Mullins Andrea's Form 4 filing
NXG Cushing Midstream Energy FundSRV · filed Nov 26, 2024
- Accession no.
- 0002044004-24-000004
- Filed
- Nov 26, 2024
- Trade date
- Nov 21, 2024
- Filing delay
- 5 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction. Open-market purchases total $6.27K. It was filed 5 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mullins AndreaCIK 0001777679 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 21, 2024 | Common Shares | PPurchaseAcquired | +150 | $41.80F1 | +$6,270 | 600 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Shares were acquired pursuant to the exercise of rights to acquire common shares in the Fund's transferrable rights offering, which expired on November 14, 2024, at the subscription price of $41.80. The number of common shares acquired was confirmed to exercising rights holders on November 21, 2024, following the pro-ration and allocation of shares pursuant to the over-subscription privilege.
Referenced by the price of 1 transaction in Table I.