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Nithrakashyap Arvind's Form 4 filing

Rubrik, Inc. (RBRK) · filed Sep 10, 2026

Accession no.
0002019143-26-000019
Filed
Sep 10, 2026, 8:46 PM ET
Trade date
Sep 8-10, 2026
Filing delay
2 days
Rule 10b5-1 plan
Checked

This filing lists 16 non-derivative transactions and 3 derivative transactions. Open-market sales total $3.49M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Nithrakashyap ArvindCIK 0002019143Director, Officer (Chief Technology Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 8, 2026Class A Common StockCConversionAcquired+12,820$0.00$0306,113Direct
Sep 8, 2026Class A Common StockSSaleDisposed−2,767$90.43F2−$250,219.81303,346Direct
Sep 8, 2026Class A Common StockSSaleDisposed−7,836$91.47F3−$716,758.92295,510Direct
Sep 8, 2026Class A Common StockSSaleDisposed−2,217$91.95F4−$203,853.15293,293Direct
Sep 9, 2026Class A Common StockCConversionAcquired+12,820$0.00$0306,113Direct
Sep 9, 2026Class A Common StockSSaleDisposed−3,243$89.33F5−$289,697.19302,870Direct
Sep 9, 2026Class A Common StockSSaleDisposed−5,297$90.41F6−$478,901.77297,573Direct
Sep 9, 2026Class A Common StockSSaleDisposed−3,237$91.16F7−$295,084.92294,336Direct
Sep 9, 2026Class A Common StockSSaleDisposed−1,013$92.08F8−$93,277.04293,323Direct
Sep 9, 2026Class A Common StockSSaleDisposed−30$92.87−$2,786.1293,293Direct
Sep 10, 2026Class A Common StockCConversionAcquired+12,820$0.00$0306,113Direct
Sep 10, 2026Class A Common StockSSaleDisposed−369$87.55F9−$32,305.95305,744Direct
Sep 10, 2026Class A Common StockSSaleDisposed−611$89.12F10−$54,452.32305,133Direct
Sep 10, 2026Class A Common StockSSaleDisposed−4,844$89.73F11−$434,652.12300,289Direct
Sep 10, 2026Class A Common StockSSaleDisposed−4,675$90.88F12−$424,864295,614Direct
Sep 10, 2026Class A Common StockSSaleDisposed−2,321$91.67F13−$212,766.07293,293Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Sep 8, 2026Class A Common StockCConversionDisposed−12,820$0.00$010,053,890Direct
Sep 9, 2026Class A Common StockCConversionDisposed−12,820$0.00$010,041,070Direct
Sep 10, 2026Class A Common StockCConversionDisposed−12,820$0.00$010,028,250Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.7975 to $90.79 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F3

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.805 to $91.79 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F4

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.80 to $92.195 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F5

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.775 to $89.77 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F6

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.805 to $90.77 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F7

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.82 to $91.7625 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F8

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.785 to $92.67 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F9

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.31 to $88.05 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F10

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.41 to $89.26 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F11

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.315 to $90.2775 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F12

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.315 to $91.30 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F13

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.315 to $92.30 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)