%AddedHistory
LILi Auto Inc.SPONSORED ADS114,362$3.01M0.1%−111,905−49.5%ReducedHistory
iShares Esg Aware US Aggregate Bond ETF46435U549ETF55,980$3.09M0.1%+55,980New–
MCDMcDonalds CorpStock12,995$3.13M0.1%+1,889+17.0%AddedHistory
NVDANVIDIA CorpStock15,152$3.14M0.1%−4,860−24.3%ReducedConverted for a 4-for-1 splitHistory
iShares U S ETF Tr46431W663DISCRETIONARY73,092$3.22M0.1%00.0%Unchanged–
MAMastercard IncStock9,595$3.34M0.1%−1,419−12.9%ReducedHistory
VVisa Inc.Stock15,245$3.40M0.1%−3,313−17.9%ReducedHistory
Babson Cap Corporate Inv05617K109COM219,664$3.42M0.1%00.0%Unchanged–
Global X FDS37954Y350X EMERGING MKT129,000$3.42M0.1%+16,000+14.2%Added–
AGCOAGCO CorpCOM28,250$3.46M0.1%−2,235−7.3%ReducedHistory
Vanguard Intl Equity Index F922042874FTSE EUROPE ETF53,123$3.48M0.1%00.0%Unchanged–
TJXTJX Companies IncStock53,201$3.51M0.1%−5,786−9.8%ReducedHistory
TVGrupo Televisa, S.A.B.SPON ADR REP ORD320,307$3.52M0.1%−144,052−31.0%ReducedHistory
iShares S&P 500 Growth ETF464287309ETF48,634$3.59M0.1%00.0%Unchanged–
CVXChevron CorpStock35,486$3.60M0.1%+7,853+28.4%AddedHistory
VALEVale S.A.SPONSORED ADS258,722$3.61M0.1%−51,753−16.7%ReducedHistory
TSLATesla, Inc.Stock4,658$3.61M0.1%+814+21.2%AddedHistory
iShares Tr46435U713US INFRASTRUC113,464$3.87M0.1%−329,074−74.4%Reduced–
VALValaris LtdCL A111,915$3.90M0.1%00.0%UnchangedHistory
iShares Inc464286517JP MORGAN EM ETF92,473$3.92M0.1%00.0%Unchanged–
JPMJPMorgan Chase & CoStock24,846$4.07M0.1%+4,270+20.8%AddedHistory
FNFabrinetSHS39,762$4.08M0.1%00.0%UnchangedHistory
CRMSalesforce, Inc.Stock15,208$4.13M0.1%+6,417+73.0%AddedHistory
GOOGAlphabet Inc.Stock1,555$4.14M0.1%−566−26.7%ReducedHistory
GGBGerdau S.A.SPON ADR REP PFD850,893$4.19M0.1%00.0%UnchangedHistory
ADMArcher-Daniels-Midland CoStock69,874$4.19M0.1%−20,891−23.0%ReducedHistory
GOOGLAlphabet Inc.Stock1,623$4.34M0.1%−156−8.8%ReducedHistory
BGBunge Global SACOM53,639$4.36M0.1%−2,450−4.4%ReducedHistory
CIBGrupo Cibest S.A.SPON ADR PREF146,305$5.07M0.1%+31,317+27.2%AddedHistory
iShares Future AI & Tech ETF46435U556ETF123,405$5.23M0.1%00.0%Unchanged–
iShares Trust iShares 0-1 Year Treasury Bond ETF464288679ETF47,466$5.24M0.1%+47,466New–
iShares Inc464286871MSCI HONG KG ETF221,739$5.32M0.1%00.0%Unchanged–
iShares Inc464286251JP MRG EM CRP BD102,520$5.32M0.1%00.0%Unchanged–
ADBEAdobe Inc.Stock9,370$5.39M0.1%+5,207+125.1%AddedHistory
PPGPPG Industries IncStock37,804$5.41M0.1%−5,752−13.2%ReducedHistory
First Tr Exch Traded FD III33739E108PFD SECS INC ETF269,073$5.53M0.1%00.0%Unchanged–
Arbor Realty Trust Inc038923AP3NOTE 4.750%11/0–$5.62M0.1%–––
SQMChemical & Mining Co of Chile IncSPON ADR SER B105,121$5.65M0.1%00.0%UnchangedHistory
iShares MSCI India ETF46429B598ETF116,253$5.66M0.1%+116,253New–
Natura &CO Hldg S A63884N108ADS344,111$5.73M0.1%+55,129+19.1%Added–
iShares Tr46434V4070-5YR HI YL CP127,756$5.84M0.1%+8,622+7.2%Added–
AONAon plcCL A20,599$5.89M0.1%−9,639−31.9%ReducedHistory
VMCVulcan Materials COCOM35,426$5.99M0.1%−322−0.9%ReducedHistory
ECLEcolab Inc.Stock28,905$6.03M0.1%+4,312+17.5%AddedHistory
PBR.APetrobras - Petroleo Brasileiro SASP ADR NON VTG613,514$6.13M0.1%00.0%UnchangedHistory
BALLBALL CorpCOM69,715$6.27M0.1%−605−0.9%ReducedHistory
DOWDow Inc.Stock119,008$6.85M0.2%00.0%UnchangedHistory
APDAir Products & Chemicals, Inc.Stock27,028$6.92M0.2%−303−1.1%ReducedHistory

Sold out since Q2 2021 (73)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of Barings LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
DQDaqo New Energy Corp.SPNSRD ADS NEW488,371$31.8M0.7%History
iShares Tr46432F388MSCI USA VALUE287,627$30.2M0.7%–
TUYATuya Inc.SPONSERED ADS999,403$24.5M0.6%History
iShares Tr464287796U.S. ENERGY ETF653,518$19.0M0.4%–
iShares Tr464288695GLOBAL MATER ETF168,651$15.3M0.4%–
