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Woolway Paul V's Form 4 filing

Schwab Charles Corp (SCHW) · filed Apr 16, 2026

Accession no.
0002031313-26-000005
Filed
Apr 16, 2026
Trade date
Apr 14-15, 2026
Filing delay
2 days
Rule 10b5-1 plan
Checked

This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.57M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Woolway Paul VCIK 0002031313Officer (MD, Chief Banking Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Apr 14, 2026Common StockMOption exerciseAcquired+7,942$52.05+$413,381.125,153Direct
Apr 14, 2026Common StockSSaleDisposed−7,942$98.00F3−$778,31629,866.44Indirect
Apr 15, 2026Common StockMOption exerciseAcquired+7,941$52.05+$413,329.0525,153Direct
Apr 15, 2026Common StockSSaleDisposed−7,941$100.00F4−$794,10029,866.44Indirect

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Apr 14, 2026Common StockMOption exerciseDisposed−7,942$0.00$07,941Direct
Apr 15, 2026Common StockMOption exerciseDisposed−7,941$0.00$00Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F3

This transaction was executed in multiple trades at prices ranging from $98.00 to $98.025. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F4

This transaction was executed in multiple trades at prices ranging from $100.00 to $100.055. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)