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Musfeldt Brian's Form 4 filing

Stem, Inc. (STEM) · filed Jul 21, 2026

Accession no.
0002081813-26-000004
Filed
Jul 21, 2026, 5:15 PM ET
Trade date
Jul 17-20, 2026
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $6.09K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Musfeldt BrianCIK 0002081813Officer (Chief Financial Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jul 17, 2026Common Stock, Par Value $0.0001 Per ShareMOption exerciseAcquired+3,375$6.26+$21,127.53,375Direct
Jul 20, 2026Common Stock, Par Value $0.0001 Per ShareSSaleDisposed−996$6.11−$6,085.562,379Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jul 17, 2026Common Stock, Par Value $0.0001 Per ShareMOption exerciseDisposed−3,375$0.00$03,375Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)