Waxman Alan
- SEC CIK
- 0001515132
In the past year, 4 open-market purchase filings worth $81.1M and no sales.
Current role at each company
- Sixth Street Lending PartnersVice Presidentas of Sep 3, 2026
- TSLX Sixth Street Specialty Lending, Inc.Vice Presidentas of Mar 11, 2026
- CAI Caris Life Sciences, Inc.Other: Former 10% Owneras of Jun 23, 2025
- AVPT AvePoint, Inc.Other: Former 10% Owneras of Sep 18, 2023
Open-market trades in the past year
Open-market purchases (P) and sales (S) filed in the last 365 days, not counting derivative securities or duplicate filings. Values leave out price outliers.
- Bought
- $81.1M
- 4 filings
- Sold
- –
- 0 filings
- Net
- +$81.1M
- Bought minus sold
- Companies
- 2
- With open-market trades
Trades
Every Form 4 that lists Waxman Alan as a reporting owner, including filings made jointly with others, grouped by company. Each row adds up one type of transaction in one filing. Only open-market purchases (P) and sales (S) are shown by default.
Sixth Street Lending Partners
Vice President3 trades
| Filed (ET) | Trade date | Filing delay | Insider | Transaction | Shares | Avg price | Value | Holding change | Flags |
|---|---|---|---|---|---|---|---|---|---|
| Dec 19, 2024 (view filing) | Dec 17 | 2 days | Waxman AlanVice President | PPurchaseCommon shares of beneficial interest, par value $0.001 | +3.10M | $29.37 | +$91.0M | New position1.88M after | 2 lots |
| Jun 25, 2026 (view filing) | Jun 23 | 2 days | Waxman AlanVice President | PPurchaseCommon shares of beneficial interest, par value $0.001 | +808.1K | $28.81 | +$23.3M | +67.8%2.00M after | 2 lots |
| Sep 3, 2026 (view filing)4:30 PM ET | Sep 1 | 2 days | Waxman AlanVice President | PPurchaseCommon shares of beneficial interest, par value $0.001 | +1.66M | $28.78 | +$47.8M | +279.7%2.26M after | 2 lots |
TSLX Sixth Street Specialty Lending, Inc.
Vice President2 trades
| Filed (ET) | Trade date | Filing delay | Insider | Transaction | Shares | Avg price | Value | Holding change | Flags |
|---|---|---|---|---|---|---|---|---|---|
| Mar 9, 2026 (view filing) | Mar 5-6 | 4 days | Waxman AlanVice President | PPurchase | +300.0K | $18.43 | +$5.53M | New position300.0K after | 2 lots |
| Mar 11, 2026 (view filing) | Mar 9-10 | 2 days | Waxman AlanVice President | PPurchase | +245.0K | $18.23 | +$4.47M | +81.7%545.0K after | 2 lots |
AVPT AvePoint, Inc.
Other: Former 10% Owner2 trades
| Filed (ET) | Trade date | Filing delay | Insider | Transaction | Shares | Avg price | Value | Holding change | Flags |
|---|---|---|---|---|---|---|---|---|---|
| Jun 15, 2023 (view filing)4:57 PM ET | Jun 13 | 2 days | Waxman Alan and 1 other10% Owner | SSale | −4.50M | $6.16 | −$27.7M | −28.1%11.5M after | 3 lots |
| Sep 18, 2023 (view filing)8:57 AM ET | Sep 15 | 3 days | Waxman Alan and 1 otherOther: Former 10% Owner | SSale | −16.7M | $6.00 | −$100.0M | −81.6%3.76M after | 3 lots |