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Lin Lauren's Form 4 filing

Wealthfront Corp (WLTH) · filed Sep 17, 2026

Accession no.
0002082674-26-000011
Filed
Sep 17, 2026, 4:21 PM ET
Trade date
Sep 15-16, 2026
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 6 non-derivative transactions and 4 derivative transactions. Open-market sales total $223.8K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Lin LaurenCIK 0002082674Officer (CLO, CCO and Secretary)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 15, 2026Common StockMOption exerciseAcquired+12,500$0.00$0170,592Direct
Sep 15, 2026Common StockMOption exerciseAcquired+9,375$0.00$0179,967Direct
Sep 15, 2026Common StockMOption exerciseAcquired+4,688$0.00$0184,655Direct
Sep 15, 2026Common StockMOption exerciseAcquired+12,847$0.00$0197,502Direct
Sep 15, 2026Common StockSSaleDisposed−16,117$10.73F2−$172,941.86181,385Direct
Sep 16, 2026Common StockSSaleDisposed−4,995$10.19F3−$50,904.05176,390Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Sep 15, 2026Common StockMOption exerciseDisposed−12,500$0.00$012,500Direct
Sep 15, 2026Common StockMOption exerciseDisposed−9,375$0.00$037,500Direct
Sep 15, 2026Common StockMOption exerciseDisposed−4,688$0.00$037,500Direct
Sep 15, 2026Common StockMOption exerciseDisposed−12,847$0.00$0154,163Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.55 to $10.88 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote and in footnote 3 of this Form 4.

Referenced by the price of 1 transaction in Table I.

F3

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.96 to $10.83 per share, inclusive.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)