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Sousa Mauad Bruno's Form 4 filing

Aura Minerals Inc. (AUGO) · filed May 28, 2026

Accession no.
0002117905-26-000004
Filed
May 28, 2026
Trade date
May 26-27, 2026
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 1 non-derivative transaction and 4 derivative transactions. Open-market sales total $729.9K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Sousa Mauad BrunoCIK 0002117905Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 27, 2026Common SharesSSaleDisposed−9,652$75.62F4−$729,884.24567,321Indirect

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
May 26, 2026Common Shares, no par valueJOtherDisposed−66.67$0.00F1$015,959,022Indirect
May 26, 2026Common Shares, no par valueJOtherAcquired+66.67$0.00F3$015,959,222Indirect
May 27, 2026Common Shares, no par valueJOtherDisposed−6,036.67$0.00F1$015,977,332Indirect
May 27, 2026Common Shares, no par valueJOtherAcquired+6,036.67$0.00F3$015,959,222Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Brazilian Depositary Receipts ("BDR") are certificates representing Common Shares, no par value ("Common Shares") of the Issuer. Three BDRs represent one Common Share of the Issuer.

Referenced by the price of 2 transactions in Table II.

F3

Certain clients managed by Kapitalo entered into securities lending agreements whereby title to the securities of the Issuer transferred to a counterparty for the duration of the arrangement. Notwithstanding the foregoing transactions, such clients may be deemed to continues to have beneficial ownership over the securities reported herein as the arragngement may be discontinued at any time by the clients.

Referenced by the price of 2 transactions in Table II.

F4

The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.38 to $75.84, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4;

Referenced by the price of 1 transaction in Table I.

Remarks

Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read the full filing on SEC EDGAR (opens in a new tab)