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Halio Carey's Form 4 filing

Goldman Sachs Group IncGS · filed Jan 28, 2025

Accession no.
0002021544-25-000004
Filed
Jan 28, 2025
Trade date
Jan 24, 2025
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 5 non-derivative transactions. Open-market sales total $2.32M. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Halio CareyCIK 0002021544Officer (Global Treasurer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jan 24, 2025Common Stock, par value $0.01 per shareSSaleDisposed−554$633.68F1−$351,058.727,638Direct
Jan 24, 2025Common Stock, par value $0.01 per shareSSaleDisposed−423$635.52F2−$268,824.967,215Direct
Jan 24, 2025Common Stock, par value $0.01 per shareSSaleDisposed−1,452$636.74F3−$924,546.485,763Direct
Jan 24, 2025Common Stock, par value $0.01 per shareSSaleDisposed−518$637.77F4−$330,364.865,245Direct
Jan 24, 2025Common Stock, par value $0.01 per shareSSaleDisposed−693$639.16F5−$442,937.884,552Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Reflects a weighted average sale price of $633.68 per share, at prices ranging from $633.42 to $634.08 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F2

Reflects a weighted average sale price of $635.52 per share, at prices ranging from $635.24 to $635.96 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F3

Reflects a weighted average sale price of $636.74 per share, at prices ranging from $636.24 to $637.11 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F4

Reflects a weighted average sale price of $637.77 per share, at prices ranging from $637.60 to $637.91 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F5

Reflects a weighted average sale price of $639.16 per share, at prices ranging from $638.95 to $639.84 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)