Watson Michael James's Form 4 filing
Axos Financial, Inc. (AX) · filed Sep 16, 2026
- Accession no.
- 0002065757-26-000007
- Filed
- Sep 16, 2026, 7:31 PM ET
- Trade date
- Sep 15, 2026
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 2 derivative transactions. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Watson Michael JamesCIK 0002065757 | Other: EVP, Head of Axos Securities |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 15, 2026 | Common Stock | MOption exerciseAcquired | +3,174 | $92.68 | +$294,166.32 | 7,766 | Direct | |
| Sep 15, 2026 | Common Stock | DReturned to the companyDisposed | −1,583 | $92.68 | −$146,712.44 | 6,183 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 15, 2026 | Common Stock | MOption exerciseDisposed | −3,174 | $0.00 | $0 | 7,485 | Direct | |
| Sep 15, 2026 | Common Stock | AGrant or awardAcquired | +1,900 | $0.00 | $0 | 9,385 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.