Li Allen
- SEC CIK
- 0001509318
In the past year, 2 open-market purchase filings worth $22.9K and no sales.
Current role at each company
- GBAB Guggenheim Taxable Municipal Bond & Investment Grade Debt TrustOther: Portfolio Manageras of Sep 14, 2026
Open-market trades in the past year
Open-market purchases (P) and sales (S) filed in the last 365 days, not counting derivative securities or duplicate filings. Values leave out price outliers.
- Bought
- $22.9K
- 2 filings
- Sold
- –
- 0 filings
- Net
- +$22.9K
- Bought minus sold
- Companies
- 1
- With open-market trades
Trades
Every Form 4 that lists Li Allen as a reporting owner, including filings made jointly with others, grouped by company. Each row adds up one type of transaction in one filing. Only open-market purchases (P) and sales (S) are shown by default.
| Filed (ET) | Trade date | Filing delay | Insider | Transaction | Shares | Avg price | Value | Holding change | Flags |
|---|---|---|---|---|---|---|---|---|---|
| Sep 14, 2026 (view filing)4:09 PM ET | Sep 14 | Same day | Li AllenOther: Portfolio Manager | PPurchase | +700 | $13.33 | +$9.33K | +70.0%1.70K after | |
| Sep 9, 2026 (view filing)12:17 PM ET | Sep 8 | 1 day | Li AllenOther: Portfolio Manager | PPurchase | +1.00K | $13.59 | +$13.6K | New position1.00K after |