Yu Siying's Form 4 filing
Alibaba Group Holding Ltd (BABA) · filed Mar 26, 2026
- Accession no.
- 0002114147-26-000005
- Filed
- Mar 26, 2026
- Trade date
- Mar 25, 2026
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 6 non-derivative transactions and 5 derivative transactions. Open-market sales total $344.8K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Yu SiyingCIK 0002114147 | Officer (General Counsel) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 25, 2026 | Ordinary Shares | MOption exerciseAcquired | +25,336 | – | – | 599,701 | Direct | |
| Mar 25, 2026 | Ordinary Shares | MOption exerciseAcquired | +5,600 | – | – | 605,301 | Direct | |
| Mar 25, 2026 | Ordinary Shares | MOption exerciseAcquired | +10,672 | – | – | 615,973 | Direct | |
| Mar 25, 2026 | Ordinary Shares | MOption exerciseAcquired | +3,336 | – | – | 619,309 | Direct | |
| Mar 25, 2026 | Ordinary Shares | MOption exerciseAcquired | +2,666 | – | – | 621,975 | Direct | |
| Mar 25, 2026 | Ordinary Shares | SSaleDisposed | −21,472 | $16.06 | −$344,840.32 | 600,503 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 25, 2026 | Ordinary Shares | MOption exerciseDisposed | −25,336 | $0.00 | $0 | 0 | Direct | |
| Mar 25, 2026 | Ordinary Shares | MOption exerciseDisposed | −5,600 | $0.00 | $0 | 5,600 | Direct | |
| Mar 25, 2026 | Ordinary Shares | MOption exerciseDisposed | −10,672 | $0.00 | $0 | 32,000 | Direct | |
| Mar 25, 2026 | Ordinary Shares | MOption exerciseDisposed | −3,336 | $0.00 | $0 | 53,336 | Direct | |
| Mar 25, 2026 | Ordinary Shares | MOption exerciseDisposed | −2,666 | $0.00 | $0 | 53,334 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.