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Ellingson Alan Wayne's Form 4 filing

DraftKings Inc. (DKNG) · filed Sep 3, 2026

Accession no.
0002019299-26-000014
Filed
Sep 3, 2026, 4:33 PM ET
Trade date
Sep 1, 2026
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 8 non-derivative transactions and 4 derivative transactions. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Ellingson Alan WayneCIK 0002019299Officer (Chief Financial Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 1, 2026Class A Common StockMOption exerciseAcquired+2,140–F1–181,185Direct
Sep 1, 2026Class A Common StockFTax withholdingDisposed−1,035$23.44−$24,260.4180,150Direct
Sep 1, 2026Class A Common StockMOption exerciseAcquired+742–F2–180,892Direct
Sep 1, 2026Class A Common StockFTax withholdingDisposed−359$23.44−$8,414.96180,533Direct
Sep 1, 2026Class A Common StockMOption exerciseAcquired+5,300–F3–185,833Direct
Sep 1, 2026Class A Common StockFTax withholdingDisposed−2,563$23.44−$60,076.72183,270Direct
Sep 1, 2026Class A Common StockMOption exerciseAcquired+19,920–F4–203,190Direct
Sep 1, 2026Class A Common StockFTax withholdingDisposed−9,632$23.44−$225,774.08193,558Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Sep 1, 2026Class A Common StockMOption exerciseDisposed−2,140$0.00$04,281Direct
Sep 1, 2026Class A Common StockMOption exerciseDisposed−742$0.00$04,450Direct
Sep 1, 2026Class A Common StockMOption exerciseDisposed−5,300$0.00$053,005Direct
Sep 1, 2026Class A Common StockMOption exerciseDisposed−19,920$0.00$0278,885Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs") other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 2,140 shares of Class A Common Stock underlying the RSUs listed in Table II, and 1,035 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Referenced by the price of 1 transaction in Table I.

F2

No shares of Class A Common Stock were transferred or sold upon the vesting of the RSUs other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 742 shares of Class A Common Stock underlying the RSUs listed in Table II, and 359 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Referenced by the price of 1 transaction in Table I.

F3

No shares of Class A Common Stock were transferred or sold upon the vesting of the RSUs other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 5,300 shares of Class A Common Stock underlying the RSUs listed in Table II, and 2,563 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Referenced by the price of 1 transaction in Table I.

F4

No shares of Class A Common Stock were transferred or sold upon the vesting of the RSUs other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 19,920 shares of Class A Common Stock underlying the RSUs listed in Table II, and 9,632 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)