Sousa Mauad Bruno's Form 4 filing
Aura Minerals Inc. (AUGO) · filed Sep 30, 2026
- Accession no.
- 0002117905-26-000045
- Filed
- Sep 30, 2026, 4:13 PM ET
- Trade date
- Sep 29, 2026
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 5 derivative transactions. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sousa Mauad BrunoCIK 0002117905 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
This filing has no transactions of this kind.
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 29, 2026 | Common shares, no par value | PPurchaseAcquired | +3,684.67 | $26.53 | +$293,268.15 | 11,445,730 | Indirect | |
| Sep 29, 2026 | Common shares, no par value | PPurchaseAcquired | +2,246.33 | $26.55F2 | +$178,896.86 | 6,739 | Indirect | |
| Sep 29, 2026 | Common shares, no par value | SSaleDisposed | −1,229.67 | $27.32F3 | −$100,768.36 | 317,757 | Indirect | |
| Sep 29, 2026 | Common shares, no par value | SSaleDisposed | −2,246.33 | $26.53 | −$178,789.04 | 11,438,991 | Indirect | |
| Sep 29, 2026 | Common shares, no par value | SSaleDisposed | −2,455 | $27.32F3 | −$201,181.6 | 40,788 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Kapitalo Investimentos entered into a cash-settled total return swap pursuant to which it will pay any increase in, and receive any decrease in, the price of 6,739 Brazilian Depository Receipts, from an initial price per Brazilian Depository Receipt of BRL138.58. The final valuation date (subject to early termination by the parties) is September 30, 2026.
Referenced by the price of 1 transaction in Table II.
- F3
Kapitalo settled their position in a certain cash-settled total return swap agreement pursuant to its terms at a settlement price of $27.32 using the Banco Central do Brasil's conversion rate as of September 29, 2026.
Referenced by the price of 2 transactions in Table II.
Remarks
Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.