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Sousa Mauad Bruno's Form 4 filing

Aura Minerals Inc. (AUGO) · filed Aug 25, 2026

Accession no.
0002117905-26-000021
Filed
Aug 25, 2026, 5:47 PM ET
Trade date
Aug 21, 2026
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions and 2 derivative transactions. Open-market sales total $19.6M. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Sousa Mauad BrunoCIK 0002117905Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 21, 2026Common SharesSSaleDisposed−222,652$88.11−$19,617,867.7271,113Indirect
Aug 21, 2026Common SharesCConversionAcquired+125,000$87.45+$10,931,250196,113Indirect

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Aug 21, 2026Common shares, no par valueSSaleDisposed−7,462$29.79F3−$666,878.9414,747,786Indirect
Aug 21, 2026Common shares, no par valueCConversionDisposed−125,000$28.95F5−$10,856,25014,372,786Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F3

The price reported is a weighted average price. These BDRs were sold in multiple transactions at prices ranging from $29.45 to $29.80, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of BDRs sold at each separate price within the ranges set forth in footnote (3) to this Form 4. The weighted average price, R$152.61 Brazilian reais ("BRL") per BDR, has been converted to U.S. dollars ("USD") using the Banco Central do Brasil's conversion rate as of August 21, 2026.

Referenced by the price of 1 transaction in Table II.

F5

The stated price in USD of $28.95 has been converted from Brazilian Reais to USD using the Banco Central do Brasil's conversion rate as of August 21, 2026.

Referenced by the price of 1 transaction in Table II.

Remarks

Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read the full filing on SEC EDGAR (opens in a new tab)