Halio Carey's Form 4 filing
Goldman Sachs Group IncGS · filed Jan 23, 2025
- Accession no.
- 0002021544-25-000002
- Filed
- Jan 23, 2025
- Trade date
- Jan 21, 2025
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 13 non-derivative transactions and 1 derivative transaction. Open-market sales total $965.1K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Halio CareyCIK 0002021544 | Officer (Global Treasurer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 21, 2025 | Common Stock, par value $0.01 per share | MOption exerciseAcquired | +5,589 | –F1 | – | 12,461 | Direct | |
| Jan 21, 2025 | Common Stock, par value $0.01 per share | FTax withholdingDisposed | −2,724 | $625.94 | −$1,705,060.56 | 9,737 | Direct | |
| Jan 21, 2025 | Common Stock, par value $0.01 per share | SSaleDisposed | −89 | $611.07 | −$54,385.23 | 9,648 | Direct | |
| Jan 21, 2025 | Common Stock, par value $0.01 per share | SSaleDisposed | −180 | $618.55F3 | −$111,339 | 9,468 | Direct | |
| Jan 21, 2025 | Common Stock, par value $0.01 per share | SSaleDisposed | −360 | $620.16F4 | −$223,257.6 | 9,108 | Direct | |
| Jan 21, 2025 | Common Stock, par value $0.01 per share | SSaleDisposed | −90 | $621.75F5 | −$55,957.5 | 9,018 | Direct | |
| Jan 21, 2025 | Common Stock, par value $0.01 per share | SSaleDisposed | −180 | $623.16F6 | −$112,168.8 | 8,838 | Direct | |
| Jan 21, 2025 | Common Stock, par value $0.01 per share | SSaleDisposed | −90 | $626.81F7 | −$56,412.9 | 8,748 | Direct | |
| Jan 21, 2025 | Common Stock, par value $0.01 per share | SSaleDisposed | −195 | $628.87F8 | −$122,629.65 | 8,553 | Direct | |
| Jan 21, 2025 | Common Stock, par value $0.01 per share | SSaleDisposed | −43 | $631.51F9 | −$27,154.93 | 8,510 | Direct | |
| Jan 21, 2025 | Common Stock, par value $0.01 per share | SSaleDisposed | −45 | $633.62F10 | −$28,512.9 | 8,465 | Direct | |
| Jan 21, 2025 | Common Stock, par value $0.01 per share | SSaleDisposed | −228 | $634.71F11 | −$144,713.88 | 8,237 | Direct | |
| Jan 21, 2025 | Common Stock, par value $0.01 per share | SSaleDisposed | −45 | $635.29 | −$28,588.05 | 8,192 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 21, 2025 | Common Stock, par value $0.01 per share | MOption exerciseDisposed | −5,589 | –F1 | – | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
On January 21, 2025, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation prior to 2024 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2024 compensation.
Referenced by the price of 1 transaction in Table I and 1 transaction in Table II.
- F3
Reflects a weighted average sale price of $618.55 per share, at prices ranging from $618.12 to $618.99 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Reflects a weighted average sale price of $620.16 per share, at prices ranging from $619.90 to $620.58 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
Reflects a weighted average sale price of $621.75 per share, at prices ranging from $621.48 to $621.75 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
Reflects a weighted average sale price of $623.16 per share, at prices ranging from $622.71 to $623.62 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F7
Reflects a weighted average sale price of $626.81 per share, at prices ranging from $626.79 to $626.84 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F8
Reflects a weighted average sale price of $628.87 per share, at prices ranging from $628.44 to $629.29 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F9
Reflects a weighted average sale price of $631.51 per share, at prices ranging from $631.06 to $632.05 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F10
Reflects a weighted average sale price of $633.62 per share, at prices ranging from $633.09 to $634.01 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F11
Reflects a weighted average sale price of $634.71 per share, at prices ranging from $634.23 to $634.84 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.