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First City Investment Group, LLC's Form 4 filing

Modiv Industrial, Inc. (MDV) · filed Apr 3, 2024

Accession no.
0002012901-24-000005
Filed
Apr 3, 2024
Trade date
Mar 20-28, 2024
Filing delay
14 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 4 non-derivative transactions. Open-market sales total $124.0K. It was filed 14 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
First City Investment Group, LLCCIK 000201290110% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 20, 2024Class C Common StockSSaleDisposed−565$16.68−$9,424.2655,626Direct
Mar 26, 2024Class C Common StockSSaleDisposed−3,654$17.02−$62,191.08651,972Direct
Mar 27, 2024Class C Common StockSSaleDisposed−2,324$17.30F1−$40,205.2649,648Direct
Mar 28, 2024Class C Common StockSSaleDisposed−704$17.30−$12,179.2648,944Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price represents a weighted average. The shares were sold in multiple transactions in prices ranging from $17.2990 to $17.5000, inclusive. The Reporting Person will provide, upon request of the SEC staff, the Issuer or a stockholder of the Issuer, complete information regarding the number of shares sold at each price within the range.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)