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Golten Alex S's Form 4 filing

Goldman Sachs Group IncGS · filed Feb 11, 2026

Accession no.
0002050849-26-000009
Filed
Feb 11, 2026
Trade date
Feb 9, 2026
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 5 non-derivative transactions. Open-market sales total $2.14M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Golten Alex SCIK 0002050849Officer (CHIEF RISK OFFICER)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 9, 2026Common Stock, par value $0.01 per shareSSaleDisposed−840$932.98F1−$783,703.25,169Direct
Feb 9, 2026Common Stock, par value $0.01 per shareSSaleDisposed−360$934.05F2−$336,2584,809Direct
Feb 9, 2026Common Stock, par value $0.01 per shareSSaleDisposed−240$935.66F3−$224,558.4852Indirect
Feb 9, 2026Common Stock, par value $0.01 per shareSSaleDisposed−545$936.80F5−$510,556307Indirect
Feb 9, 2026Common Stock, par value $0.01 per shareSSaleDisposed−307$938.01F6−$287,969.070Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Reflects a weighted average sale price of $932.98 per share, at prices ranging from $932.54 to $933.53 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F2

Reflects a weighted average sale price of $934.05 per share, at prices ranging from $933.72 to $934.63 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F3

Reflects a weighted average sale price of $935.66 per share, at prices ranging from $935.00 to $935.96 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F5

Reflects a weighted average sale price of $936.80 per share, at prices ranging from $936.44 to $937.08 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F6

Reflects a weighted average sale price of $938.01 per share, at prices ranging from $937.54 to $938.25 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)