Vanguard Consumer Discretionary ETF92204A108ETF44,426$13.9M0.3%–
iShares Inc46434G772MSCI TAIWAN ETF213,728$13.7M0.3%–
iShares Tr464287341GLOBAL ENERG ETF498,978$13.3M0.3%–
iShares Tr46429B291A RATE CP BD ETF157,880$8.97M0.2%–
EDUNew Oriental Education & Technology Group Inc.SPON ADR1,094,142$8.96M0.2%History
Iclick Interactive Asia Grou45113Y104SPONSORED ADR770,839$8.51M0.2%–
YSGYatsen Holding LtdADS908,021$8.51M0.2%History
TALTAL Education GroupSPONSORED ADS335,660$8.47M0.2%History
SICSelect Interior Concepts, Inc.CL A657,433$6.18M0.1%History
LYBLyondellBasell Industries N.V.SHS - A -56,876$5.85M0.1%History
iShares Inc464286350MSCI AGR PRO ETF133,124$5.26M0.1%–
iShares Tr464288729GLOB INDSTRL ETF38,445$4.59M0.1%–
VNETVNET Group, Inc.SPONSORED ADS A197,323$4.53M0.1%History
First Trust Dow Jones Internet Index Fund33733E302ETF13,194$3.23M0.1%–
iShares Tr464287838U.S. BAS MTL ETF24,077$3.14M0.1%–
PAGSPagSeguro Digital Ltd.COM CL A54,256$3.03M0.1%History
WTTRSelect Water Solutions, Inc.CL A COM415,500$2.51M0.1%History
DIDIYDiDi Global Inc.SPONSORED ADS120,000$1.70M<0.1%History
HBMDHoward Bancorp IncCOM103,900$1.68M<0.1%History
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407ETF9,336$1.67M<0.1%–
BYNDBeyond Meat, Inc.COM10,460$1.65M<0.1%History
CLPRClipper Realty Inc.COM212,025$1.56M<0.1%History
VRTXVertex Pharmaceuticals IncStock5,671$1.14M<0.1%History
LEGHLegacy Housing CorpCOM58,804$994.0K<0.1%History
iShares Tr464288513IBOXX HI YD ETF10,032$883.0K<0.1%–
EMREmerson Electric CoStock6,956$670.0K<0.1%History
ARWArrow Electronics, Inc.COM5,221$594.0K<0.1%History
CARRCarrier Global CorpStock11,489$558.0K<0.1%History
EBAYeBay IncCOM7,653$537.0K<0.1%History
KMBKimberly Clark CorpStock3,980$532.0K<0.1%History
KEYSKeysight Technologies, Inc.Stock3,413$527.0K<0.1%History
CBChubb LtdStock3,302$525.0K<0.1%History
EMNEastman Chemical CoStock4,283$500.0K<0.1%History
HCAHCA Healthcare, Inc.COM2,310$477.0K<0.1%History
RGAReinsurance Group of America IncCOM NEW4,096$467.0K<0.1%History
BBYBest Buy Co IncStock4,023$462.0K<0.1%History
CTSHCognizant Technology Solutions CorpCL A6,490$449.0K<0.1%History
LBTYKLiberty Global Ltd.SHS CL C16,381$443.0K<0.1%History
LHXL3HARRIS Technologies, Inc.Stock2,033$439.0K<0.1%History
ELEstee Lauder Companies IncCL A1,370$436.0K<0.1%History
HUMHumana IncStock977$433.0K<0.1%History
WCNWaste Connections, Inc.COM3,535$423.0K<0.1%History
NOCNorthrop Grumman CorpStock1,139$414.0K<0.1%History
NTAPNetApp, Inc.Stock5,037$412.0K<0.1%History
CECelanese CorpStock2,714$411.0K<0.1%History
CNCCentene CorpStock5,369$391.0K<0.1%History
APTVAptiv PLCSHS2,475$389.0K<0.1%History
VRSKVerisk Analytics, Inc.COM2,207$385.0K<0.1%History
AXTAAxalta Coating Systems Ltd.COM12,448$380.0K<0.1%History
PKGPackaging Corp of AmericaStock2,762$374.0K<0.1%History
TDGTransDigm Group INCCOM570$369.0K<0.1%History
GILDGilead Sciences, Inc.Stock5,313$365.0K<0.1%History
MNSTMonster Beverage CorpCOM3,949$361.0K<0.1%History
CLXClorox CoStock1,978$356.0K<0.1%History
REGNRegeneron Pharmaceuticals, Inc.COM629$351.0K<0.1%History
AKAMAkamai Technologies IncCOM2,935$342.0K<0.1%History
MARMarriott International IncStock2,487$340.0K<0.1%History
OMCOmnicom Group Inc.COM4,016$321.0K<0.1%History
MLMMartin Marietta Materials IncCOM911$321.0K<0.1%History
TWLOTwilio IncCL A787$310.0K<0.1%History
CHRWC. H. Robinson Worldwide, Inc.COM NEW3,258$306.0K<0.1%History
MPCMarathon Petroleum CorpStock5,057$305.0K<0.1%History
TMUST-Mobile US, Inc.Stock1,875$271.0K<0.1%History
GLGlobe Life Inc.COM2,697$257.0K<0.1%History
SYYSysco CorpStock2,797$217.0K<0.1%History
HBANHuntington Bancshares IncCOM14,383$206.0K<0.1%History
FLLFull House Resorts IncCOM19,069$190.0K<0.1%History
VVNTVivint Smart Home, Inc.COM CL A10,809$143.0K<0.1%History