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Esaka Fumihide's Form 4 filing

Ambiq Micro, Inc. (AMBQ) · filed May 18, 2026

Accession no.
0002078454-26-000008
Filed
May 18, 2026
Trade date
May 14-15, 2026
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 4 non-derivative transactions and 4 derivative transactions. Open-market sales total $4.20M. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Esaka FumihideCIK 0002078454Director, Officer (Chief Executive Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 14, 2026Common StockMOption exerciseAcquired+60,000$8.12+$487,200451,189Direct
May 14, 2026Common StockSSaleDisposed−60,000$70.02F1−$4,201,200391,189Direct
May 15, 2026Common StockMOption exerciseAcquired+45,463$8.12+$369,159.56436,652Direct
May 15, 2026Common StockMOption exerciseAcquired+14,537$12.60+$183,166.2451,189Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
May 14, 2026Common StockMOption exerciseDisposed−60,000$0.00$0144,470Direct
May 15, 2026Common StockMOption exerciseDisposed−45,463$0.00$099,007Direct
May 15, 2026Common StockMOption exerciseDisposed−7,936$0.00$0114,007Direct
May 15, 2026Common StockMOption exerciseDisposed−6,601$0.00$0184,543Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $70.00 to $70.45 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)