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Le Pendeven Yves's Form 4 filing

Funko, Inc. (FNKO) · filed Sep 3, 2026

Accession no.
0002014560-26-000012
Filed
Sep 3, 2026, 7:08 PM ET
Trade date
Aug 28-Sep 1, 2026
Filing delay
6 daysLate
Rule 10b5-1 plan
Checked

This filing lists 3 non-derivative transactions. Open-market sales total $281.9K. It was filed 6 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Le Pendeven YvesCIK 0002014560Officer (CFO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 28, 2026CLASS A COMMON STOCKSSaleDisposed−6,862$7.02F2−$48,139.6735,907Direct
Sep 1, 2026CLASS A COMMON STOCKSSaleDisposed−1,833$6.60−$12,097.834,074Direct
Sep 1, 2026CLASS A COMMON STOCKSSaleDisposed−34,074$6.51F4−$221,709.30Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.00 to $7.05, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F4

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.18 to $6.76, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)