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Nithrakashyap Arvind's Form 4 filing

Rubrik, Inc. (RBRK) · filed Aug 5, 2026

Accession no.
0002019143-26-000017
Filed
Aug 5, 2026, 7:01 PM ET
Trade date
Aug 3-5, 2026
Filing delay
2 days
Rule 10b5-1 plan
Checked

This filing lists 14 non-derivative transactions and 3 derivative transactions. Open-market sales total $3.05M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Nithrakashyap ArvindCIK 0002019143Director, Officer (Chief Technology Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 3, 2026Class A Common StockCConversionAcquired+2,502$0.00$0306,113Direct
Aug 3, 2026Class A Common StockSSaleDisposed−7,642$73.72F2−$563,368.24298,471Direct
Aug 3, 2026Class A Common StockSSaleDisposed−5,178$74.52F3−$385,864.56293,293Direct
Aug 4, 2026Class A Common StockCConversionAcquired+12,820$0.00$0306,113Direct
Aug 4, 2026Class A Common StockSSaleDisposed−212$76.77F4−$16,275.24305,901Direct
Aug 4, 2026Class A Common StockSSaleDisposed−1,303$77.99F5−$101,620.97304,598Direct
Aug 4, 2026Class A Common StockSSaleDisposed−2,981$79.11F6−$235,826.91301,617Direct
Aug 4, 2026Class A Common StockSSaleDisposed−3,767$79.81F7−$300,644.27297,850Direct
Aug 4, 2026Class A Common StockSSaleDisposed−4,557$80.94F8−$368,843.58293,293Direct
Aug 5, 2026Class A Common StockCConversionAcquired+12,820$0.00$0306,113Direct
Aug 5, 2026Class A Common StockSSaleDisposed−1,342$82.08F9−$110,151.36304,771Direct
Aug 5, 2026Class A Common StockSSaleDisposed−2,780$83.17F10−$231,212.6301,991Direct
Aug 5, 2026Class A Common StockSSaleDisposed−8,177$84.10F11−$687,685.7293,814Direct
Aug 5, 2026Class A Common StockSSaleDisposed−521$84.61F12−$44,081.81293,293Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Aug 3, 2026Class A Common StockCConversionDisposed−2,502$0.00$010,092,350Direct
Aug 4, 2026Class A Common StockCConversionDisposed−12,820$0.00$010,079,530Direct
Aug 5, 2026Class A Common StockCConversionDisposed−12,820$0.00$010,066,710Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.1625 to $74.145 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F3

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.165 to $74.985 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F4

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.47 to $77.32 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F5

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.50 to $78.40 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F6

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.47 to $79.455 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F7

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.47 to $80.455 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F8

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.475 to $81.34 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F9

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.535 to $82.48 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F10

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.5375 to $83.525 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F11

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.55 to $84.51 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F12

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.535 to $84.665 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)