Lath Hitesh's Form 4 filing
C3.ai, Inc. (AI) · filed Sep 17, 2025
- Accession no.
- 0002014154-25-000008
- Filed
- Sep 17, 2025
- Trade date
- Sep 15-16, 2025
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 3 derivative transactions. Open-market sales total $796.5K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lath HiteshCIK 0002014154 | Officer (CHIEF FINANCIAL OFFICER) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 15, 2025 | Class A Common Stock | MOption exerciseAcquired | +8,007 | $0.00 | $0 | 174,225 | Direct | |
| Sep 15, 2025 | Class A Common Stock | MOption exerciseAcquired | +1,000 | $0.00 | $0 | 175,225 | Direct | |
| Sep 15, 2025 | Class A Common Stock | MOption exerciseAcquired | +80,000 | $0.00 | $0 | 255,225 | Direct | |
| Sep 16, 2025 | Class A Common Stock | SSaleDisposed | −46,881 | $16.99 | −$796,508.19 | 209,154 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 15, 2025 | Class A Common Stock | MOption exerciseDisposed | −8,007 | $0.00 | $0 | 104,101 | Direct | |
| Sep 15, 2025 | Class A Common Stock | MOption exerciseDisposed | −1,000 | $0.00 | $0 | 15,000 | Direct | |
| Sep 15, 2025 | Class A Common Stock | MOption exerciseDisposed | −80,000 | $0.00 | $0 | 320,000 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.