Kluppel Ann M's Form 4 filing
Phillips 66PSX · filed Aug 11, 2026
- Accession no.
- 0002021896-26-000008
- Filed
- Aug 11, 2026, 4:11 PM ET
- Trade date
- Aug 7-10, 2026
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 7 non-derivative transactions and 3 derivative transactions. Open-market sales total $1.65M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kluppel Ann MCIK 0002021896 | Officer (SVP and Controller) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 7, 2026 | Common Stock | MOption exerciseAcquired | +1,800 | $100.44 | +$180,783 | 27,201 | Direct | |
| Aug 7, 2026 | Common Stock | SSaleDisposed | −1,800 | $205.00 | −$369,000 | 25,401 | Direct | |
| Aug 10, 2026 | Common Stock | MOption exerciseAcquired | +2,100 | $100.44 | +$210,913.5 | 27,501 | Direct | |
| Aug 10, 2026 | Common Stock | MOption exerciseAcquired | +3,934 | $89.05 | +$350,322.7 | 31,435 | Direct | |
| Aug 10, 2026 | Common Stock | SSaleDisposed | −2,100 | $210.63F2 | −$442,326.57 | 29,335 | Direct | |
| Aug 10, 2026 | Common Stock | SSaleDisposed | −1,967 | $212.00 | −$417,004 | 27,368 | Direct | |
| Aug 10, 2026 | Common Stock | SSaleDisposed | −1,967 | $215.00 | −$422,905 | 25,401 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 7, 2026 | Common Stock | MOption exerciseDisposed | −1,800 | $100.44 | −$180,783 | 2,100 | Direct | |
| Aug 10, 2026 | Common Stock | MOption exerciseDisposed | −2,100 | $100.44 | −$210,913.5 | 0 | Direct | |
| Aug 10, 2026 | Common Stock | MOption exerciseDisposed | −3,934 | $89.05 | −$350,322.7 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported above is a weighted average price. These shares were sold in multiple transactions at prices ranging from $210.135 to $210.72. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected.
Referenced by the price of 1 transaction in Table I.