Keough Kelli's Form 4 filing
SoFi Technologies, Inc. (SOFI) · filed Sep 16, 2026
- Accession no.
- 0002032458-26-000026
- Filed
- Sep 16, 2026, 7:45 PM ET
- Trade date
- Sep 14-15, 2026
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 5 non-derivative transactions and 4 derivative transactions. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Keough KelliCIK 0002032458 | Officer (EVP, GBUL, SIPS) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 14, 2026 | Common Stock | MOption exerciseAcquired | +82,643 | –F1 | – | 439,085 | Direct | |
| Sep 14, 2026 | Common Stock | MOption exerciseAcquired | +26,476 | –F1 | – | 465,561 | Direct | |
| Sep 14, 2026 | Common Stock | MOption exerciseAcquired | +13,067 | –F1 | – | 478,628 | Direct | |
| Sep 14, 2026 | Common Stock | MOption exerciseAcquired | +5,681 | –F1 | – | 484,309 | Direct | |
| Sep 15, 2026 | Common Stock | FTax withholdingDisposed | −66,033 | $17.28F2 | −$1,140,984.21 | 418,276 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 14, 2026 | Common Stock | MOption exerciseDisposed | −82,643 | $0.00 | $0 | 165,287 | Direct | |
| Sep 14, 2026 | Common Stock | MOption exerciseDisposed | −26,476 | $0.00 | $0 | 158,861 | Direct | |
| Sep 14, 2026 | Common Stock | MOption exerciseDisposed | −13,067 | $0.00 | $0 | 130,677 | Direct | |
| Sep 14, 2026 | Common Stock | MOption exerciseDisposed | −5,681 | $0.00 | $0 | 79,541 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
Referenced by the price of 4 transactions in Table I.
- F2
Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.
Referenced by the price of 1 transaction in Table I.