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Ballengee James H.'s Form 4 filing

Vivakor, Inc. (VIVK) · filed Aug 6, 2024

Accession no.
0002031476-24-000003
Filed
Aug 6, 2024
Trade date
Apr 4-Jun 18, 2024
Filing delay
124 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 6 non-derivative transactions and 0 derivative transactions. Open-market purchases total $100.7K. It was filed 124 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Ballengee James H.CIK 0001646366Director, Officer (Chairman, President, & CEO), 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Apr 4, 2024Common Stock, par value $0.001AGrant or awardAcquired+422,199$0.59+$249,097.4111,497,677Direct
May 29, 2024Common Stock, par value $0.001PPurchaseAcquired+42,098$1.35+$56,832.311,897,177Direct
May 30, 2024Common Stock, par value $0.001PPurchaseAcquired+15,139$1.52+$23,011.2811,912,316Direct
May 31, 2024Common Stock, par value $0.001PPurchaseAcquired+12,612$1.53+$19,296.3611,924,928Direct
Jun 3, 2024Common Stock, par value $0.001PPurchaseAcquired+1,000$1.57+$1,57011,925,928Direct
Jun 18, 2024Common Stock, par value $0.001AGrant or awardAcquired+422,199$0.59+$249,097.4112,348,127Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)