Rogers Alfred Tate Jr's Form 4 filing
BayFirst Financial Corp. (BAFN) · filed Aug 7, 2026
- Accession no.
- 0002136327-26-000005
- Filed
- Aug 7, 2026, 11:41 AM ET
- Trade date
- Jul 14, 2026
- Filing delay
- 24 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 4 derivative transactions. It was filed 24 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rogers Alfred Tate JrCIK 0002136327 | Director, Officer (CEO & President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 14, 2026 | Common Stock | SSaleAcquired | +148,564 | –F1 | – | 148,564 | Indirect | |
| Jul 14, 2026 | Common Stock | SSaleAcquired | +279,986 | –F1 | – | 279,986 | Indirect | |
| Jul 14, 2026 | Common Stock | SSaleAcquired | +22,856 | –F1 | – | 22,856 | Indirect | |
| Jul 14, 2026 | Common Stock | SSaleAcquired | +691,394 | –F1 | – | 691,394 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 14, 2026 | Common Stock | CConversionDisposed | −148,564 | –F1 | – | 0 | Indirect | |
| Jul 14, 2026 | Common Stock | CConversionDisposed | −279,986 | –F1 | – | 0 | Indirect | |
| Jul 14, 2026 | Common Stock | CConversionDisposed | −22,856 | –F1 | – | 0 | Indirect | |
| Jul 14, 2026 | Common Stock | CConversionDisposed | −691,394 | –F1 | – | 0 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
On July 14, 2025, the Company obtained shareholder approval to convert all outstanding shares of Series D Preferred Stock to shares of common stock and consummated the conversion.
Referenced by the price of 4 transactions in Table I and 4 transactions in Table II.