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Choudary Kiran Kumar's Form 4 filing

Rubrik, Inc. (RBRK) · filed Mar 26, 2026

Accession no.
0002020220-26-000010
Filed
Mar 26, 2026
Trade date
Mar 24, 2026
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions and 5 derivative transactions. Open-market sales total $5.91M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Choudary Kiran KumarCIK 0002020220Officer (Chief Financial Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 24, 2026Class A Common StockCConversionAcquired+212,188$0.00$0687,514Direct
Mar 24, 2026Class A Common StockSSaleDisposed−122,613$48.20−$5,909,946.6564,901Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Mar 24, 2026Class B Common StockMOption exerciseDisposed−7,188$0.00$00Direct
Mar 24, 2026Class B Common StockMOption exerciseDisposed−150,000$0.00$0200,000Direct
Mar 24, 2026Class B Common StockMOption exerciseDisposed−55,000$0.00$0192,500Direct
Mar 24, 2026Class A Common StockMOption exerciseAcquired+212,188–F7–212,188Direct
Mar 24, 2026Class A Common StockCConversionDisposed−212,188–F7–0Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F7

Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

Referenced by the price of 2 transactions in Table II.

Read the full filing on SEC EDGAR (opens in a new tab)