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Le Pendeven Yves's Form 4 filing

Funko, Inc. (FNKO) · filed Mar 16, 2026

Accession no.
0002014560-26-000004
Filed
Mar 16, 2026
Trade date
Mar 12-16, 2026
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $23.8K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Le Pendeven YvesCIK 0002014560Officer (CFO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 12, 2026CLASS A COMMON STOCKMOption exerciseAcquired+9,767$0.00$055,705Direct
Mar 13, 2026CLASS A COMMON STOCKSSaleDisposed−3,199$4.14−$13,243.8652,506Direct
Mar 13, 2026CLASS A COMMON STOCKMOption exerciseAcquired+8,400$0.00$060,906Direct
Mar 16, 2026CLASS A COMMON STOCKSSaleDisposed−2,832$3.74−$10,591.6858,074Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Mar 12, 2026CLASS A COMMON STOCKMOption exerciseDisposed−9,767$0.00$029,302Direct
Mar 13, 2026CLASS A COMMON STOCKMOption exerciseDisposed−8,400$0.00$016,800Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)