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Halio Carey's Form 4 filing

Goldman Sachs Group Inc (GS) · filed Jan 23, 2025

Accession no.
0002021544-25-000002
Filed
Jan 23, 2025
Trade date
Jan 21, 2025
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 13 non-derivative transactions and 1 derivative transaction. Open-market sales total $965.1K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Halio CareyCIK 0002021544Officer (Global Treasurer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jan 21, 2025Common Stock, par value $0.01 per shareMOption exerciseAcquired+5,589––12,461Direct
Jan 21, 2025Common Stock, par value $0.01 per shareFTax withholdingDisposed−2,724$625.94−$1,705,060.569,737Direct
Jan 21, 2025Common Stock, par value $0.01 per shareSSaleDisposed−89$611.07−$54,385.239,648Direct
Jan 21, 2025Common Stock, par value $0.01 per shareSSaleDisposed−180$618.55−$111,3399,468Direct
Jan 21, 2025Common Stock, par value $0.01 per shareSSaleDisposed−360$620.16−$223,257.69,108Direct
Jan 21, 2025Common Stock, par value $0.01 per shareSSaleDisposed−90$621.75−$55,957.59,018Direct
Jan 21, 2025Common Stock, par value $0.01 per shareSSaleDisposed−180$623.16−$112,168.88,838Direct
Jan 21, 2025Common Stock, par value $0.01 per shareSSaleDisposed−90$626.81−$56,412.98,748Direct
Jan 21, 2025Common Stock, par value $0.01 per shareSSaleDisposed−195$628.87−$122,629.658,553Direct
Jan 21, 2025Common Stock, par value $0.01 per shareSSaleDisposed−43$631.51−$27,154.938,510Direct
Jan 21, 2025Common Stock, par value $0.01 per shareSSaleDisposed−45$633.62−$28,512.98,465Direct
Jan 21, 2025Common Stock, par value $0.01 per shareSSaleDisposed−228$634.71−$144,713.888,237Direct
Jan 21, 2025Common Stock, par value $0.01 per shareSSaleDisposed−45$635.29−$28,588.058,192Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jan 21, 2025Common Stock, par value $0.01 per shareMOption exerciseDisposed−5,589––0Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)