Narayanan Arun's Form 4 filing
Stem, Inc. (STEM) · filed Mar 10, 2026
- Accession no.
- 0002052035-26-000002
- Filed
- Mar 10, 2026
- Trade date
- Mar 7-10, 2026
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $57.2K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Narayanan ArunCIK 0002052035 | Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 7, 2026 | Common Stock, Par Value $0.0001 Per Share | MOption exerciseAcquired | +12,500 | – | – | 12,500 | Direct | |
| Mar 7, 2026 | Common Stock, Par Value $0.0001 Per Share | MOption exerciseAcquired | +5,625 | – | – | 18,125 | Direct | |
| Mar 10, 2026 | Common Stock, Par Value $0.0001 Per Share | SSaleDisposed | −5,145 | $11.12 | −$57,212.4 | 12,980 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 7, 2026 | Common Stock, Par Value $0.0001 Per Share | MOption exerciseDisposed | −12,500 | $0.00 | $0 | 25,000 | Direct | |
| Mar 7, 2026 | Common Stock, Par Value $0.0001 Per Share | MOption exerciseDisposed | −5,625 | $0.00 | $0 | 5,625 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.