Xiao Jin's Form 4 filing
Super Micro Computer, Inc. (SMCI) · filed Aug 12, 2026
- Accession no.
- 0002104631-26-000012
- Filed
- Aug 12, 2026, 4:51 PM ET
- Trade date
- Aug 10, 2026
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Xiao JinCIK 0002104631 | Officer (Sr. Corporate VP, Engineering) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 10, 2026 | Common Stock | MOption exerciseAcquired | +1,970 | –F1 | – | 192,073 | Direct | |
| Aug 10, 2026 | Common Stock | FTax withholdingDisposed | −707 | $31.46 | −$22,242.22 | 191,366 | Direct | |
| Aug 10, 2026 | Common Stock | MOption exerciseAcquired | +1,024 | –F1 | – | 192,390 | Direct | |
| Aug 10, 2026 | Common Stock | FTax withholdingDisposed | −368 | $31.46 | −$11,577.28 | 192,022 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 10, 2026 | Common Stock | MOption exerciseDisposed | −1,970 | $0.00 | $0 | 5,910 | Direct | |
| Aug 10, 2026 | Common Stock | MOption exerciseDisposed | −1,024 | $0.00 | $0 | 11,270 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
Referenced by the price of 2 transactions in Table I.